-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oie9iuvGNmiY5DVJi9bXYRkaJmybB2ovLpbOE2SQcCPh0atjcFp/e6Ig/+KS8UHS djeb63e4ABI1BqUGEpHEdA== 0001140361-06-007821.txt : 20060519 0001140361-06-007821.hdr.sgml : 20060519 20060519130534 ACCESSION NUMBER: 0001140361-06-007821 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060515 FILED AS OF DATE: 20060519 DATE AS OF CHANGE: 20060519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOBLE MARTIN G CENTRAL INDEX KEY: 0001214389 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 06854490 BUSINESS ADDRESS: STREET 1: PATRIOT NATIONAL BANCORP STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc1.xml FORM 4 X0202 4 2006-05-15 0 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001214389 NOBLE MARTIN G C/O PATRIOT NATIONAL BANK 900 BEDFORD STREET STAMFORD CT 06901 0 1 0 0 Executive Vice Pres Common Stock 1311 D Common Stock 2006-05-15 4 M 0 2400 8.54 A 3711 D Common Stock 2006-05-15 4 D 0 2400 8.54 D 1311 D Stock Appreciation Rights 8.54 2011-03-31 Common Stock 2400 2400 D Stock Appreciation Rights 8.54 2006-05-15 4 M 0 1200 0 A 2006-03-31 2011-03-21 Common Stock 1200 1200 D Stock Appreciation Rights 8.54 2006-05-15 4 M 0 1200 0 A 2005-03-31 2011-03-31 Common Stock 1200 0 D Of the 6,000 SARs granted on 3/31/01: 1,200 shares were exercisable on each of 3/31/02, 3/31/03, 3/31/04, 3/31/05 and 3/31/06. Represents exercise of Stock Appreciation Rights. No shares of common stock were actually traded. The transactions on Table II are the same as those shown on Table I. /s/ Martin G. Noble by William W. Bouton III, POA 2006-05-19 -----END PRIVACY-ENHANCED MESSAGE-----