-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uh6rv6b3KbDzkWZ2EwD2++DcNMCkS2sBbGJpO/EtPYD/ASw2JiMO/v69L+eZB8cE q0k1SToEiXQLrKQcz2KTUw== 0001140361-05-010800.txt : 20051212 0001140361-05-010800.hdr.sgml : 20051212 20051212142347 ACCESSION NUMBER: 0001140361-05-010800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051208 FILED AS OF DATE: 20051212 DATE AS OF CHANGE: 20051212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWELL CHARLES F CENTRAL INDEX KEY: 0001214381 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 051257789 BUSINESS ADDRESS: STREET 1: PATRIOT NATIONAL BANCORP STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 4 1 doc1.xml FORM 4 X0202 4 2005-12-08 0 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001214381 HOWELL CHARLES F C/O PATRIOT NATIONAL BANK 900 BEDFORD STREET STAMFORD CT 06901 1 1 0 0 President & Vice Chairman Common Stock 2005-12-08 4 M 0 10000 7.08 A 47420 D Common Stock 2005-12-08 4 D 0 10000 21.01 D 37420 D Common Stock 2005-12-08 4 M 0 7500 8.28 A 44920 D Common Stock 2005-12-08 4 D 0 7500 21.01 D 37420 D Common Stock 2005-12-08 4 M 0 5000 9.84 A 42420 D Common Stock 2005-12-08 4 D 0 5000 21.01 D 37420 D Common Stock 2005-12-08 4 M 0 2500 11.90 A 39920 D Common Stock 2005-12-08 4 D 0 2500 21.01 D 37420 D Stock Appreciation Rights 7.08 2005-12-08 4 M 0 10000 0 D 2004-12-31 2010-12-31 Common Stock 10000 0 D Stock Appreciation Rights 8.28 2005-12-08 4 M 0 7500 0 D 2002-12-31 2011-12-31 Common Stock 7500 0 D Stock Appreciation Rights 9.84 2005-12-08 4 M 0 5000 0 D 2003-12-31 2012-12-31 Common Stock 5000 0 D Stock Appreciation Rights 11.90 2005-12-08 4 M 0 2500 0 D 2004-12-31 2013-12-31 Common Stock 2500 0 D Represents exercise of Stock Appreciation Rights granted pursuant to employment agreement dated October 23, 2000 in lieu of stock options not available at that time. No shares of common stock were actually traded. The transactions on Table II are the same as those shown on Table I. /s/ Charles F. Howell by POA William W. Bouton III 2005-12-12 -----END PRIVACY-ENHANCED MESSAGE-----