-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KEVKNX5FnVklQx6dIOUImFp/Xy0/3gYmZa3WFPlgVJKu6LSnxBWRJ0Xwv5fABgSE 2/aJnd0BfM19MHE8ZifWxQ== 0001140361-05-000646.txt : 20050125 0001140361-05-000646.hdr.sgml : 20050125 20050125154516 ACCESSION NUMBER: 0001140361-05-000646 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050125 DATE AS OF CHANGE: 20050125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOWELL CHARLES F CENTRAL INDEX KEY: 0001214381 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 05547171 BUSINESS ADDRESS: STREET 1: PATRIOT NATIONAL BANCORP STREET 2: 900 BEDFORD STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 5 1 doc1.xml FORM 5 X0202 5 2004-12-31 0 0 0 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001214381 HOWELL CHARLES F C/O PATRIOT NATIONAL BANK 900 BEDFORD STREET STAMFORD CT 06901 1 1 0 0 President Restricted Share Rights 0.0 2000-12-31 5 A 0 L 6779 A 2004-12-31 Common Stock 6779 0 D Restricted Share Rights 0.0 2001-12-31 5 A 0 L 5797 A 2005-12-31 Common Stock 5792 1450 D Restricted Share Rights 0.0 2002-12-31 5 A 0 L 5187 A 2006-12-31 Common Stock 5182 2680 D Restricted Share Rights 0.0 2003-12-31 5 A 0 L 4537 A 2007-12-31 Common Stock 4537 3403 D Stock Appreciation Rights 7.08 2000-12-31 5 A 0 L 10000 A 2004-12-31 2010-12-31 Common Stock 10000 10000 D Stock Appreciation Rights 8.28 2001-12-31 5 A 0 L 10000 A 2002-12-31 2011-12-31 Common Stock 10000 7500 D Stock Appreciation Rights 9.84 2002-12-31 5 A 0 L 10000 A 2003-12-31 2012-12-31 Common Stock 10000 5000 D Stock Appreciation Rights 11.90 2003-12-31 5 A 0 L 10000 A 2004-12-31 2013-12-31 Common Stock 10000 2500 D No Restricted Shares were available for grant under restricted stock program at 12/31/00 - 03. Of the 6,779 restricted share rights granted 12/31/00, 1,694 vested and were exchanged for cash on each of 12/31/01, 12/31/02 and 12/31/03, and 1,695 vested and were paid in cash 12/31/04. Of the 5,797 restricted share rights granted 12/31/01, 1,449 vested and were exchanged for cash on each of 12/31/02, 12/31/03 and 12/31/04, and 1,450 will vest on 12/31/05. Of the 5,182 restricted shares rights granted 12/31/02, 1,251 vested and were exchanged for cash on each of 12/31/03 and 12/31/04 and 1,385 will vest on 12/31/05 and 1,295 will vest 12/31/06. Of the 4,537 restricted share rights granted on 12/31/03, 1,134 vested and were exchanged for cash on 12/31/04 and 1,154 will vest on each of 12/31/05, 12/31/06 and 12/31/07 All awards were made for services rendered. /s/ Charles F. Howell 2005-01-19 -----END PRIVACY-ENHANCED MESSAGE-----