-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BYvHtBSVO61DEWVM+Ct9H7t4KXbDGED32ZjNbRR3kLUkjVNDZxNiASShToDidYdf 2G8itSxOv5fzOsDDsy82Bw== 0001140361-05-000643.txt : 20050125 0001140361-05-000643.hdr.sgml : 20050125 20050125152512 ACCESSION NUMBER: 0001140361-05-000643 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050125 DATE AS OF CHANGE: 20050125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLFORD PHILIP W CENTRAL INDEX KEY: 0001216542 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29599 FILM NUMBER: 05547073 MAIL ADDRESS: STREET 1: 515 EAST 85TH ST APT 8C CITY: NEW YORK STATE: NY ZIP: 10028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATRIOT NATIONAL BANCORP INC CENTRAL INDEX KEY: 0001098146 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061559137 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BEDFORD ST CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033247500 5 1 doc1.xml FORM 5 X0202 5 2004-12-31 0 0 0 0001098146 PATRIOT NATIONAL BANCORP INC PNBK 0001216542 WOLFORD PHILIP W C/O PATRIOT NATIONAL BANK 900 BEDFORD STREET STAMFORD CT 06901 1 1 0 0 COO & Secretary Stock Appreciation Rights 8.54 2001-03-31 5 A 0 L 6000 A 2011-03-31 Common Stock 6000 3600 D Of the 6,000 SARs granted on 3/31/01: 1,200 were exercisable on each of 3/31/02, 3/31/03 and 3/31/04 and 1,200 will be exercisable on each of 3/31/05 and 3/31/06. All awards were made for services rendered. /s/ Philip W. Wolford 2005-01-19 -----END PRIVACY-ENHANCED MESSAGE-----