0001783879-24-000099.txt : 20240325
0001783879-24-000099.hdr.sgml : 20240325
20240325192042
ACCESSION NUMBER: 0001783879-24-000099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240321
FILED AS OF DATE: 20240325
DATE AS OF CHANGE: 20240325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SEGAL SUSAN
CENTRAL INDEX KEY: 0001097963
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 24780602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Robinhood Markets, Inc.
CENTRAL INDEX KEY: 0001783879
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 09 Crypto Assets
IRS NUMBER: 464364776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 844-428-5411
MAIL ADDRESS:
STREET 1: 85 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
wk-form4_1711408834.xml
FORM 4
X0508
4
2024-03-21
0
0001783879
Robinhood Markets, Inc.
HOOD
0001097963
SEGAL SUSAN
85 WILLOW ROAD
MENLO PARK
CA
94025
1
0
0
0
0
Restricted Stock Units
2024-03-21
4
A
0
11786
0
A
Class A Common Stock
11786
11786
D
Restricted Stock Units
2024-03-21
4
A
0
2938
0
A
Class A Common Stock
2938
2938
D
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
This RSU award represents the Reporting Person's initial equity grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the Board of Directors (the "Board") of Robinhood Markets, Inc. ("Robinhood").
On March 21, 2024, the Reporting Person was granted 11,786 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs are scheduled to vest on July 1, 2024, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) the termination of her service with Robinhood, (2) her death or disability, or (3) a change in control of Robinhood.
This RSU award represents the Reporting Person's pro-rated annual grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the Board.
On March 21, 2024, the Reporting Person was granted 2,938 RSUs under the 2021 Plan. Of that amount, 317 RSUs are scheduled to vest on April 1, 2024, and 2,621 RSUs are scheduled to vest on July 1, 2024 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) the termination of her service with Robinhood, (2) her death or disability, or (3) a change in control of Robinhood.
/s/Brandon Webb, attorney-in-fact for Susan L. Segal
2024-03-25