EX-1.01 2 d806468dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

 

LOGO

This unaudited Conflict Minerals Report (this “CMR”) of ON Semiconductor Corporation (the “Company,” “onsemi,” “we” or “us”) for the year ended December 31, 2023 is attached as Exhibit 1.01 to the Company’s Specialized Disclosure Report on Securities and Exchange Commission Form SD (the “Form SD”). This CMR is also publicly available on the Company’s website: https://www.onsemi.com/company/environmental-social-and-governance/social-responsibility (the “Social Responsibility Webpage”). The content of any website referred to in this CMR is included for general information only and is not incorporated by reference in this CMR.

Pursuant to Section 13(p) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and Rule 13p-1 thereunder, which implements Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Section 13(p) of the Exchange Act, Rule 13p-1 thereunder and Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act collectively, the “Conflict Minerals Regulations”), the Company is required to make certain inquiries and perform certain due diligence with respect to any “conflict minerals” (as defined in the Conflict Minerals Regulations) that are necessary to the functionality or production of a product manufactured (or contracted to be manufactured) by the Company or any of its subsidiaries.

onsemi is driving disruptive innovations to help build a better future. With a focus on automotive and industrial end-markets, the Company is accelerating change in megatrends such as vehicle electrification and safety, sustainable energy grids, industrial automation, and 5G and cloud infrastructure. With a highly differentiated and innovative product portfolio, onsemi creates intelligent power and sensing technologies that solve the world’s most complex challenges and leads the way in creating a safer, cleaner and smarter world.

As a purchaser of products containing the minerals tantalum, tin, tungsten or gold (collectively, “3TG”) from suppliers for use in our manufacturing process, the Company continues to be concerned about the reports of violence and human rights violations resulting from the sourcing of such minerals from the Democratic Republic of the Congo and adjoining countries (“Covered Countries”). The Company’s annual Sustainability Report (the next of which is expected to be released in June 2024), which addresses these concerns and other actions the Company is taking in the area of social responsibility, is available at the Social Responsibility Webpage.

For purposes of this CMR, the term “products” is used to describe products manufactured (or contracted to be manufactured) by the Company or any of its subsidiaries. As a result, when conducting its conflict minerals analysis as required by the Conflict Minerals Regulations, the Company has considered its sole product to be semiconductor components.

This CMR describes the process undertaken for products that were manufactured, or contracted to be manufactured, during calendar year 2023 and that contain conflict minerals. This CMR is unaudited, as an independent private sector audit is not required pursuant to guidance provided by the Securities and Exchange Commission (the “SEC”).

As a result of its inquiry, the Company determined that conflict minerals are necessary to the functionality of the Company’s products. In particular, these minerals provide internal electrically conductive connections to the various circuit elements required to manufacture a working semiconductor device and/or provide an electrically conductive path to connect the semiconductor device to the electronic application in which it is utilized.

Conflict minerals are obtained from multiple sources worldwide, and the Company does not desire to eliminate those originating in Covered Countries. However, the Company is committed to pursuing conflict-free sourcing of minerals from our supply chain through collaboration with our suppliers, including through our activities as a member of the Responsible Business Alliance (the “RBA”) and a full member of the Responsible Minerals Initiative (the “RMI”), which began as a joint effort between the RBA and the Global e-Sustainability Initiative. As a member of the RMI, we are required to engage in reasonable due diligence with respect to our supply chain to ensure such minerals are not being sourced from entities supporting armed conflict within the Covered Countries. The Company also recognizes the importance of supporting responsible mineral sourcing from the Covered Countries so as not to negatively impact the economies of those countries.

 

1


Due Diligence

In accordance with the Conflict Minerals Regulations, the Company conducted a reasonable country of origin inquiry (“RCOI”) designed to determine whether any of the conflict minerals in its products originated in a Covered Country or are from recycled or scrap sources. Based on its RCOI, the Company was unable to reasonably conclude that all its conflict minerals did not originate in a Covered Country or come from recycled or scrap sources, and the Company continues its due diligence on the source and chain of custody of its conflict minerals. In connection with this supply chain due diligence, the Company, in accordance with the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition, OECD 2016) and the related Supplements on 3TG (collectively, the “OECD Guidance”), executed the following steps:

 

   

OECD Guidance Step 1: Establish a strong company management system

 

   

The Company continually reviews and updates policies, as appropriate, to reflect the procedures by which the Company and its 3TG suppliers should conduct due diligence related to conflict minerals. Ethics and Compliance and global supply chain teams review any changes to the conflict minerals policy or governing documents.

 

   

The Company established an internal management team to support supply chain due diligence and institute a systematic process. The internal management team includes appropriate employees within the Company’s quality, purchasing and legal departments. The sustaining management team consists of quality, ethics, supply chain and legal representatives. Additionally, the Audit Committee of the Board of Directors of the Company reviews the program on a quarterly basis to track the progress towards the program’s goals.

 

   

The Company is a member of the RBA and is a full member of the RMI. Our participation in these organizations allows us to learn from our peer companies in the electronics industry and provides us with additional insight regarding their conflict minerals plans, programs and processes.

 

   

The Company utilized the form conflict minerals reporting template (“CMRT”), standardized by the RMI, to collect sourcing information from its 3TG suppliers in order to identify whether: (i) conflict minerals sourced by such suppliers originated in Covered Countries; and (ii) smelters and refiners (collectively, “smelters”) in our supply chain have been validated as conformant in accordance with the Responsible Minerals Assurance Process (“RMAP”) and cross-recognized certification programs, which include the London Bullion Metal Association (“LBMA”) Responsible Gold Certification and the Responsible Jewelry Council (“RJC”) Responsible Jewelry Program Chain-of-Custody Certification.

 

   

In addition, a summary of country of origin information for minerals used in onsemi products that we collected in connection with our RCOI and due diligence efforts is attached hereto as Appendix A.

 

   

The RMI developed an audit protocol for verification of entities as conformant with the RMAP in accordance with the OECD Guidance and in conjunction with complementary traceability schemes in the Covered Countries. The Conformant Smelter List is composed of entities that were determined to be conformant with the RMAP and that have been subject to an independent third-party audit to assess whether each such entity employed policies, practices and procedures to source conflict-free minerals. onsemi uses the Conformant Smelter List and any other lists that have been recognized by the RMI, including the LBMA and RJC lists for gold, for making conflict minerals determinations with respect to conflict minerals sourced by the Company. We are a member of the RMI and have access to the RMI country of origin information for entities on the Conformant Smelter List.

 

   

The Company utilizes an internal compliance audit to assess and confirm that the due diligence approach followed by the Company is in accordance with OECD Guidance.

 

   

The Company established communication channels with customers and 3TG suppliers to inquire about conflict minerals and alert such entities about the risk of using non-conformant smelters as grievance mechanisms under our conflict minerals compliance program.

 

2


   

OECD Guidance Step 2: Identify and assess risk in the supply chain

 

   

The Company believes that it has identified all suppliers that provide it with 3TG through its supply chain diligence. The Company sends an outreach campaign letter requesting the latest CMRT from each of its identified 3TG suppliers every year.

 

   

The Company employs a third-party web-based software platform to collect, manage, aggregate, and review the completeness of the CMRT declarations received from its 3TG suppliers. This software ensures the Company has an auditable “chain of custody” regarding receipt of declarations and information received from suppliers.

 

   

The Company uses the RMI’s RCOI report to identify suppliers using smelters that are conformant to a third-party audit program to assess related supply chain risks. The Company also utilizes the RMI’s RCOI report to perform due diligence and confirm certain information from its 3TG suppliers.

 

   

The Company’s conflict minerals team reviews all CMRT responses for completeness and consistency with the latest CMRT revision. As of December 31, 2023, the Company had received and reviewed CMRT submissions from 100% of its 3TG suppliers.

 

   

OECD Guidance Step 3: Design and implement a strategy to respond to identified risks

 

   

The Company’s conflict minerals team reviews and updates its own company-level CMRT to identify risk in the supply chain for non-RMAP conformant smelters reported by 3TG suppliers in their submitted CMRTs.

 

   

Outreach or encouragement letters are sent to 3TG suppliers to remove or replace non-conformant smelters. The Company contacts suppliers and regularly sends out reminder emails to request responses or updates.

 

   

As a member of the RMI, the Company has access to outreach or encouragement letters, which are also sent directly by the Company’s conflict minerals team to non-conformant smelters.

 

   

The Company conducts a risk assessment of 3TG suppliers, and suppliers are rated using a risk matrix system based on the CMRT submitted. Each supplier is assigned a risk rating ranging from “Low Risk” to “Critical Risk,” as further described below:

 

   

“Low Risk” means that a supplier is using 100% RMAP conformant smelters with a conflict minerals policy.

 

   

“Medium Risk” means that a supplier is using an active or non-conformant smelter but one which is identified as eligible to participate in the RMAP (or otherwise does not meet the criteria for Low Risk above).

 

   

“High Risk” or “Critical Risk” means that a supplier either has no conflict minerals policy or is using an ineligible entity.

 

   

As of December 31, 2023, 100% of our 3TG suppliers were assigned a “Low Risk” rating for having 100% conformant smelters declared in their CMRTs, as further described in the “Due Diligence Results” section of this CMR.

 

   

At least once per year, or whenever there is a major CMRT revision release, 3TG suppliers receive an email notification through a third-party solution provider or from the conflict minerals compliance team for the Company’s conflict-free minerals campaign, requesting them to:

 

   

continue to source only from RMAP conformant smelters;

 

   

remove or replace non-conformant smelters;

 

   

immediately report any risk: (i) contributing to, or associated with, any violations of the Company’s conflict-free minerals campaign, or (ii) that may give rise to a significant adverse impact on the Company’s conflict-free minerals campaign; and

 

3


   

identify all conflict minerals smelters in their supply chain and report back to the Company a completed and updated CMRT.

 

   

OECD Guidance Step 4: Carry out an independent third-party audit of smelters’ due diligence practices

 

   

As an active RMI member, we benefit from the RMAP, which uses an independent third-party assessment of smelter or refiner management systems and sourcing practices to validate compliance with RMAP standards. We have relied on RMI due diligence and RMAP audit results posted on the RMI website, including the RMI RCOI report.

 

   

One employee on the Company’s conflict minerals compliance team is a member of the RMI workgroups that continue to develop improvements to the RMI programs. To that end, the Company approaches, through direct communication and smelter outreach, both the smelters and their customers (i.e., the Company’s suppliers) in our supply chain. The Company also contributes to thought leadership and supplier training and participates in the relevant workgroups along with peer companies within industry organizations.

 

   

OECD Guidance Step 5: Report annually on supply chain due diligence

 

   

The Company is an indirect purchaser of conflict minerals, and its due diligence measures provide reasonable, not absolute, assurance regarding the source and chain of custody of conflict minerals. The Company’s due diligence processes seek data from its direct suppliers and those suppliers seek similar information within their supply chains to identify the original sources of the conflict minerals. We also rely to a large extent on information collected and provided by RMI’s independent third-party audit programs. Such sources of information may produce inaccurate or incomplete information and may be subject to fraud. As required, a CMRT is requested from all 3TG suppliers annually to promote a reliable and consistent due diligence process. If we determine that a supplier has not complied with the Company’s conflict minerals policy, the Company will employ an escalation process to determine appropriate remedial measures, which may include removing the supplier from our supply chain.

 

   

The Company prepares and files a conflict minerals report as an exhibit to its Specialized Disclosure Report on Securities and Exchange Commission Form SD with the SEC on an annual basis. The conflict minerals report is made available to the public and posted on the Company’s website at https://www.onsemi.com/site/pdf/Annual-Conflict-Minerals-Report.pdf.

 

   

The Company publicly posts and regularly updates its own company-level CMRT on its website at https://www.onsemi.com/pub/Collateral/CMRTRM.XLSX.

 

   

Conflict minerals due diligence is also available in our annual Sustainability Report posted on the Social Responsibility Webpage.

Due Diligence Results

Appendix B sets forth a list of smelters, as provided by the Company’s 3TG suppliers, including mineral type and standard smelter names. As described below, as of December 31, 2023, 100% of such smelters were on the RMAP Conformant Smelter List. Although most of our suppliers provide us with product-level declarations, some of our suppliers continue to provide information at the company level. Declarations at the company level do not limit the information provided on smelters to those specific to the products that the supplier provides to us. As a result of the Company’s continuous due diligence with 3TG suppliers and smelters, information provided by its 3TG suppliers and other information available indicate that all the smelters used were 99.6% RMAP conformant at the end of the 2020 calendar year, 98% for 2021 and 100% for 2022, as described in the chart below.

 

4


LOGO

The smelter or refiner statuses utilized in the chart have the following definitions:

 

   

“Conformant” means that a smelter has been independently assessed and found conformant with the relevant RMAP standard and is included in the Standard Smelter List.

 

   

“Active” means that a smelter has been engaged in the RMAP program but has not yet been determined to be conformant and is included in the Standard Smelter List.

 

   

“Non-conformant” means that a smelter meets the definition of a smelter or refiner, is identified as an eligible smelter, has been independently assessed and found non-conformant with the relevant RMAP standards and is included in the Standard Smelter List.

 

   

“Not eligible” means that an entity does not meet the definition of a smelter or refiner or is otherwise ineligible for the RMAP program and is not included in the Standard Smelter List. This includes any alleged or unknown smelter that requires more research for its RMAP eligibility.

For the year ended December 31, 2023, all 3TG smelters were reported to be 100% RMAP conformant, as shown in the table below:

 

LOGO

 

Mitigation of Risk Related to Benefiting Armed Groups

The Company seeks to continually improve its processes and procedures to mitigate the risk that the conflict minerals that it sources benefit armed groups. In particular, the Company has taken a number of steps to improve its due diligence processes, including, but not limited to, the following:

 

   

The Company has incorporated conflict minerals compliance requirements into its supplier handbook for all suppliers.

 

   

The Company has incorporated conflict minerals compliance requirements and checkpoints into its business processes for new product introduction, new supplier qualification and change management.

 

5


   

The Company reviews and evaluates supplier data that it receives, including by comparison with the RMI’s RCOI report and other available data, with a view to increasing the reliability of its information and processes and the completeness and accuracy of such information.

 

   

If a smelter becomes non-conformant at any time, the Company will send an outreach letter directly to such smelter.

 

6


APPENDIX A

Below is a summary of the country of origin information for minerals used in onsemi products, collected as a result of the Company’s RCOI and due diligence from 3TG suppliers based on information available to the Company as of December 31, 2023.

 

Andorra    Indonesia    South Africa
Australia    Italy    Spain
Austria    Japan    Sweden
Belgium    Kazakhstan    Switzerland
Bolivia (Plurinational State of)    Korea, Republic of    Taiwan, Province of China
Brazil    Malaysia    Thailand
Canada    Mexico    Turkey
Chile    Netherlands    United Arab Emirates
China    Peru    United States of America
Czechia    Philippines    Uzbekistan
Estonia    Poland    Vietnam
Germany    Rwanda   
India    Singapore   

 

A-1


APPENDIX B

CONFLICT MINERALS SOURCING INFORMATION*

(as of December 31, 2023)

 

SN

  

METAL

  

CID

  

STANDARD SMELTER NAME

  

SMELTER COUNTRY

1    Gold    CID000035    Agosi AG    GERMANY
2    Gold    CID000019    Aida Chemical Industries Co., Ltd.    JAPAN
3    Gold    CID000041    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN
4    Gold    CID000058    AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL
5    Gold    CID000077    Argor-Heraeus S.A.    SWITZERLAND
6    Gold    CID000082    Asahi Pretec Corp.    JAPAN
7    Gold    CID000924    Asahi Refining Canada Ltd.    CANADA
8    Gold    CID000920    Asahi Refining USA Inc.    UNITED STATES OF AMERICA
9    Gold    CID000090    Asaka Riken Co., Ltd.    JAPAN
10    Gold    CID000113    Aurubis AG    GERMANY
11    Gold    CID000128    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES
12    Gold    CID000157    Boliden Ronnskar    SWEDEN
13    Gold    CID000176    C. Hafner GmbH + Co. KG    GERMANY
14    Gold    CID000185    CCR Refinery - Glencore Canada Corporation    CANADA
15    Gold    CID000233    Chimet S.p.A.    ITALY
16    Gold    CID000264    Chugai Mining    JAPAN
17    Gold    CID000401    Dowa    JAPAN
18    Gold    CID000359    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF
19    Gold    CID000425    Eco-System Recycling Co., Ltd. East Plant    JAPAN
20    Gold    CID003424    Eco-System Recycling Co., Ltd. North Plant    JAPAN
21    Gold    CID003425    Eco-System Recycling Co., Ltd. West Plant    JAPAN
22    Gold    CID002243    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA
23    Gold    CID000694    Heimerle + Meule GmbH    GERMANY
24    Gold    CID000711    Heraeus Germany GmbH Co. KG    GERMANY
25    Gold    CID000707    Heraeus Metals Hong Kong Ltd.    CHINA
26    Gold    CID000801    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA
27    Gold    CID000807    Ishifuku Metal Industry Co., Ltd.    JAPAN
28    Gold    CID000814    Istanbul Gold Refinery    TURKEY
29    Gold    CID002765    Italpreziosi    ITALY
30    Gold    CID000823    Japan Mint    JAPAN
31    Gold    CID000855    Jiangxi Copper Co., Ltd.    CHINA
32    Gold    CID000937    JX Nippon Mining & Metals Co., Ltd.    JAPAN
33    Gold    CID000957    Kazzinc    KAZAKHSTAN
34    Gold    CID000969    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA
35    Gold    CID002511    KGHM Polska Miedz Spolka Akcyjna    POLAND
36    Gold    CID000981    Kojima Chemicals Co., Ltd.    JAPAN
37    Gold    CID002605    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF
38    Gold    CID002762    L’Orfebre S.A.    ANDORRA
39    Gold    CID001078    LS MnM Inc.    KOREA, REPUBLIC OF
40    Gold    CID000689    LT Metal Ltd.    KOREA, REPUBLIC OF
41    Gold    CID001113    Materion    UNITED STATES OF AMERICA

 

B-1


42    Gold    CID001119    Matsuda Sangyo Co., Ltd.    JAPAN
43    Gold    CID003575    Metal Concentrators SA (Pty) Ltd.    SOUTH AFRICA
44    Gold    CID001149    Metalor Technologies (Hong Kong) Ltd.    CHINA
45    Gold    CID001152    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE
46    Gold    CID001147    Metalor Technologies (Suzhou) Ltd.    CHINA
47    Gold    CID001153    Metalor Technologies S.A.    SWITZERLAND
48    Gold    CID001157    Metalor USA Refining Corporation    UNITED STATES OF AMERICA
49    Gold    CID001161    Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO
50    Gold    CID001188    Mitsubishi Materials Corporation    JAPAN
51    Gold    CID001193    Mitsui Mining and Smelting Co., Ltd.    JAPAN
52    Gold    CID001352    MKS PAMP SA    SWITZERLAND
53    Gold    CID002509    MMTC-PAMP India Pvt., Ltd.    INDIA
54    Gold    CID001220    Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY
55    Gold    CID001236    Navoi Mining and Metallurgical Combinat    UZBEKISTAN
56    Gold    CID003189    NH Recytech Company    KOREA, REPUBLIC OF
57    Gold    CID001259    Nihon Material Co., Ltd.    JAPAN
58    Gold    CID002779    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA
59    Gold    CID001325    Ohura Precious Metal Industry Co., Ltd.    JAPAN
60    Gold    CID002919    Planta Recuperadora de Metales SpA    CHILE
61    Gold    CID001397    PT Aneka Tambang (Persero) Tbk    INDONESIA
62    Gold    CID001498    PX Precinox S.A.    SWITZERLAND
63    Gold    CID001512    Rand Refinery (Pty) Ltd.    SOUTH AFRICA
64    Gold    CID002582    REMONDIS PMR B.V.    NETHERLANDS
65    Gold    CID001534    Royal Canadian Mint    CANADA
66    Gold    CID002290    SAFINA A.S.    CZECHIA
67    Gold    CID001585    SEMPSA Joyeria Plateria S.A.    SPAIN
68    Gold    CID001916    Shandong Gold Smelting Co., Ltd.    CHINA
69    Gold    CID001622    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA
70    Gold    CID001736    Sichuan Tianze Precious Metals Co., Ltd.    CHINA
71    Gold    CID001761    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA
72    Gold    CID001798    Sumitomo Metal Mining Co., Ltd.    JAPAN
73    Gold    CID002918    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF
74    Gold    CID002580    T.C.A S.p.A    ITALY
75    Gold    CID001875    Tanaka Kikinzoku Kogyo K.K.    JAPAN
76    Gold    CID001938    Tokuriki Honten Co., Ltd.    JAPAN
77    Gold    CID002615    TOO Tau-Ken-Altyn    KAZAKHSTAN
78    Gold    CID001955    Torecom    KOREA, REPUBLIC OF
79    Gold    CID001980    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM
80    Gold    CID001993    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA
81    Gold    CID002003    Valcambi S.A.    SWITZERLAND
82    Gold    CID002030    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA
83    Gold    CID002778    WIELAND Edelmetalle GmbH    GERMANY
84    Gold    CID002100    Yamakin Co., Ltd.    JAPAN
85    Gold    CID002129    Yokohama Metal Co., Ltd.    JAPAN
86    Gold    CID002224    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA
87    Tantalum    CID001076    AMG Brasil    BRAZIL

 

B-2


88    Tantalum    CID002504    D Block Metals, LLC    UNITED STATES OF AMERICA
89    Tantalum    CID000460    F&X Electro-Materials Ltd.    CHINA
90    Tantalum    CID002505    FIR Metals & Resource Ltd.    CHINA
91    Tantalum    CID002558    Global Advanced Metals Aizu    JAPAN
92    Tantalum    CID002557    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA
93    Tantalum    CID002492    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA
94    Tantalum    CID002512    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA
95    Tantalum    CID002842    Jiangxi Tuohong New Raw Material    CHINA
96    Tantalum    CID000914    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA
97    Tantalum    CID000917    Jiujiang Tanbre Co., Ltd.    CHINA
98    Tantalum    CID002506    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA
99    Tantalum    CID002539    KEMET de Mexico    MEXICO
100    Tantalum    CID002548    Materion Newton Inc.    UNITED STATES OF AMERICA
101    Tantalum    CID001163    Metallurgical Products India Pvt., Ltd.    INDIA
102    Tantalum    CID001175    Mineracao Taboca S.A.    BRAZIL
103    Tantalum    CID001192    Mitsui Mining and Smelting Co., Ltd.    JAPAN
104    Tantalum    CID001277    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA
105    Tantalum    CID001200    NPM Silmet AS    ESTONIA
106    Tantalum    CID001508    QuantumClean    UNITED STATES OF AMERICA
107    Tantalum    CID002707    Resind Industria e Comercio Ltda.    BRAZIL
108    Tantalum    CID003583    RFH Yancheng Jinye New Material Technology Co., Ltd.    CHINA
109    Tantalum    CID001869    Taki Chemical Co., Ltd.    JAPAN
110    Tantalum    CID002544    TANIOBIS Co., Ltd.    THAILAND
111    Tantalum    CID002545    TANIOBIS GmbH    GERMANY
112    Tantalum    CID002549    TANIOBIS Japan Co., Ltd.    JAPAN
113    Tantalum    CID002550    TANIOBIS Smelting GmbH & Co. KG    GERMANY
114    Tantalum    CID001891    Telex Metals    UNITED STATES OF AMERICA
115    Tantalum    CID001969    Ulba Metallurgical Plant JSC    KAZAKHSTAN
116    Tantalum    CID000616    XIMEI RESOURCES (GUANGDONG) LIMITED    CHINA
117    Tantalum    CID001522    Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA
118    Tin    CID000292    Alpha    UNITED STATES OF AMERICA
119    Tin    CID002773    Aurubis Beerse    BELGIUM
120    Tin    CID002774    Aurubis Berango    SPAIN
121    Tin    CID000228    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA
122    Tin    CID003190    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA
123    Tin    CID001070    China Tin Group Co., Ltd.    CHINA
124    Tin    CID003524    CRM Synergies    SPAIN
125    Tin    CID002570    CV Ayi Jaya    INDONESIA
126    Tin    CID002455    CV Venus Inti Perkasa    INDONESIA
127    Tin    CID000402    Dowa    JAPAN
128    Tin    CID000438    EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)
129    Tin    CID000448    Estanho de Rondonia S.A.    BRAZIL
130    Tin    CID003582    Fabrica Auricchio Industria e Comercio Ltda.    BRAZIL
131    Tin    CID000468    Fenix Metals    POLAND
132    Tin    CID000538    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA
133    Tin    CID003116    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA
134    Tin    CID001231    Jiangxi New Nanshan Technology Ltd.    CHINA

 

B-3


135    Tin    CID003387    Luna Smelter, Ltd.    RWANDA
136    Tin    CID002468    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL
137    Tin    CID001105    Malaysia Smelting Corporation (MSC)    MALAYSIA
138    Tin    CID001142    Metallic Resources, Inc.    UNITED STATES OF AMERICA
139    Tin    CID001173    Mineracao Taboca S.A.    BRAZIL
140    Tin    CID001182    Minsur    PERU
141    Tin    CID001191    Mitsubishi Materials Corporation    JAPAN
142    Tin    CID001314    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND
143    Tin    CID002517    O.M. Manufacturing Philippines, Inc.    PHILIPPINES
144    Tin    CID001337    Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)
145    Tin    CID000309    PT Aries Kencana Sejahtera    INDONESIA
146    Tin    CID001399    PT Artha Cipta Langgeng    INDONESIA
147    Tin    CID002503    PT ATD Makmur Mandiri Jaya    INDONESIA
148    Tin    CID001402    PT Babel Inti Perkasa    INDONESIA
149    Tin    CID001406    PT Babel Surya Alam Lestari    INDONESIA
150    Tin    CID003205    PT Bangka Serumpun    INDONESIA
151    Tin    CID001428    PT Bukit Timah    INDONESIA
152    Tin    CID002696    PT Cipta Persada Mulia    INDONESIA
153    Tin    CID002835    PT Menara Cipta Mulia    INDONESIA
154    Tin    CID001453    PT Mitra Stania Prima    INDONESIA
155    Tin    CID003449    PT Mitra Sukses Globalindo    INDONESIA
156    Tin    CID001458    PT Prima Timah Utama    INDONESIA
157    Tin    CID003868    PT Putera Sarana Shakti (PT PSS)    INDONESIA
158    Tin    CID003381    PT Rajawali Rimba Perkasa    INDONESIA
159    Tin    CID002593    PT Rajehan Ariq    INDONESIA
160    Tin    CID001460    PT Refined Bangka Tin    INDONESIA
161    Tin    CID001463    PT Sariwiguna Binasentosa    INDONESIA
162    Tin    CID001468    PT Stanindo Inti Perkasa    INDONESIA
163    Tin    CID002816    PT Sukses Inti Makmur (SIM)    INDONESIA
164    Tin    CID001477    PT Timah Tbk Kundur    INDONESIA
165    Tin    CID001482    PT Timah Tbk Mentok    INDONESIA
166    Tin    CID001490    PT Tinindo Inter Nusa    INDONESIA
167    Tin    CID002706    Resind Industria e Comercio Ltda.    BRAZIL
168    Tin    CID001539    Rui Da Hung    TAIWAN, PROVINCE OF CHINA
169    Tin    CID001898    Thaisarco    THAILAND
170    Tin    CID002180    Tin Smelting Branch of Yunnan Tin Co., Ltd.    CHINA
171    Tin    CID003325    Tin Technology & Refining    UNITED STATES OF AMERICA
172    Tin    CID002036    White Solder Metalurgia e Mineracao Ltda.    BRAZIL
173    Tin    CID002158    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA
174    Tungsten    CID000004    A.L.M.T. Corp.    JAPAN
175    Tungsten    CID002502    Asia Tungsten Products Vietnam Ltd.    VIET NAM
176    Tungsten    CID002641    China Molybdenum Tungsten Co., Ltd.    CHINA
177    Tungsten    CID000258    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA
178    Tungsten    CID003468    Cronimet Brasil Ltda    BRAZIL
179    Tungsten    CID003609    Fujian Xinlu Tungsten Co., Ltd.    CHINA
180    Tungsten    CID002645    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA

 

B-4


181    Tungsten    CID002315    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA
182    Tungsten    CID002494    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA
183    Tungsten    CID000568    Global Tungsten & Powders LLC    UNITED STATES OF AMERICA
184    Tungsten    CID000218    Guangdong Xianglu Tungsten Co., Ltd.    CHINA
185    Tungsten    CID002541    H.C. Starck Tungsten GmbH    GERMANY
186    Tungsten    CID003417    Hubei Green Tungsten Co., Ltd.    CHINA
187    Tungsten    CID000766    Hunan Chenzhou Mining Co., Ltd.    CHINA
188    Tungsten    CID002513    Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch    CHINA
189    Tungsten    CID000825    Japan New Metals Co., Ltd.    JAPAN
190    Tungsten    CID002551    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA
191    Tungsten    CID002321    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA
192    Tungsten    CID002318    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA
193    Tungsten    CID002317    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA
194    Tungsten    CID002316    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA
195    Tungsten    CID000966    Kennametal Fallon    UNITED STATES OF AMERICA
196    Tungsten    CID000105    Kennametal Huntsville    UNITED STATES OF AMERICA
197    Tungsten    CID003407    Lianyou Metals Co., Ltd.    TAIWAN, PROVINCE OF CHINA
198    Tungsten    CID002319    Malipo Haiyu Tungsten Co., Ltd.    CHINA
199    Tungsten    CID002543    Masan High-Tech Materials    VIET NAM
200    Tungsten    CID002589    Niagara Refining LLC    UNITED STATES OF AMERICA
201    Tungsten    CID002827    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES
202    Tungsten    CID002542    TANIOBIS Smelting GmbH & Co. KG    GERMANY
203    Tungsten    CID002044    Wolfram Bergbau und Hutten AG    AUSTRIA
204    Tungsten    CID002320    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA
205    Tungsten    CID002082    Xiamen Tungsten Co., Ltd.    CHINA

 

*

Note that the above reported standard smelter and refiner facility names and smelter locations were taken from the RMI report dated as of December 31, 2023.

 

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