0001097815-16-000030.txt : 20160323 0001097815-16-000030.hdr.sgml : 20160323 20160323170251 ACCESSION NUMBER: 0001097815-16-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160321 FILED AS OF DATE: 20160323 DATE AS OF CHANGE: 20160323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HU LIMIN CENTRAL INDEX KEY: 0001097815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 161524470 MAIL ADDRESS: STREET 1: ELLIE MAE, INC. STREET 2: 4155 HOPYARD ROAD, SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-03-21 0 0001122388 ELLIE MAE INC ELLI 0001097815 HU LIMIN C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 0 1 0 0 EVP, CTO Common Stock 2016-03-21 4 S 0 7036.0 83.1723 D 216889 D Common Stock 2016-03-21 4 S 0 2964.0 83.6907 D 213925 D Common Stock 2016-03-22 4 S 0 3233.0 82.8422 D 210692 D Common Stock 2016-03-22 4 S 0 205.0 83.602 D 210487 D The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $82.4780 to $83.4700, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $83.4800 to $84.1100, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Reflects shares of common stock issued and sold in connection with the Compensation Committee of the Board of Directors certification on March 20, 2014 of the achievement of performance goals under the 2013 performance share awards. 25% of the total shares awarded were issued as fully vested shares on or about April 21, 2014. An additional 25% of the total shares awarded will vest on each of March 20, 2015, March 20, 2016, and March 20, 2017, subject to continuous service through such dates. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $82.5000 to $83.3800, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $83.5400 to $83.6800, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. /s/ Limin Hu 2016-03-23