0001097815-16-000030.txt : 20160323
0001097815-16-000030.hdr.sgml : 20160323
20160323170251
ACCESSION NUMBER: 0001097815-16-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160321
FILED AS OF DATE: 20160323
DATE AS OF CHANGE: 20160323
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HU LIMIN
CENTRAL INDEX KEY: 0001097815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 161524470
MAIL ADDRESS:
STREET 1: ELLIE MAE, INC.
STREET 2: 4155 HOPYARD ROAD, SUITE 200
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-03-21
0
0001122388
ELLIE MAE INC
ELLI
0001097815
HU LIMIN
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
0
1
0
0
EVP, CTO
Common Stock
2016-03-21
4
S
0
7036.0
83.1723
D
216889
D
Common Stock
2016-03-21
4
S
0
2964.0
83.6907
D
213925
D
Common Stock
2016-03-22
4
S
0
3233.0
82.8422
D
210692
D
Common Stock
2016-03-22
4
S
0
205.0
83.602
D
210487
D
The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $82.4780 to $83.4700, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $83.4800 to $84.1100, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Reflects shares of common stock issued and sold in connection with the Compensation Committee of the Board of Directors certification on March 20, 2014 of the achievement of performance goals under the 2013 performance share awards. 25% of the total shares awarded were issued as fully vested shares on or about April 21, 2014. An additional 25% of the total shares awarded will vest on each of March 20, 2015, March 20, 2016, and March 20, 2017, subject to continuous service through such dates.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $82.5000 to $83.3800, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $83.5400 to $83.6800, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc.., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
/s/ Limin Hu
2016-03-23