-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F0O0HbMFknaoBBAFoqOw89Qkb7PegOp8Qo6eFkWBjKd1pGnl+dXfU5V9yjWDtMp/ 0iKvpl2qS0MSfF5o3jJgPA== 0001017386-01-000025.txt : 20010307 0001017386-01-000025.hdr.sgml : 20010307 ACCESSION NUMBER: 0001017386-01-000025 CONFORMED SUBMISSION TYPE: 15-15D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROEX INC CENTRAL INDEX KEY: 0001097767 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-15D SEC ACT: SEC FILE NUMBER: 333-92299 FILM NUMBER: 1558860 BUSINESS ADDRESS: STREET 1: 2801 BUSINESS CENTER DRIVE STREET 2: SUITE 185 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9164420400 15-15D 1 0001.txt FORM 15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTION 13 AND SECTION 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-92299 ROEX, INC. (Exact name of registration as specified in its charter) 2081 Business Center Drive, Suite 185, Irvine, CA 92612 (949) 476-8675 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) COMMON STOCK, UNDERWRITER'S WARRANTS (Title of each class of securities covered by this Form) NONE (Title of all other classes of securities for which a duty to file reports under Section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(i) [X] Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ] Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ] Rule 12g-4(a)(2)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ] Rule 15d-6 [ ] Approximate number of holders of record as of the certification or notice date: 45 The Registrant's Form SB-2 Registration Statement, as amended (file no. 333-92299) (the "Registration Statement"), was declared effective November 7, 2001, by the Securities and Exchange Commission. The Registrant also filed a Form 8-A registering its Common Stock under Section 12(g) of the Securities Exchange Act of 1934 to become effective concurrently with the Registration Statement. Approximately 14,000 shares were sold and the proceeds deposited in an escrow. All proceeds have been returned to investors and no further shares of Common Stock covered by the Registration Statement have been sold and no securities will be sold pursuant to the Registration Statement. Due to unfavorable market conditions, the Registrant has decided that the offering and sale of the Common Stock pursuant to the Registration Statement be terminated and the Registration Statement be withdrawn. The Registrant has filed Post-Effective Amendment No. 2 with the Commission constituting an application to withdraw the Registration Statement, and has withdrawn, subject to approval by the Commission, all of the Common Stock and other securities registered pursuant to the Registration Statement. This Form 15 has been filed with the Commission on the same date such Post-Effective Amendment No. 2 was filed with the Commission. Pursuant to the requirements of the Securities Act of 1934, Roex, Inc., has caused this certification/notice to be signed on its behalf by the undersigned person. DATE: February 28, 2001 ROEX, INC. /s/ Rodney H. Burreson ----------------------------------- Rodney H. Burreson, President -----END PRIVACY-ENHANCED MESSAGE-----