-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0jryzHd9Unwp36Ko23/fUTegFr1JF/6Az2dKHp/Qgj5xg4xBVtqvxpeXzOPh6Wm 4WmKD1WoN4VNQfUozPotbg== 0001017386-01-000023.txt : 20010307 0001017386-01-000023.hdr.sgml : 20010307 ACCESSION NUMBER: 0001017386-01-000023 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROEX INC CENTRAL INDEX KEY: 0001097767 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: SEC FILE NUMBER: 333-92299 FILM NUMBER: 1558257 BUSINESS ADDRESS: STREET 1: 2801 BUSINESS CENTER DRIVE STREET 2: SUITE 185 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 9164420400 POS AM 1 0001.txt POST-EFFECTIVE AMENDMENT NO. 2 TO SB-2 As filed with the Securities and Exchange Commission on March 1, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------- POST-EFFECTIVE AMENDMENT NO. 2 TO FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ---------------------------------------------------------------------- ROEX, INC. ---------------------------------------------------------------------- (Name of Small Business Issuer in its charter) California 2833 33-0634091 ------------------------------ ---------------------------- ---------------- (State or jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorporation or organization) Classification No.) Code Number) ---------------------------------------------------------------------- 2081 BUSINESS CENTER DRIVE, SUITE 185 IRVINE, CA 92612 (949) 476-8675 ---------------------------------------------------------------------- (Address and telephone number of Registrant's principal executive offices and principal place of business) ---------------------------------------------------------------------- Rodney H. Burreson, President 2081 Business Center Drive, Suite 185 Irvine, CA 92612 (949) 476-8675 ---------------------------------------------------------------------- (Name, address, and telephone number of agent for service) --------------- Copy to: William B. Barnett, Esq. Law Offices of William B. Barnett 15233 Ventura Boulevard, Suite 410 Sherman Oaks, CA 91403 (818) 789-2688 Roex, Inc., (the "Registrant"), pursuant to the provisions of Rule 477 promulgated under the Securities Act of 1933, as amended, and pursuant to undertakings set forth in Item 28 of the Registration Statement on Form SB-2 ("Registration Statement"), File No. 333-9229, hereby files this Post-Effective Amendment No. 2 to deregister all of the securities originally registered under the Registration Statement, consisting of (i) 1,000,000 shares of the Company's common stock, no par value ("Common Stock"); and (ii) 90,000 shares of Common Stock underlying the warrants issuable upon exercise of Underwriters' Warrants. The Common Stock and the Underwriters' Warrants covered by the Registration Statement are hereinafter collectively referred to as the "Securities." The Registration Statement was declared effective by the Securities and Exchange Commission on November 7, 2000. Approximately 14,000 shares of Common Stock was sold and the proceeds were placed in an escrow account. All of the money in the escrow account was returned to the investors. No further securities covered by the Registration Statement have been sold and no further securities will be sold pursuant to the Registration Statement. Due to unfavorable market conditions, the Registrant has decided that the offering and sale of the Securities pursuant to the Registration Statement be terminated and the Registration Statement be withdrawn. Consequently, subject to the approval by the Securities and Exchange Commission, the Registrant hereby withdraws from registration all of the securities registered pursuant to the Registration Statement. 2 Signatures In accordance with the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements of filing on Form SB-2 and has caused this Post-Effective Amendment No. 2 to Registration Statement to be signed on its behalf by the undersigned, thereunder duly authorized, in the City of Irvine, State of California, on the 28th day of February 2001. DATE: February 28, 2001 ROEX, INC. /s/ Rodney H. Burreson ----------------------------- Rodney H. Burreson, President In accordance with the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 2 to the Registration Statement has been signed by the following persons in the capacities and on the dates stated: Signature Title Date /s/ Rodney H. Burreson Chairman of the Board and February 28, 2001 - ------------------------ Chief Executive Officer Rodney H. Burreson /s/ Derek Burreson Chief Operating Officer, February 28, 2001 - ----------------------- Secretary and Director Derek Burreson /s/ Peter Weber Chief Financial Officer February 28, 2001 - ----------------------- (Principal Financial and Peter Weber Accounting Officer) /s/ Robert Stuckelman Director February 28, 2001 - ----------------------- Robert Stuckelman /s/ William B. Barnett Director February 28, 2001 - ----------------------- William B. Barnett /s/ Shri K. Mishra Director February 28, 2001 - ----------------------- Shri K. Mishra 3 -----END PRIVACY-ENHANCED MESSAGE-----