0001567619-21-013666.txt : 20210719 0001567619-21-013666.hdr.sgml : 20210719 20210719210336 ACCESSION NUMBER: 0001567619-21-013666 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210708 FILED AS OF DATE: 20210719 DATE AS OF CHANGE: 20210719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC CENTRAL INDEX KEY: 0001097362 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-23358 FILM NUMBER: 211099233 BUSINESS ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 BUSINESS PHONE: 4169794800 MAIL ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20030702 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC DATE OF NAME CHANGE: 20000224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Life Assurance Co of Canada CENTRAL INDEX KEY: 0001381352 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-23358 FILM NUMBER: 211099234 BUSINESS ADDRESS: STREET 1: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 BUSINESS PHONE: 416-979-9966 MAIL ADDRESS: STREET 1: ONE YORK STREET CITY: TORONTO STATE: A6 ZIP: M5J 0B6 FORMER NAME: FORMER CONFORMED NAME: Sun Life Assurance CO of Canada DATE OF NAME CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Angel Oak Financial Strategies Income Term Trust CENTRAL INDEX KEY: 0001745059 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE RD SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 404-637-0412 MAIL ADDRESS: STREET 1: 3060 PEACHTREE RD SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30305 3/A 1 doc1.xml FORM 3/A X0206 3/A 2021-07-08 2021-07-19 0 0001745059 Angel Oak Financial Strategies Income Term Trust FINS 0001381352 Sun Life Assurance Co of Canada ONE YORK STREET TORONTO A6 M5J 0B6 ONTARIO, CANADA 0 0 1 0 0001097362 SUN LIFE FINANCIAL INC ONE YORK STREET TORONTO A6 M5J 0B6 ONTARIO, CANADA 0 0 1 0 2.35% Series A Senior Notes due July 8, 2026 20000000 D 2.80% Series B Senior Notes due July 8, 2028 2500000 D 2.35% Series A Senior Notes due July 8, 2026 20000000 I See Footnote 1. 2.80% Series B Senior Notes due July 8, 2028 15000000 I See Footnote 1. Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $20,000,000 of the 2.35% Series A Senior Notes due July 8, 2026 and $2,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $12,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 on behalf of certain of its investment advisory clients. This filing amends the previously submitted Form 3 filed this same date in order to correct the information regarding the amount of shares beneficially owned by the Reporting Persons and to amend Footnote No. 1 regarding the nature of the ownership by the Reporting Persons. /s/ Randolph B. Brown, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc. 2021-07-19 /s/ Brett W. Pacific, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc. 2021-07-19