0001567619-21-013666.txt : 20210719
0001567619-21-013666.hdr.sgml : 20210719
20210719210336
ACCESSION NUMBER: 0001567619-21-013666
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210708
FILED AS OF DATE: 20210719
DATE AS OF CHANGE: 20210719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC
CENTRAL INDEX KEY: 0001097362
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: Z4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23358
FILM NUMBER: 211099233
BUSINESS ADDRESS:
STREET 1: SUN LIFE ASSURANCE CO OF CANADA
STREET 2: ONE YORK STREET
CITY: TORONTO
STATE: A6
ZIP: M5J 0B6
BUSINESS PHONE: 4169794800
MAIL ADDRESS:
STREET 1: SUN LIFE ASSURANCE CO OF CANADA
STREET 2: ONE YORK STREET
CITY: TORONTO
STATE: A6
ZIP: M5J 0B6
FORMER NAME:
FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC
DATE OF NAME CHANGE: 20030702
FORMER NAME:
FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC
DATE OF NAME CHANGE: 20000224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sun Life Assurance Co of Canada
CENTRAL INDEX KEY: 0001381352
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23358
FILM NUMBER: 211099234
BUSINESS ADDRESS:
STREET 1: ONE YORK STREET
CITY: TORONTO
STATE: A6
ZIP: M5J 0B6
BUSINESS PHONE: 416-979-9966
MAIL ADDRESS:
STREET 1: ONE YORK STREET
CITY: TORONTO
STATE: A6
ZIP: M5J 0B6
FORMER NAME:
FORMER CONFORMED NAME: Sun Life Assurance CO of Canada
DATE OF NAME CHANGE: 20061117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Angel Oak Financial Strategies Income Term Trust
CENTRAL INDEX KEY: 0001745059
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3060 PEACHTREE RD SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30305
BUSINESS PHONE: 404-637-0412
MAIL ADDRESS:
STREET 1: 3060 PEACHTREE RD SUITE 500
CITY: ATLANTA
STATE: GA
ZIP: 30305
3/A
1
doc1.xml
FORM 3/A
X0206
3/A
2021-07-08
2021-07-19
0
0001745059
Angel Oak Financial Strategies Income Term Trust
FINS
0001381352
Sun Life Assurance Co of Canada
ONE YORK STREET
TORONTO
A6
M5J 0B6
ONTARIO, CANADA
0
0
1
0
0001097362
SUN LIFE FINANCIAL INC
ONE YORK STREET
TORONTO
A6
M5J 0B6
ONTARIO, CANADA
0
0
1
0
2.35% Series A Senior Notes due July 8, 2026
20000000
D
2.80% Series B Senior Notes due July 8, 2028
2500000
D
2.35% Series A Senior Notes due July 8, 2026
20000000
I
See Footnote 1.
2.80% Series B Senior Notes due July 8, 2028
15000000
I
See Footnote 1.
Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $20,000,000 of the 2.35% Series A Senior Notes due July 8, 2026 and $2,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $12,500,000 of the 2.80% Series B Senior Notes due July 8, 2028 on behalf of certain of its investment advisory clients.
This filing amends the previously submitted Form 3 filed this same date in order to correct the information regarding the amount of shares beneficially owned by the Reporting Persons and to amend Footnote No. 1 regarding the nature of the ownership by the Reporting Persons.
/s/ Randolph B. Brown, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc.
2021-07-19
/s/ Brett W. Pacific, authorized signatory on behalf of Sun Life Assurance Company of Canada and Sun Life Financial Inc.
2021-07-19