0001140361-16-053015.txt : 20160216 0001140361-16-053015.hdr.sgml : 20160215 20160216141543 ACCESSION NUMBER: 0001140361-16-053015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151124 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CENTRAL INDEX KEY: 0001500096 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 310-284-6438 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE STREET 2: SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sun Life Assurance Co of Canada CENTRAL INDEX KEY: 0001381352 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 161426484 BUSINESS ADDRESS: STREET 1: 150 KING STREET WEST CITY: TORONTO STATE: A6 ZIP: M5H 1J9 BUSINESS PHONE: 416-979-9966 MAIL ADDRESS: STREET 1: 150 KING STREET WEST CITY: TORONTO STATE: A6 ZIP: M5H 1J9 FORMER NAME: FORMER CONFORMED NAME: Sun Life Assurance CO of Canada DATE OF NAME CHANGE: 20061117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC CENTRAL INDEX KEY: 0001097362 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22467 FILM NUMBER: 161426485 BUSINESS ADDRESS: STREET 1: 150 KING STREET WEST CITY: TORONTO STATE: A6 ZIP: M5H 1J9 BUSINESS PHONE: 4169794800 MAIL ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: 150 KING STREET WEST SUITE 1400 CITY: TORONTO STATE: A6 ZIP: M5H 1J9 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20030702 FORMER NAME: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC DATE OF NAME CHANGE: 20000224 4 1 doc1.xml FORM 4 X0306 4 2015-11-24 1 0001500096 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. KMF 0001097362 SUN LIFE FINANCIAL INC 150 KING STREET WEST TORONTO A6 M5H 1J9 ONTARIO, CANADA 0 0 1 0 0001381352 Sun Life Assurance Co of Canada 150 KING STREET WEST SUITE 1400 TORONTO A6 M5H 1J9 ONTARIO, CANADA 0 0 1 0 Series A Mandatory Redeemable Preferred Shares 2015-11-24 4 J 0 560000 25.50 D 0 I By Sun Life Assurance Company of Canada On November 24, 2015, the issuer redeemed all outstanding shares of its Series A Mandatory Redeemable Preferred Shares. Shares were owned by Sun Life Assurance Company of Canada, a 100% owned subsidiary of Sun Life Financial Inc. /s/ John T. Donnelly, Authorized Signatory of Sun Life Financial Inc. and Sun Life Assurance Company of Canada 2016-02-16 /s/ Stephen Peacher, Authorized Signatory of Sun Life Financial Inc. and Sun Life Assurance Company of Canada 2016-02-16