0001047469-11-007203.txt : 20110810 0001047469-11-007203.hdr.sgml : 20110810 20110810170653 ACCESSION NUMBER: 0001047469-11-007203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110810 DATE AS OF CHANGE: 20110810 EFFECTIVENESS DATE: 20110810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUN LIFE FINANCIAL INC CENTRAL INDEX KEY: 0001097362 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05799 FILM NUMBER: 111025066 BUSINESS ADDRESS: STREET 1: 150 KING STREET WEST STREET 2: TORONTO ONTARIO CITY: CANADA M5H 1J9 STATE: A6 ZIP: 00000 MAIL ADDRESS: STREET 1: SUN LIFE ASSURANCE CO OF CANADA STREET 2: 150 KING STREET WEST SUITE 1400 CITY: TORONTO STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES INC DATE OF NAME CHANGE: 20030702 FORMER COMPANY: FORMER CONFORMED NAME: SUN LIFE FINANCIAL SERVICES OF CANADA INC DATE OF NAME CHANGE: 20000224 13F-HR 1 a2204739z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sun Life Financial Inc. ------------------------------------ Address: 150 King Street West ------------------------------------ Toronto, Ontario, Canada, M5H 1J9 ------------------------------------ Form 13F File Number: 28-05799 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Victoria Kwan ------------------------------- Title: Director, Compliance ------------------------------- Phone: 416-979-6192 ------------------------------- Signature, Place, and Date of Signing: /s/ Victoria Kwan Toronto, Ontario August 8, 2011 ------------------------------- ----------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-06597 McLean Budden --------------- ------------------------------------ 28-04968 MFS --------------- ------------------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 404 -------------------- Form 13F Information Table Value Total: US$1,798,397 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-12046 Sun Capital Advisers LLC. ------ ----------------- ------------------------------------ 2 28-12047 Sun Life Assurance Company of Canada ------ ----------------- ------------------------------------ [Repeat as necessary.] FORM 13F INFORMATION TABLE - JUNE 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- -------------- ------------ ----------- ------------------- ---------- ---------- ------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- -------------- ------------ ----------- ---------- --- ---- ---------- ---------- ------ ---------- ------ 3M Corporation COM 88579Y101 4,201 44,293 SH SHARED 1 44,293 3M Corporation COM 88579Y101 55 584 SH SHARED 2 584 3M Corporation COM 88579Y101 1,550 16,344 SH SHARED 2 16,344 Aercap Holdings NV COM B1HHKD3 29 2,259 SH SHARED 2 2,259 AES Corporation COM 00130H105 3,793 297,733 SH SHARED 1 297,733 AES Corporation COM 00130H105 47 3,710 SH SHARED 2 3,710 AES Corporation COM 00130H105 1,384 108,630 SH SHARED 2 108,630 Akamai Technologies Inc COM 00971T101 5,426 172,428 SH SHARED 1 172,428 Akamai Technologies Inc COM 00971T101 2,093 66,498 SH SHARED 2 66,498 Alcatel Sa-sponsored Adr COM 013904305 13,975 2,421,973 SH SHARED 1 2,421,973 Alcatel Sa-sponsored Adr COM 013904305 182 31,506 SH SHARED 2 31,506 Alcatel Sa-sponsored Adr COM 013904305 5,422 939,679 SH SHARED 2 939,679 Alcoa Inc COM 013817101 3,910 246,535 SH SHARED 1 246,535 Alcoa Inc COM 013817101 1,507 95,011 SH SHARED 2 95,011 Alexandria Real Estate Equit COM 015271109 1,970 25,443 SH SHARED 1 25,443 Altria Group Inc COM 02209S103 1,642 62,166 SH SHARED 1 62,166 Altria Group Inc COM 02209S103 22 820 SH SHARED 2 820 Altria Group Inc COM 02209S103 604 22,876 SH SHARED 2 22,876 American Eagle Outfitters COM 02553E106 1,392 109,159 SH SHARED 2 109,159 American Express Co COM 025816109 4,146 80,187 SH SHARED 1 80,187 American International Group COM 026874784 5,673 193,475 SH SHARED 1 193,475 Amgen Inc COM 031162100 3,784 64,851 SH SHARED 1 64,851 Amgen Inc COM 031162100 53 910 SH SHARED 2 910 Amgen Inc COM 031162100 1,485 25,442 SH SHARED 2 25,442 Associated Estates Realty CP COM 045604105 467 28,755 SH SHARED 1 28,755 AT&T Inc COM 00206R102 5,770 183,703 SH SHARED 1 183,703 AT&T Inc COM 00206R102 75 2,394 SH SHARED 2 2,394 AT&T Inc COM 00206R102 2,233 71,099 SH SHARED 2 71,099 AvalonBay Communities Inc COM 053484101 1,553 12,092 SH SHARED 1 12,092 Bank of America Corp COM 060505104 43 3,928 SH SHARED 2 3,928 Bank of America Corp COM 060505104 2,198 200,543 SH SHARED 2 200,543 Barclays Bank Plc COM 06738C828 2,756 3,210,000 SH SHARED 1 3,210,000 Barclays Bank Plc COM 06738C828 4,112 4,790,000 SH SHARED 1 4,790,000 Barclays Bank Plc COM 06738C828 1,378 1,605,000 SH SHARED 1 1,605,000 Barclays Bank Plc COM 06738C828 2,228 2,595,000 SH SHARED 1 2,595,000 Barclays Bank Plc COM 06738C828 11,589 13,500,000 SH SHARED 1 13,500,000 Barclays Bank Plc COM 06738C828 17,169 20,000,000 SH SHARED 1 20,000,000 Barclays Bank Plc COM 06738C828 5,151 6,000,000 SH SHARED 1 6,000,000 Barclays Bank Plc COM 06738C828 2,575 3,000,000 SH SHARED 1 3,000,000 Barclays Bank Plc COM 06738C828 3,399 3,960,000 SH SHARED 1 3,960,000 Barclays Bank Plc COM 06738C828 811 945,000 SH SHARED 1 945,000 Barclays Bank Plc COM 06738C828 1,288 1,500,000 SH SHARED 1 1,500,000 Barclays Bank Plc COM 06738C828 5,151 6,000,000 SH SHARED 1 6,000,000 Barclays Bank Plc COM 06738C828 2,575 3,000,000 SH SHARED 1 3,000,000 Barclays Bank Plc COM 06738C828 1,511 1,760,000 SH SHARED 1 1,760,000 Barclays Bank Plc COM 06738C828 476 555,000 SH SHARED 1 555,000 Barclays Bank Plc COM 06738C828 1,580 1,840,000 SH SHARED 1 1,840,000 Barclays Bank Plc COM 06738C828 1,665 1,940,000 SH SHARED 1 1,940,000 Baxter International Inc COM 071813109 58 975 SH SHARED 2 975 Baxter International Inc COM 071813109 1,725 28,894 SH SHARED 2 28,894 BB&T Corp COM 054937107 1,289 48,016 SH SHARED 2 48,016 Best Buy Company Inc COM 086516101 51 1,617 SH SHARED 2 1,617 Best Buy Company Inc COM 086516101 1,497 47,668 SH SHARED 2 47,668 BIOMED REALTY TRUST INC COM 09063H107 1,880 97,699 SH SHARED 1 97,699 Boeing Company COM 097023105 3,616 48,911 SH SHARED 1 48,911 Boeing Company COM 097023105 48 645 SH SHARED 2 645 Boeing Company COM 097023105 1,334 18,038 SH SHARED 2 18,038 BOI Capital Funding No 2 LP COM 055967AA1 97 1,944,290 SH SHARED 1 1,944,290 Boston Properties Inc COM 101121101 2,687 25,313 SH SHARED 1 25,313 Boston Scientific Corp COM 101137107 8,785 1,271,282 SH SHARED 1 1,271,282 Boston Scientific Corp COM 101137107 112 16,272 SH SHARED 2 16,272 Boston Scientific Corp COM 101137107 3,374 488,308 SH SHARED 2 488,308 Boston Scientific COM 101137107 6,565 950,000 SH SHARED 1 950,000 Brinker International Inc COM 109641100 60 2,456 SH SHARED 2 2,456 Bristol-Myers Squibb COM 110122108 4,012 138,544 SH SHARED 1 138,544 Bristol-Myers Squibb COM 110122108 53 1,825 SH SHARED 2 1,825 Bristol-Myers Squibb COM 110122108 1,480 51,118 SH SHARED 2 51,118 Brocade Communications Sys COM 111621306 54 8,436 SH SHARED 2 8,436 CCG Commercial Pool II Inc COM 12501RAF6 789 1,000 SH SHARED 1 1,000 Centro Properties Group COM AU000000CNP0 13 325,628 SH SHARED 1 325,628 Centro Properties Group COM AU000000CNP0 13 325,628 SH SHARED 1 325,628 Centro Properties Group COM AU000000CNP0 5 122,111 SH SHARED 1 122,111 Centro Properties Group COM AU000000CNP0 11 284,925 SH SHARED 1 284,925 Centro Properties Group COM AU000000CNP0 6 162,814 SH SHARED 1 162,814 Centro Properties Group COM AU000000CNP0 2 40,704 SH SHARED 1 40,704 Centro Properties Group COM AU000000CNP0 1 20,352 SH SHARED 1 20,352 Centro Properties Group COM AU000000CNP0 1 20,352 SH SHARED 1 20,352 Centro Properties Group COM AU000000CNP0 13 325,628 SH SHARED 1 325,628 Centro Properties Group COM AU000000CNP0 13 325,628 SH SHARED 1 325,628 Centro Properties Group COM AU000000CNP0 2 40,704 SH SHARED 1 40,704 Centro Properties Group COM AU000000CNP0 2 40,704 SH SHARED 1 40,704 Charles Schwab Corp./The COM 808513105 4,217 256,345 SH SHARED 1 256,345 Charles Schwab Corp./The COM 808513105 39 2,353 SH SHARED 2 2,353 Charles Schwab Corp./The COM 808513105 1,157 70,358 SH SHARED 2 70,358 Chevron Corporation COM 166764100 8,636 83,972 SH SHARED 1 83,972 Chevron Corporation COM 166764100 115 1,116 SH SHARED 2 1,116 Chevron Corporation COM 166764100 3,437 33,419 SH SHARED 2 33,419 Cisco Systems Inc COM 17275R102 31 2,015 SH SHARED 2 2,015 Citigroup Inc COM 172967424 49 1,172 SH SHARED 2 1,172 Citigroup Inc COM 172967424 1,472 35,356 SH SHARED 2 35,356 Coca-Cola Company COM 191216100 4,223 62,752 SH SHARED 1 62,752 Coca-Cola Company COM 191216100 56 832 SH SHARED 2 832 Coca-Cola Company COM 191216100 1,537 22,845 SH SHARED 2 22,845 ConocoPhillips COM 20825C104 4,336 57,672 SH SHARED 1 57,672 ConocoPhillips COM 20825C104 59 787 SH SHARED 2 787 ConocoPhillips COM 20825C104 1,655 22,012 SH SHARED 2 22,012 Cosi Inc COM 22122P101 954 996,776 SH SHARED 1 996,776 Cosi Inc COM 22122P101 13 13,397 SH SHARED 2 13,397 Cosi Inc COM 22122P101 356 371,709 SH SHARED 2 371,709 Costco Wholesale Corp COM 22160K105 2,948 36,285 SH SHARED 1 36,285 Cousins Properties Inc. COM 222795106 940 110,117 SH SHARED 1 110,117 CVS Caremark Corporation COM 126650100 4,276 113,788 SH SHARED 1 113,788 CVS Caremark Corporation COM 126650100 45 1,193 SH SHARED 2 1,193 CVS Caremark Corporation COM 126650100 1,461 38,867 SH SHARED 2 38,867 Delta Air Lines Inc COM 247361702 1,047 114,146 SH SHARED 1 114,146 Delta Air Lines Inc COM 247361702 2,298 250,633 SH SHARED 1 250,633 Delta Air Lines Inc COM 247361702 443 48,284 SH SHARED 1 48,284 Delta Air Lines Inc COM 247361702 720 78,515 SH SHARED 2 78,515 DIGITAL REALTY TRUST INC COM 253868103 2,089 33,812 SH SHARED 1 33,812 Douglas Emmett Inc-w/i COM 25960P109 953 47,928 SH SHARED 1 47,928 Dow Chemical Company COM 260543103 3,819 106,094 SH SHARED 1 106,094 Dow Chemical Company COM 260543103 50 1,379 SH SHARED 2 1,379 Dow Chemical Company COM 260543103 1,495 41,519 SH SHARED 2 41,519 DR Horton Inc COM 23331A109 3,723 323,196 SH SHARED 1 323,196 DR Horton Inc COM 23331A109 49 4,223 SH SHARED 2 4,223 DR Horton Inc COM 23331A109 1,457 126,513 SH SHARED 2 126,513 Duke Realty Corp COM 264411505 1,197 85,439 SH SHARED 1 85,439 DuPont Fabros Technology Inc COM 26613Q106 1,160 46,039 SH SHARED 1 46,039 EI Dupont de Nemour and Co COM 263534109 4,746 87,799 SH SHARED 1 87,799 EI Dupont de Nemour and Co COM 263534109 62 1,156 SH SHARED 2 1,156 EI Dupont de Nemour and Co COM 263534109 1,748 32,335 SH SHARED 2 32,335 EMULEX CORP COM 292475209 32 3,768 SH SHARED 2 3,768 Entertainment Properties Trust COM 29380T105 923 19,755 SH SHARED 1 19,755 EOG Resources COM 26875P101 3,923 37,526 SH SHARED 1 37,526 EOG Resources COM 26875P101 51 489 SH SHARED 2 489 EOG Resources COM 26875P101 1,509 14,438 SH SHARED 2 14,438 EQT Inc COM 26884L109 4,761 90,657 SH SHARED 1 90,657 EQT Inc COM 26884L109 63 1,206 SH SHARED 2 1,206 EQT Inc COM 26884L109 1,868 35,572 SH SHARED 2 35,572 Equity Lifestyle Properties COM 29472R108 1,461 23,401 SH SHARED 1 23,401 Equity Lifestyle Properties COM 29472R108 0 0 SH SHARED 2 0 Equity Residential Properties COM 29476L107 2,902 48,367 SH SHARED 1 48,367 Equity Residential Properties COM 29476L107 0 0 SH SHARED 2 0 Exelon Corporation COM 30161N101 3,818 89,123 SH SHARED 1 89,123 Exelon Corporation COM 30161N101 50 1,167 SH SHARED 2 1,167 Exelon Corporation COM 30161N101 1,477 34,478 SH SHARED 2 34,478 Exxon Mobil Corp COM 30231G102 15,677 192,642 SH SHARED 1 192,642 Exxon Mobil Corp COM 30231G102 177 2,169 SH SHARED 2 2,169 Exxon Mobil Corp COM 30231G102 5,218 64,113 SH SHARED 2 64,113 Federal Realty Investment Tr COM 313747206 1,180 13,849 SH SHARED 1 13,849 Federal Realty Investment Tr COM 313747206 0 0 SH SHARED 2 0 Fedex Corp COM 31428X106 2,201 23,202 SH SHARED 1 23,202 Fedex Corp COM 31428X106 39 409 SH SHARED 2 409 Ford Motor Company COM 345370860 3,617 262,294 SH SHARED 1 262,294 Ford Motor Company COM 345370860 47 3,428 SH SHARED 2 3,428 Ford Motor Company COM 345370860 1,402 101,634 SH SHARED 2 101,634 Forest Laboratories Inc COM 345838106 14,893 378,578 SH SHARED 1 378,578 Forest Laboratories Inc COM 345838106 4,187 106,441 SH SHARED 2 106,441 Gap Inc COM 364760108 3,524 194,711 SH SHARED 1 194,711 Gap Inc COM 364760108 46 2,543 SH SHARED 2 2,543 Gap Inc COM 364760108 1,365 75,395 SH SHARED 2 75,395 General Electric Company COM 369604103 6,224 330,032 SH SHARED 1 330,032 General Electric Company COM 369604103 92 4,900 SH SHARED 2 4,900 General Electric Company COM 369604103 2,583 136,942 SH SHARED 2 136,942 Goldman Sachs Group Inc COM 38141G104 4,053 30,454 SH SHARED 1 30,454 Goldman Sachs Group Inc COM 38141G104 54 402 SH SHARED 2 402 Goldman Sachs Group Inc COM 38141G104 1,490 11,198 SH SHARED 2 11,198 Google Inc-cl A COM 38259P508 7,483 14,777 SH SHARED 1 14,777 Google Inc-cl A COM 38259P508 2,876 5,679 SH SHARED 2 5,679 Gsi Group Inc COM 36191C205 498 41,337 SH SHARED 1 41,337 Gsi Group Inc COM 36191C205 296 24,582 SH SHARED 2 24,582 HALOZYME THERAPEUTICS INC COM 40637H109 3,475 502,900 SH SHARED 1 502,900 HALOZYME THERAPEUTICS INC COM 40637H109 46 6,634 SH SHARED 2 6,634 HALOZYME THERAPEUTICS INC COM 40637H109 1,288 186,382 SH SHARED 2 186,382 HCP Inc COM 40414L109 1,490 40,617 SH SHARED 1 40,617 Hess Corp COM 42809H107 4,626 61,876 SH SHARED 1 61,876 Hess Corp COM 42809H107 54 716 SH SHARED 2 716 Hess Corp COM 42809H107 1,615 21,597 SH SHARED 2 21,597 Home Properties Inc. COM 437306103 1,886 30,985 SH SHARED 1 30,985 Honeywell International Inc COM 438516106 4,983 83,629 SH SHARED 1 83,629 Honeywell International Inc COM 438516106 66 1,104 SH SHARED 2 1,104 Honeywell International Inc COM 438516106 1,634 27,423 SH SHARED 2 27,423 Host Hotels and Resorts Inc COM 44107P104 1,675 98,829 SH SHARED 1 98,829 IBM Corp COM 459200101 4,848 28,261 SH SHARED 1 28,261 IBM Corp COM 459200101 63 366 SH SHARED 2 366 IBM Corp COM 459200101 1,864 10,868 SH SHARED 2 10,868 Intel Corp COM 458140100 11,227 506,613 SH SHARED 1 506,613 Intel Corp COM 458140100 83 3,747 SH SHARED 2 3,747 Intel Corp COM 458140100 4,164 187,916 SH SHARED 2 187,916 Intermec Inc COM 458786100 3,570 323,387 SH SHARED 1 323,387 Intermec Inc COM 458786100 46 4,176 SH SHARED 2 4,176 Intermec Inc COM 458786100 1,373 124,383 SH SHARED 2 124,383 Intermec Inc COM 458786100 3,585 325,000 SHARED 1 325,000 International Paper Co COM 460146103 3,713 124,517 SH SHARED 1 124,517 International Paper Co COM 460146103 1,770 59,343 SH SHARED 2 59,343 IShares COM 464287465 25,790 428,838 SH SHARED 2 428,838 IShares COM 464287200 92,156 695,935 SH SHARED 1 695,935 IShares COM 464287481 73,471 1,188,275 SH SHARED 1 1,188,275 IShares COM 464287507 67,591 691,823 SH SHARED 1 691,823 IShares COM 464287598 4,016 58,819 SH SHARED 1 58,819 IShares COM 464287606 5,136 46,293 SH SHARED 1 46,293 IShares COM 464287630 39,382 536,466 SH SHARED 1 536,466 IShares COM 464287648 18,779 197,982 SH SHARED 1 197,982 IShares COM 464287655 31,539 380,900 SH SHARED 1 380,900 IShares COM 464286699 11,164 626,820 SH SHARED 1 626,820 IShares COM 464286707 3,714 137,800 SH SHARED 1 137,800 IShares COM 464286806 722 28,900 SH SHARED 1 28,900 IShares COM 464286848 10,437 1,001,606 SH SHARED 1 1,001,606 IShares COM 464286822 1,448 23,300 SH SHARED 1 23,300 IShares COM 464286699 2,782 160,600 SH SHARED 1 160,600 Ishares COM 464287465 9,135 151,900 SH SHARED 1 151,900 JP Morgan Chase & Co COM 46625H100 95 2,328 SH SHARED 2 2,328 JP Morgan Chase & Co COM 46625H100 2,664 65,069 SH SHARED 2 65,069 Kayne Anderson ETR Fund, Inc. COM 48660P2#0 5,250 200,000 SH SHARED 1 200,000 Kayne Anderson ETR Fund, Inc. COM 48660P2#0 10,500 400,000 SH SHARED 1 400,000 Kayne Anderson Midstream Enrgy COM 48661E2*8 4,000 160,000 SH SHARED 1 160,000 Kayne Anderson Midstream Enrgy COM 48661E2*8 4,000 160,000 SH SHARED 1 160,000 Kayne Anderson Midstream Enrgy COM 48661E2*8 1,000 40,000 SH SHARED 1 40,000 Kayne Anderson Midstream Enrgy COM 48661E2*8 5,000 200,000 SH SHARED 1 200,000 Kayne Anderson Midstream Enrgy COM 48661E2*8 1,000 40,000 SH SHARED 1 40,000 Kayne Anderson MLP Investment COM 4866062#2 6,300 240,000 SH SHARED 1 240,000 Kayne Anderson MLP Investment COM 4866064#0 3,030 120,000 SH SHARED 1 120,000 Kayne Anderson MLP Investment COM 4866062#2 5,250 200,000 SH SHARED 1 200,000 Kayne Anderson MLP Investment COM 4866064#0 4,040 160,000 SH SHARED 1 160,000 Kayne Anderson MLP Investment COM 4866062#2 4,200 160,000 SH SHARED 1 160,000 Kayne Anderson MLP Investment COM 4866064#0 4,040 160,000 SH SHARED 1 160,000 Kimberly-Clark Corp COM 494368103 3,191 47,946 SH SHARED 1 47,946 Kimberly-Clark Corp COM 494368103 42 636 SH SHARED 2 636 Kimberly-Clark Corp COM 494368103 1,159 17,419 SH SHARED 2 17,419 Kimco Realty Corp COM 49446R109 1,352 72,524 SH SHARED 1 72,524 Kraft Foods Inc COM 50075N104 4,259 120,883 SH SHARED 1 120,883 Kraft Foods Inc COM 50075N104 55 1,565 SH SHARED 2 1,565 Kraft Foods Inc COM 50075N104 1,634 46,369 SH SHARED 2 46,369 Kroger Co COM 501044101 43 1,732 SH SHARED 2 1,732 Lloyds Banking Group PLC COM 539439AC3 3,553 4,900,000 SH SHARED 1 4,900,000 Lloyds Banking Group PLC COM 539439AD1 1,782 2,425,000 SH SHARED 1 2,425,000 Lloyds Banking Group PLC COM 539439AD1 698 950,000 SH SHARED 1 950,000 Lloyds Banking Group PLC COM 539439AD1 368 500,000 SH SHARED 1 500,000 Lloyds Banking Group PLC COM 539439AD1 423 575,000 SH SHARED 1 575,000 Lloyds Banking Group PLC COM 539439AD1 845 1,150,000 SH SHARED 1 1,150,000 Lloyds Banking Group PLC COM 539439AD1 919 1,250,000 SH SHARED 1 1,250,000 Lloyds Banking Group PLC COM 539439AC3 4,060 5,600,000 SH SHARED 1 5,600,000 Lloyds Banking Group PLC COM 539439AD1 2,205 3,000,000 SH SHARED 1 3,000,000 Lloyds Banking Group PLC COM 539439AD1 735 1,000,000 SH SHARED 1 1,000,000 Lloyds Banking Group PLC COM 539439AD1 919 1,250,000 SH SHARED 1 1,250,000 Lloyds Banking Group PLC COM 539439AC3 725 1,000,000 SH SHARED 1 1,000,000 Lloyds Banking Group PLC COM 539439AD1 1,103 1,500,000 SH SHARED 1 1,500,000 Lloyds Banking Group PLC COM 539439AD1 74 100,000 SH SHARED 2 100,000 Lloyds Banking Group PLC COM 539439AD1 294 400,000 SH SHARED 2 400,000 Lloyds Banking Group PLC COM 539439AD1 368 500,000 SH SHARED 1 500,000 Lloyds Banking Group PLC COM 539439AC3 1,914 2,640,000 SH SHARED 1 2,640,000 Lloyds Banking Group PLC COM 539439AC3 685 945,000 SH SHARED 1 945,000 Lloyds Banking Group PLC COM 539439AC3 725 1,000,000 SH SHARED 1 1,000,000 Lloyds Banking Group PLC COM 539439AC3 3,625 5,000,000 SH SHARED 1 5,000,000 Lloyds Banking Group PLC COM 539439AC3 2,175 3,000,000 SH SHARED 1 3,000,000 Lloyds Banking Group PLC COM 539439AC3 1,044 1,440,000 SH SHARED 1 1,440,000 Lloyds Banking Group PLC COM 539439AC3 402 555,000 SH SHARED 1 555,000 Lloyds Banking Group PLC COM 539439AC3 1,131 1,560,000 SH SHARED 1 1,560,000 Lloyds Banking Group PLC COM 539439AC3 1,059 1,460,000 SH SHARED 1 1,460,000 Lockheed Martin Corp COM 539830109 3,190 39,401 SH SHARED 1 39,401 Lockheed Martin Corp COM 539830109 41 509 SH SHARED 2 509 Lockheed Martin Corp COM 539830109 1,233 15,228 SH SHARED 2 15,228 Lowes Companies Inc COM 548661107 3,006 128,963 SH SHARED 1 128,963 Lowes Companies Inc COM 548661107 40 1,698 SH SHARED 2 1,698 Lowes Companies Inc COM 548661107 1,107 47,484 SH SHARED 2 47,484 Mack-Cali Realty Corp COM 554489104 798 24,217 SH SHARED 1 24,217 Macy's Inc COM 55616P104 4,443 151,940 SH SHARED 1 151,940 Macy's Inc COM 55616P104 58 1,982 SH SHARED 2 1,982 Macy's Inc COM 55616P104 1,709 58,462 SH SHARED 2 58,462 Marathon Oil Corp COM 565849106 5,292 100,462 SH SHARED 1 100,462 Marathon Oil Corp COM 565849106 69 1,310 SH SHARED 2 1,310 Marathon Oil Corp COM 565849106 2,036 38,652 SH SHARED 2 38,652 Medical Properties Trust Inc COM 58463J304 2,797 243,255 SH SHARED 1 243,255 Medical Properties Trust Inc COM 58463J304 0 0 SH SHARED 2 0 Merck & Co. Inc. COM 58933Y105 86 2,451 SH SHARED 2 2,451 Merck & Co. Inc. COM 58933Y105 2,424 68,682 SH SHARED 2 68,682 Merge Healthcare Inc COM 589499102 115 22,062 SH SHARED 2 22,062 Merge Healthcare Inc COM 589499102 1,636 314,545 SH SHARED 2 314,545 MetLife Inc COM 59156R108 3,924 89,451 SH SHARED 1 89,451 Microsoft Corp COM 594918104 14,181 545,427 SH SHARED 1 545,427 Microsoft Corp COM 594918104 136 5,229 SH SHARED 2 5,229 Microsoft Corp COM 594918104 5,498 211,477 SH SHARED 2 211,477 Mid-America Apartment Comm COM 59522J103 1,970 29,205 SH SHARED 1 29,205 Morgan Stanley COM 617446448 3,353 145,739 SH SHARED 1 145,739 Morgan Stanley COM 617446448 43 1,876 SH SHARED 2 1,876 Morgan Stanley COM 617446448 1,212 52,684 SH SHARED 2 52,684 Motorola Mobility Holdings COM 620097105 6,542 296,841 SH SHARED 1 296,841 Motorola Mobility Holdings COM 620097105 20 887 SH SHARED 2 887 Motorola Mobility Holdings COM 620097105 2,625 119,100 SH SHARED 2 119,100 Mrv Communications Inc COM 553477100 3,997 2,896,634 SH SHARED 1 2,896,634 Mrv Communications Inc COM 553477100 54 38,909 SH SHARED 2 38,909 Mrv Communications Inc COM 553477100 1,532 1,110,287 SH SHARED 2 1,110,287 Mrv Communications Inc COM 553477100 7,476 5,417,703 SH SHARED 1 5,417,103 National Semiconductor Corp COM 637640103 103 4,184 SH SHARED 2 4,184 Nationwide Health Pptys Inc COM 638620104 857 20,686 SH SHARED 1 20,686 NCR Corp COM 62886E108 93 4,943 SH SHARED 2 4,943 New York Times Company-Class A COM 650111107 1,358 155,762 SH SHARED 2 155,762 Occidental Petroleum Corp COM 674599105 4,668 44,872 SH SHARED 1 44,872 Occidental Petroleum Corp COM 674599105 61 585 SH SHARED 2 585 Occidental Petroleum Corp COM 674599105 1,796 17,264 SH SHARED 2 17,264 Oracle Corporation COM 68389X105 4,239 128,810 SH SHARED 1 128,810 Oracle Corporation COM 68389X105 1,645 49,975 SH SHARED 2 49,975 Parkway Properties Inc COM 70159Q104 1,071 62,771 SH SHARED 1 62,771 Pepsico Inc COM 713448108 4,230 60,054 SH SHARED 1 60,054 Pepsico Inc COM 713448108 56 793 SH SHARED 2 793 Pepsico Inc COM 713448108 1,561 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