13F-HR 1 a2174556z13f-hr.txt 13F-HR SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment |_|; Amendment Number: ______ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sun Life Financial Inc. Address: 150 King Street West Toronto, Ontario, Canada, M5H 1J9 Form 13F File Number: 28-05799 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J.M.A. Anderson Title: Executive Vice-President and Chief Investment Officer Phone: 1-416-979-6217 Signature, Place, and Date of Signing: /s/ J.M.A. Anderson Toronto, ON 11/14/06 ------------------------------------ ---------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): |_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |X| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-06597 Mclean Budden 28-04968 MFS Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 213 Form 13F Information Table Value Total: US$1,649,513 (Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ___ 28-_____________ 1 Sun Capital Advisers LLC. ___ 28-_____________ 2 Sun Life Assurance Company od Canada [Repeat as necessary.] FORM 13F INFORMATION TABLE - SEPTEMBER 30, 2006
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING AUTHORITY TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ------------------- NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ------------- --------- --------- --------- --- ---- ---------- -------- ---- --------- ---- ABBOTT LABS COM 002824100 3,878 79,862 SH SHARED 1 79,862 ABBOTT LABS COM 002824100 1,567 32,264 SH SHARED 2 32,264 ALBERTO CULVER CO COM 013068101 3,869 76,473 SH SHARED 1 76,473 ALBERTO CULVER CO COM 013068101 1,573 31,086 SH SHARED 2 31,086 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 4,948 52,746 SH SHARED 1 52,746 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 667 7,110 SH SHARED 2 7,110 ALLSTATE CORP COM 020002101 4,088 65,172 SH SHARED 1 65,172 ALLSTATE CORP COM 020002101 1,664 26,519 SH SHARED 2 26,519 ALTRIA GROUP INC COM 02209S103 4,759 62,166 SH SHARED 1 62,166 ALTRIA GROUP INC COM 02209S103 1,941 25,354 SH SHARED 2 25,354 AMERICAN EXPRESS CO COM 025816109 5,392 96,148 SH SHARED 1 96,148 AMERICAN EXPRESS CO COM 025816109 2,224 39,652 SH SHARED 2 39,652 ANHEUSER BUSCH COS INC COM 035229103 4,048 85,197 SH SHARED 1 85,197 ANHEUSER BUSCH COS INC COM 035229103 1,651 34,744 SH SHARED 2 34,744 APPLE COMPUTER INC COM 037833100 4,526 58,788 SH SHARED 1 58,788 APPLE COMPUTER INC COM 037833100 1,847 23,997 SH SHARED 2 23,997 ARCHSTONE SMITH TR COM 039583109 5,535 101,670 SH SHARED 1 101,670 ARCHSTONE SMITH TR COM 039583109 757 13,900 SH SHARED 2 13,900 AVALONBAY CMNTYS INC COM 053484101 3,980 33,053 SH SHARED 1 33,053 AVALONBAY CMNTYS INC COM 053484101 541 4,496 SH SHARED 2 4,496 BANK OF AMERICA CORPORATION COM 060505104 8,331 155,525 SH SHARED 1 155,525 BANK OF AMERICA CORPORATION COM 060505104 3,374 62,984 SH SHARED 2 62,984 BAXTER INTL INC COM 071813109 4,179 91,928 SH SHARED 1 91,928 BAXTER INTL INC COM 071813109 1,708 37,576 SH SHARED 2 37,576 BIOGEN IDEC INC COM 09062X103 3,458 77,386 SH SHARED 1 77,386 BIOGEN IDEC INC COM 09062X103 1,414 31,649 SH SHARED 2 31,649 BOEING CO COM 097023105 3,857 48,911 SH SHARED 1 48,911 BOEING CO COM 097023105 1,576 19,989 SH SHARED 2 19,989 BOSTON SCIENTIFIC CORP COM 101137107 3,137 212,106 SH SHARED 1 212,106 BOSTON SCIENTIFIC CORP COM 101137107 1,280 86,578 SH SHARED 2 86,578 BOSTON SCIENTIFIC CORP COM 101137107 9,631 651,200 SH SHARED 1 651,200 BRE PROPERTIES INC CL A 05564E106 6,665 111,588 SH SHARED 1 111,588 BRE PROPERTIES INC CL A 05564E106 896 14,998 SH SHARED 2 14,998 CAPITALSOURCE INC COM 14055X102 10,413 403,285 SH SHARED 1 403,285 CAPITALSOURCE INC COM 14055X102 2,420 93,720 SH SHARED 2 93,720 CHEVRON CORP NEW COM 166764100 8,269 127,487 SH SHARED 1 127,487 CHEVRON CORP NEW COM 166764100 3,385 52,196 SH SHARED 2 52,196 CISCO SYS INC COM 17275R102 4,738 206,179 SH SHARED 1 206,179 CISCO SYS INC COM 17275R102 1,934 84,165 SH SHARED 2 84,165 CITIGROUP INC COM 172967101 8,194 164,966 SH SHARED 1 164,966 CITIGROUP INC COM 172967101 3,352 67,480 SH SHARED 2 67,480 COCA COLA CO COM 191216100 3,486 78,022 SH SHARED 1 78,022 COCA COLA CO COM 191216100 1,423 31,843 SH SHARED 2 31,843 COMCAST CORP NEW CL A 20030N101 4,529 122,732 SH SHARED 1 122,732 COMCAST CORP NEW CL A 20030N101 1,853 50,222 SH SHARED 2 50,222 CONOCOPHILLIPS COM 20825C104 3,547 59,580 SH SHARED 1 59,580 CONOCOPHILLIPS COM 20825C104 1,452 24,392 SH SHARED 2 24,392 DEVELOPERS DIVERSIFIED RLTY COM 251591103 4,984 89,382 SH SHARED 1 89,382 DEVELOPERS DIVERSIFIED RLTY COM 251591103 672 12,047 SH SHARED 2 12,047 DISNEY WALT CO COM DISNEY 254687106 3,073 99,430 SH SHARED 1 99,430 DISNEY WALT CO COM DISNEY 254687106 1,280 41,406 SH SHARED 2 41,406 DOMINION RES INC VA NEW COM 25746U109 3,381 44,199 SH SHARED 1 44,199 DOMINION RES INC VA NEW COM 25746U109 1,379 18,025 SH SHARED 2 18,025 DOW CHEM CO COM 260543103 3,116 79,939 SH SHARED 1 79,939 DOW CHEM CO COM 260543103 1,271 32,617 SH SHARED 2 32,617 DU PONT E I DE NEMOURS & CO COM 263534109 3,761 87,799 SH SHARED 1 87,799 DU PONT E I DE NEMOURS & CO COM 263534109 1,535 35,837 SH SHARED 2 35,837 EASTGROUP PPTY INC COM 277276101 4,037 80,975 SH SHARED 1 80,975 EASTGROUP PPTY INC COM 277276101 544 10,901 SH SHARED 2 10,901 EASTMAN KODAK CO COM 277461109 2,845 127,010 SH SHARED 1 127,010 EASTMAN KODAK CO COM 277461109 1,161 51,835 SH SHARED 2 51,835 EMERSON ELEC CO COM 291011104 3,502 41,764 SH SHARED 1 41,764 EMERSON ELEC CO COM 291011104 1,432 17,077 SH SHARED 2 17,077 EQUITY OFFICE PROPERTIES TRU COM 294741103 5,573 140,167 SH SHARED 1 140,167 EQUITY OFFICE PROPERTIES TRU COM 294741103 753 18,949 SH SHARED 2 18,949 EQUITY RESIDENTIAL SH BEN INT 29476L107 3,911 77,330 SH SHARED 1 77,330 EQUITY RESIDENTIAL SH BEN INT 29476L107 527 10,425 SH SHARED 2 10,425 EXELON CORP COM 30161N101 3,667 60,566 SH SHARED 1 60,566 EXELON CORP COM 30161N101 1,494 24,679 SH SHARED 2 24,679 EXXON MOBIL CORP COM 30231G102 13,726 204,564 SH SHARED 1 204,564 EXXON MOBIL CORP COM 30231G102 5,586 83,249 SH SHARED 2 83,249 FEDERAL HOME LN MTG CORP COM 313400301 3,939 59,388 SH SHARED 1 59,388 FEDERAL HOME LN MTG CORP COM 313400301 1,608 24,237 SH SHARED 2 24,237 FEDERATED DEPT STORES INC DE COM 31410H101 4,173 96,578 SH SHARED 1 96,578 FEDERATED DEPT STORES INC DE COM 31410H101 1,703 39,416 SH SHARED 2 39,416 FINISAR COM 31787A101 3,463 953,863 SH SHARED 1 953,863 FINISAR COM 31787A101 1,413 389,333 SH SHARED 2 389,333 GENERAL ELECTRIC CO COM 369604103 16,170 458,064 SH SHARED 1 458,064 GENERAL ELECTRIC CO COM 369604103 6,611 187,277 SH SHARED 2 187,277 GENERAL GROWTH PPTYS INC COM 370021107 2,551 53,540 SH SHARED 1 53,540 GENERAL GROWTH PPTYS INC COM 370021107 344 7,215 SH SHARED 2 7,215 GOLDMAN SACHS GROUP INC COM 38141G104 5,152 30,454 SH SHARED 1 30,454 GOLDMAN SACHS GROUP INC COM 38141G104 2,100 12,411 SH SHARED 2 12,411 GOOGLE INC CL A 38259P508 3,572 8,887 SH SHARED 1 8,887 GOOGLE INC CL A 38259P508 1,458 3,627 SH SHARED 2 3,627 HCA INC COM 404119109 3,905 78,273 SH SHARED 1 78,273 HCA INC COM 404119109 1,597 32,006 SH SHARED 2 32,006 HEWLETT PACKARD CO COM 428236103 5,003 136,360 SH SHARED 1 136,360 HEWLETT PACKARD CO COM 428236103 2,042 55,662 SH SHARED 2 55,662 HIGHWOODS PPTYS INC COM 431284108 4,855 130,483 SH SHARED 1 130,483 HIGHWOODS PPTYS INC COM 431284108 654 17,580 SH SHARED 2 17,580 HILTON HOTELS CORP COM 432848109 2,683 96,333 SH SHARED 1 96,333 HILTON HOTELS CORP COM 432848109 363 13,051 SH SHARED 2 13,051 HONEYWELL INTL INC COM 438516106 3,420 83,629 SH SHARED 1 83,629 HONEYWELL INTL INC COM 438516106 1,398 34,188 SH SHARED 2 34,188 HOST MARRIOTT CORP NEW COM 44107P104 3,954 172,435 SH SHARED 1 172,435 HOST MARRIOTT CORP NEW COM 44107P104 530 23,100 SH SHARED 2 23,100 INTEL CORP COM 458140100 3,896 189,411 SH SHARED 1 189,411 INTEL CORP COM 458140100 1,590 77,309 SH SHARED 2 77,309 INTERNATIONAL BUSINESS MACHS COM 459200101 4,247 51,828 SH SHARED 1 51,828 INTERNATIONAL BUSINESS MACHS COM 459200101 1,734 21,156 SH SHARED 2 21,156 INTL PAPER CO COM 460146103 3,533 102,034 SH SHARED 1 102,034 INTL PAPER CO COM 460146103 1,442 41,633 SH SHARED 2 41,633 ISHARES MSCI PAC J IDX 464286665 1,276 11,500 SH SHARED 1 11,500 ISHARES MSCI UTD KINGD 464286699 2,868 131,000 SH SHARED 1 131,000 ISHARES MSCI FRANCE 464286707 3,568 113,200 SH SHARED 1 113,200 ISHARES MSCI GERMAN 464286806 758 31,500 SH SHARED 1 31,500 ISHARES MSCI MEXICO 464286822 1,573 36,400 SH SHARED 1 36,400 ISHARES MSCI JAPAN 464286848 8,490 627,000 SH SHARED 1 627,000 ISHARES TR MSCI EAFE IDX 464287465 29,054 428,838 SH SHARED 2 428,838 ISHARES TR MSCI EAFE IDX 464287465 194,078 2,864,623 SH SHARED 1 2,864,623 ISTAR FINL INC COM 45031U101 4,373 104,862 SH SHARED 1 104,862 ISTAR FINL INC COM 45031U101 592 14,195 SH SHARED 2 14,195 JDS UNIPHASE CORP COM 46612J101 1,960 895,183 SH SHARED 1 895,183 JDS UNIPHASE CORP COM 46612J101 801 365,974 SH SHARED 2 365,974 JOHNSON & JOHNSON COM 478160104 5,910 91,014 SH SHARED 1 91,014 JOHNSON & JOHNSON COM 478160104 2,412 37,149 SH SHARED 2 37,149 JP MORGAN CHASE & CO COM 46625H100 8,302 176,787 SH SHARED 1 176,787 JP MORGAN CHASE & CO COM 46625H100 3,387 72,115 SH SHARED 2 72,115 KIMBERLY CLARK CORP COM 494368103 3,964 60,642 SH SHARED 1 60,642 KIMBERLY CLARK CORP COM 494368103 1,616 24,729 SH SHARED 2 24,729 KIMCO REALTY CORP COM 49446R109 5,592 130,439 SH SHARED 1 130,439 KIMCO REALTY CORP COM 49446R109 749 17,464 SH SHARED 2 17,464 LEAPFROG ENTERPRISES INC CL A 52186N106 2,682 338,258 SH SHARED 1 338,258 LEAPFROG ENTERPRISES INC CL A 52186N106 1,095 138,139 SH SHARED 2 138,139 LEXINGTON CORP PPTYS TR COM 529043101 3,446 162,705 SH SHARED 1 162,705 LEXINGTON CORP PPTYS TR COM 529043101 466 21,997 SH SHARED 2 21,997 LILLY ELI & CO COM 532457108 3,783 66,376 SH SHARED 1 66,376 LILLY ELI & CO COM 532457108 1,544 27,094 SH SHARED 2 27,094 LOWES COS INC COM 548661107 3,068 109,331 SH SHARED 1 109,331 LOWES COS INC COM 548661107 1,252 44,620 SH SHARED 2 44,620 MACERICH CO COM 554382101 5,541 72,560 SH SHARED 1 72,560 MACERICH CO COM 554382101 747 9,780 SH SHARED 2 9,780 MASSEY ENERGY CORP COM 576206106 7,047 336,515 SH SHARED 1 336,515 MASSEY ENERGY CORP COM 576206106 2,876 137,359 SH SHARED 2 137,359 MEDICAL PPTYS TRUST INC COM 58463J304 6,233 465,481 SH SHARED 1 465,481 MEDICAL PPTYS TRUST INC COM 58463J304 783 58,499 SH SHARED 2 58,499 MERCK & CO INC COM 589331107 4,238 101,139 SH SHARED 1 101,139 MERCK & CO INC COM 589331107 1,730 41,284 SH SHARED 2 41,284 MERRILL LYNCH & CO INC COM 590188108 4,446 56,843 SH SHARED 1 56,843 MERRILL LYNCH & CO INC COM 590188108 1,788 22,862 SH SHARED 2 22,862 METLIFE INC COM 59156R108 3,795 66,960 SH SHARED 1 66,960 METLIFE INC COM 59156R108 1,549 27,328 SH SHARED 2 27,328 MICROSOFT CORP COM 594918104 7,326 267,853 SH SHARED 1 267,853 MICROSOFT CORP COM 594918104 2,990 109,327 SH SHARED 2 109,327 MRV COMMUNICATIONS INC COM 553477100 7,098 2,571,725 SH SHARED 1 2,571,725 MRV COMMUNICATIONS INC COM 553477100 2,894 1,048,702 SH SHARED 2 1,048,702 MRV COMMUNICATIONS INC. COM 553477100 11,748 4,256,503 SH SHARED 1 4,256,503 NASDAQ 100 COM 631100104 15,022 368,000 SH SHARED 1 368,000 NAUTILUS INC COM 63910B102 2,962 215,444 SH SHARED 1 215,444 NAUTILUS INC COM 63910B102 1,209 87,923 SH SHARED 2 87,923 NEW YORK CMNTY BANCORP INC COM 649445103 8,253 503,854 SH SHARED 1 503,854 NEW YORK CMNTY BANCORP INC COM 649445103 2,051 125,225 SH SHARED 2 125,225 ORACLE CORP COM 68389X105 5,030 283,560 SH SHARED 1 283,560 ORACLE CORP COM 68389X105 2,054 115,785 SH SHARED 2 115,785 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 3,908 91,799 SH SHARED 1 91,799 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 524 12,314 SH SHARED 2 12,314 PEPSICO INC COM 713448108 3,919 60,054 SH SHARED 1 60,054 PEPSICO INC COM 713448108 1,603 24,556 SH SHARED 2 24,556 PROLOGIS SH BEN INT 743410102 4,857 85,121 SH SHARED 1 85,121 PROLOGIS SH BEN INT 743410102 664 11,645 SH SHARED 2 11,645 PRUDENTIAL FINL INC COM 744320102 6,768 88,755 SH SHARED 1 88,755 PRUDENTIAL FINL INC COM 744320102 2,749 36,051 SH SHARED 2 36,051 PUBLIC STORAGE INC COM 74460D109 3,705 43,084 SH SHARED 1 43,084 PUBLIC STORAGE INC COM 74460D109 502 5,841 SH SHARED 2 5,841 RAYTHEON CO COM NEW 755111507 3,873 80,666 SH SHARED 1 80,666 RAYTHEON CO COM NEW 755111507 1,574 32,795 SH SHARED 2 32,795 RECKSON ASSOCS RLTY CORP COM 75621K106 1,337 31,244 SH SHARED 1 31,244 RECKSON ASSOCS RLTY CORP COM 75621K106 185 4,313 SH SHARED 2 4,313 REDBACK NETWORKS INC COM NEW 757209507 5,174 372,781 SH SHARED 1 372,781 REDBACK NETWORKS INC COM NEW 757209507 2,112 152,165 SH SHARED 2 152,165 REGENCY CTRS CORP COM 758849103 4,179 60,782 SH SHARED 1 60,782 REGENCY CTRS CORP COM 758849103 571 8,309 SH SHARED 2 8,309 SCHERING PLOUGH CORP COM 806605101 4,186 189,502 SH SHARED 1 189,502 SCHERING PLOUGH CORP COM 806605101 1,707 77,286 SH SHARED 2 77,286 SIMON PPTY GROUP INC NEW COM 828806109 6,280 69,296 SH SHARED 1 69,296 SIMON PPTY GROUP INC NEW COM 828806109 848 9,358 SH SHARED 2 9,358 SL GREEN RLTY CORP COM 78440X101 5,598 50,120 SH SHARED 1 50,120 SL GREEN RLTY CORP COM 78440X101 759 6,797 SH SHARED 2 6,797 SPDR TRUST COM 78462F103 647,286 4,845,679 SH SHARED 1 4,845,679 SYMANTEC CORP COM 871503108 4,798 225,475 SH SHARED 1 225,475 SYMANTEC CORP COM 871503108 1,962 92,193 SH SHARED 2 92,193 TENET HEALTHCARE CORP COM 88033G100 4,498 552,530 SH SHARED 1 552,530 TENET HEALTHCARE CORP COM 88033G100 1,836 225,536 SH SHARED 2 225,536 TEXAS INSTRS INC COM 882508104 3,746 112,665 SH SHARED 1 112,665 TEXAS INSTRS INC COM 882508104 1,532 46,076 SH SHARED 2 46,076 TIME WARNER INC COM 887317105 4,242 232,682 SH SHARED 1 232,682 TIME WARNER INC COM 887317105 1,738 95,351 SH SHARED 2 95,351 TYCO INTL LTD NEW COM 902124106 3,849 137,501 SH SHARED 1 137,501 TYCO INTL LTD NEW COM 902124106 1,573 56,197 SH SHARED 2 56,197 UNITED PARCEL SERVICE INC CL B 911312106 3,433 47,727 SH SHARED 1 47,727 UNITED PARCEL SERVICE INC CL B 911312106 1,403 19,504 SH SHARED 2 19,504 UNITED TECHNOLOGIES CORP COM 913017109 3,877 61,194 SH SHARED 1 61,194 UNITED TECHNOLOGIES CORP COM 913017109 1,584 25,008 SH SHARED 2 25,008 UNUMPROVIDENT CORP. COM 91529Y106 74,652 3,850,000 SH SHARED 1 3,850,000 VERIZON COMMUNICATIONS COM 92343V104 12,417 334,415 SH SHARED 1 334,415 VERIZON COMMUNICATIONS COM 92343V104 5,072 136,609 SH SHARED 2 136,609 VIACOM INC NEW CL B 92553P201 3,388 91,126 SH SHARED 1 91,126 VIACOM INC NEW CL B 92553P201 1,383 37,191 SH SHARED 2 37,191 VORNADO RLTY TR SH BEN INT 929042109 6,540 60,000 SH SHARED 1 60,000 VORNADO RLTY TR SH BEN INT 929042109 883 8,099 SH SHARED 2 8,099 WACHOVIA CORP 2ND NEW COM 929903102 5,405 96,859 SH SHARED 1 96,859 WACHOVIA CORP 2ND NEW COM 929903102 2,222 39,816 SH SHARED 2 39,816 WAL MART STORES INC COM 931142103 3,703 75,073 SH SHARED 1 75,073 WAL MART STORES INC COM 931142103 1,510 30,621 SH SHARED 2 30,621 WALGREEN CO COM 931422109 3,543 79,820 SH SHARED 1 79,820 WALGREEN CO COM 931422109 1,446 32,577 SH SHARED 2 32,577 WELLPOINT INC COM 94973V107 3,682 47,786 SH SHARED 1 47,786 WELLPOINT INC COM 94973V107 1,503 19,505 SH SHARED 2 19,505 WELLS FARGO & CO NEW COM 949746101 8,060 222,784 SH SHARED 1 222,784 WELLS FARGO & CO NEW COM 949746101 3,276 90,542 SH SHARED 2 90,542 WYETH COM 983024100 3,942 77,547 SH SHARED 1 77,547 WYETH COM 983024100 1,609 31,654 SH SHARED 2 31,654 1,649,513