0001140361-24-046385.txt : 20241113
0001140361-24-046385.hdr.sgml : 20241113
20241113140146
ACCESSION NUMBER: 0001140361-24-046385
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240930
FILED AS OF DATE: 20241113
DATE AS OF CHANGE: 20241113
EFFECTIVENESS DATE: 20241113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/
CENTRAL INDEX KEY: 0001097278
ORGANIZATION NAME:
IRS NUMBER: 134168910
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05049
FILM NUMBER: 241453097
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2124821600
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001097278
XXXXXXXX
09-30-2024
09-30-2024
false
ADVENT CAPITAL MANAGEMENT /DE/
888 SEVENTH AVENUE, 31ST FLOOR
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-05049
N
Paul L Latronica
Managing Director and Portfolio Manager
212-482-1606
/s/ Paul L Latronica
New York
NY
10-29-2024
2
227
4106306004
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
2
0001692234
028-17598
Russell Investments Group, Ltd.
INFORMATION TABLE
2
informationtable.xml
AMERICAN AIRLINES GROUP
CONV
02376RAF9
40150596
39057000
PRN
SOLE
25788000
1236000
12033000
AIRBNB INC
CONV
009066AB7
200589
215000
PRN
SOLE
215000
0
0
AFFIRM HOLDINGS INC
CONV
00827BAB2
55299260
62134000
PRN
SOLE
32630000
4396000
25108000
AKAMAI TECHNOLOGIES INC
CONV
00971TAJ0
4676040
4190000
PRN
SOLE
4190000
0
0
AKAMAI TECHNOLOGIES INC
CONV
00971TAL5
62719295
60613000
PRN
SOLE
54086000
2243000
4284000
AKAMAI TECHNOLOGIES INC
CONV
00971TAN1
91106863
89452000
PRN
SOLE
67884000
186000
21382000
ARRAY TECHNOLOGIES INC
CONV
04271TAB6
55117263
73865000
PRN
SOLE
47316000
4128000
22421000
ASCENDIS PHARMA A/S
CONV
04351PAD3
8769586
7522000
PRN
SOLE
7039000
0
483000
AIR TRANSPORT SERVICES G
CONV
00922RAD7
25775814
27302000
PRN
SOLE
16367000
1674000
9261000
AMERICAN WATER CAPITAL C
CONV
03040WBE4
55890135
54315000
PRN
SOLE
32197000
2433000
19685000
BOFA FINANCE LLC
CONV
09709UV70
25396867
22802000
PRN
SOLE
21859000
0
943000
BANDWIDTH INC
CONV
05988JAD5
2591586
3300000
PRN
SOLE
3300000
0
0
BRIDGEBIO PHARMA INC
CONV
10806XAD4
15912960
18944000
PRN
SOLE
10354000
73000
8517000
BRIDGEBIO PHARMA INC
CONV
10806XAB8
42837824
41433000
PRN
SOLE
24488000
1713000
15232000
BLOOM ENERGY CORP
CONV
093712AK3
38884498
42190000
PRN
SOLE
31797000
1937000
8456000
BIGCOMMERCE HOLDINGS INC
CONV
08975PAB4
2864112
3225000
PRN
SOLE
3225000
0
0
BILL HOLDINGS INC
CONV
090043AB6
1457775
1550000
PRN
SOLE
1550000
0
0
BOOKING HOLDINGS INC
CONV
09857LAN8
59872188
26717000
PRN
SOLE
24878000
0
1839000
BLACKLINE INC
CONV
09239BAD1
1087500
1160000
PRN
SOLE
1160000
0
0
BIOMARIN PHARMACEUTICAL
CONV
09061GAK7
103061
108000
PRN
SOLE
108000
0
0
BOX INC
CONV
10316TAB0
5182400
3950000
PRN
SOLE
3950000
0
0
BENTLEY SYSTEMS INC
CONV
08265TAB5
30156030
30006000
PRN
SOLE
18942000
96000
10968000
BENTLEY SYSTEMS
CONV
08265TAD1
3491082
3766000
PRN
SOLE
3766000
0
0
BITDEER TECHNOLOGIES GRP
CONV
09175RAA8
1645338
1410000
PRN
SOLE
1410000
0
0
BURLINGTON STORES INC
CONV
122017AB2
3251300
2600000
PRN
SOLE
2600000
0
0
BLACKSTONE MORTGAGE TR
CONV
09257WAE0
6094095
6398000
PRN
SOLE
6398000
0
0
CABLE ONE INC
CONV
12685JAE5
22461800
24415000
PRN
SOLE
12223000
105000
12087000
CABLE ONE INC
CONV
12685JAG0
21443045
26485000
PRN
SOLE
13116000
2346000
11023000
CHEESECAKE FACTORY (THE)
CONV
163072AA9
26136999
27584000
PRN
SOLE
14162000
1770000
11652000
CRACKER BARREL OLD COUNT
CONV
22410JAB2
974418
1058000
PRN
SOLE
1058000
0
0
CONFLUENT INC
CONV
20717MAB9
28416888
32001000
PRN
SOLE
13904000
1604000
16493000
CMS ENERGY CORP
CONV
125896BX7
96397764
89589000
PRN
SOLE
71773000
120000
17696000
CENTERPOINT ENERGY INC
CONV
15189TBD8
93690483
92079000
PRN
SOLE
68296000
2515000
21268000
COINBASE GLOBAL INC
CONV
19260QAB3
38764515
39465000
PRN
SOLE
20899000
3145000
15421000
CUTERA INC
CONV
232109AD0
480001
3000000
PRN
SOLE
3000000
0
0
CYBERARK SOFTWARE LTD
CONV
23248VAB1
7061985
3807000
PRN
SOLE
3807000
0
0
DROPBOX INC
CONV
26210CAC8
2532390
2604000
PRN
SOLE
2604000
0
0
DROPBOX INC
CONV
26210CAD6
33407602
34463000
PRN
SOLE
17596000
1472000
15395000
DATADOG INC
CONV
23804LAB9
14145300
10881000
PRN
SOLE
9885000
0
996000
DRAFTKINGS HOLDINGS INC
CONV
26142RAB0
69816773
80203000
PRN
SOLE
45881000
4636000
29686000
DIGITALOCEAN HOLDINGS
CONV
25402DAB8
54516984
61393000
PRN
SOLE
32141000
4296000
24956000
DUKE ENERGY CORP
CONV
26441CBY0
66932441
62936000
PRN
SOLE
58335000
0
4601000
DEXCOM INC
CONV
252131AM9
120736502
136041000
PRN
SOLE
80902000
4402000
50737000
EURONET WORLDWIDE INC
CONV
298736AL3
10387810
10546000
PRN
SOLE
10546000
0
0
ENPHASE ENERGY INC
CONV
29355AAH0
2049394
2175000
PRN
SOLE
2175000
0
0
ENPHASE ENERGY INC
CONV
29355AAK3
33682918
38146000
PRN
SOLE
21581000
1521000
15044000
ENPHASE ENERGY INC
CONV
29355AAF4
10105585
6786000
PRN
SOLE
6042000
0
744000
ETSY INC
CONV
29786AAL0
30566425
35525000
PRN
SOLE
15585000
1625000
18315000
ETSY INC
CONV
29786AAJ5
30553521
30831000
PRN
SOLE
20865000
1246000
8720000
ETSY INC
CONV
29786AAN6
1734162
2115000
PRN
SOLE
2115000
0
0
EVOLENT HEALTH INC
CONV
30050BAD3
5465591
5198000
PRN
SOLE
3333000
1865000
0
EXACT SCIENCES CORP
CONV
30063PAC9
6482166
6918000
PRN
SOLE
4314000
2604000
0
EXACT SCIENCES CORP
CONV
30063PAB1
4580207
4717000
PRN
SOLE
4717000
0
0
EXPEDIA GROUP INC
CONV
30212PBE4
34318439
35767000
PRN
SOLE
31654000
0
4113000
NATIONAL VISION HOLDINGS
CONV
63845RAB3
787165
802000
PRN
SOLE
802000
0
0
FORD MOTOR COMPANY
CONV
345370CZ1
96459983
98178000
PRN
SOLE
63907000
2279000
31992000
FIVE9 INC
CONV
338307AD3
1899204
1963000
PRN
SOLE
1963000
0
0
SHIFT4 PAYMENTS INC
CONV
82452JAD1
16444327
15919000
PRN
SOLE
7792000
70000
8057000
SHIFT4 PAYMENTS INC
CONV
82452JAB5
3185505
2610000
PRN
SOLE
2610000
0
0
FIVERR INTERNATIONAL LTD
CONV
33835LAA3
1948073
2070000
PRN
SOLE
2070000
0
0
LIBERTY MEDIA CORP
CONV
531229AQ5
4707095
4264000
PRN
SOLE
2656000
1608000
0
GROUPON INC
CONV
399473AF4
1817384
2025000
PRN
SOLE
2025000
0
0
HALOZYME THERAPEUTICS IN
CONV
40637HAD1
20124589
20008000
PRN
SOLE
8828000
1241000
9939000
HALOZYME THERAPEUTICS IN
CONV
40637HAF6
136850
115000
PRN
SOLE
115000
0
0
HERBALIFE LTD
CONV
42703MAF0
12478690
16940000
PRN
SOLE
15366000
0
1574000
H WORLD GROUP LTD
CONV
44332NAB2
11293200
9919000
PRN
SOLE
9919000
0
0
HUBSPOT INC
CONV
443573AD2
14478469
7687000
PRN
SOLE
7007000
0
680000
INTEGRA LIFESCIENCES HLD
CONV
457985AM1
92417
97000
PRN
SOLE
97000
0
0
INSMED INC
CONV
457669AB5
4122221
1795000
PRN
SOLE
1593000
0
202000
IONIS PHARMACEUTICALS IN
CONV
462222AD2
19429122
19410000
PRN
SOLE
9509000
2817000
7084000
ITRON INC
CONV
465741AN6
53129997
50624000
PRN
SOLE
27170000
3590000
19864000
JAZZ INVESTMENTS I LTD
CONV
472145AF8
2886722
2886000
PRN
SOLE
2886000
0
0
LITHIUM AMERICAS AR
CONV
53680QAA6
7215535
9557000
PRN
SOLE
8577000
0
980000
LUMENTUM HOLDINGS INC
CONV
55024UAF6
4929196
5669000
PRN
SOLE
5669000
0
0
LUMENTUM HOLDINGS INC
CONV
55024UAD1
33874030
34355000
PRN
SOLE
16726000
1730000
15899000
ALLIANT ENERGY CORP
CONV
018802AC2
20134752
19185000
PRN
SOLE
13957000
2193000
3035000
LANTHEUS HOLDINGS INC
CONV
516544AB9
6986878
4491000
PRN
SOLE
4131000
0
360000
LIVENT CORP
CONV
53814LAB4
3204304
2956000
PRN
SOLE
1852000
1104000
0
SOUTHWEST AIRLINES CO
CONV
844741BG2
23149915
22894000
PRN
SOLE
22894000
0
0
LYFT INC
CONV
55087PAB0
955504
979000
PRN
SOLE
979000
0
0
LIVE NATION ENTERTAINMEN
CONV
538034AU3
226847
209000
PRN
SOLE
209000
0
0
LIVE NATION ENTERTAINMEN
CONV
538034BA6
18985850
15392000
PRN
SOLE
14347000
0
1045000
MICROCHIP TECHNOLOGY INC
CONV
595017AU8
605304
605000
PRN
SOLE
605000
0
0
MONGODB INC
CONV
60937PAD8
25503445
18444000
PRN
SOLE
17107000
0
1337000
MGP INGREDIENTS INC
CONV
55303JAB2
3105370
2900000
PRN
SOLE
2900000
0
0
MIDDLEBY CORP
CONV
596278AB7
4859296
4160000
PRN
SOLE
4160000
0
0
MIRUM PHARMACEUTICALS
CONV
604749AB7
7809865
5316000
PRN
SOLE
4963000
0
353000
MICROSTRATEGY INC
CONV
594972AE1
18105750
13257000
PRN
SOLE
12104000
0
1153000
NABORS INDUSTRIES INC
CONV
62957HAL9
24330954
31075000
PRN
SOLE
18778000
97000
12200000
NCL CORPORATION LTD
CONV
62886HBD2
36584394
37650000
PRN
SOLE
11699000
2110000
23841000
NCL CORPORATION LTD
CONV
62886HAX9
3028582
2437000
PRN
SOLE
2437000
0
0
NEOGENOMICS INC
CONV
64049MAB6
26359539
31663000
PRN
SOLE
15725000
3471000
12467000
NEW MOUNTAIN FINANCE COR
CONV
647551AE0
38139870
37669000
PRN
SOLE
33185000
0
4484000
NORTHERN OIL & GAS INC
CONV
665531AJ8
8086615
7061000
PRN
SOLE
6312000
0
749000
SUNNOVA ENERGY INTL INC
CONV
86745KAH7
30629197
46634000
PRN
SOLE
29503000
1927000
15204000
NUTANIX INC
CONV
67059NAH1
12457601
10403000
PRN
SOLE
9613000
0
790000
ENVISTA HOLDINGS CORP
CONV
29415FAD6
2764333
3044000
PRN
SOLE
3044000
0
0
ENVISTA HOLDINGS CORP
CONV
29415FAB0
101436
93000
PRN
SOLE
93000
0
0
ON SEMICONDUCTOR CORP
CONV
682189AU9
60942831
60057000
PRN
SOLE
38884000
1635000
19538000
PDD HOLDINGS INC
CONV
722304AC6
9072000
9000000
PRN
SOLE
9000000
0
0
PEBBLEBROOK HOTEL TRUST
CONV
70509VAA8
9245816
10028000
PRN
SOLE
7923000
2105000
0
PENN ENTERTAINMENT INC
CONV
707569AU3
36862035
33983000
PRN
SOLE
19079000
1658000
13246000
PENNYMAC CORP
CONV
70932AAF0
3414054
3507000
PRN
SOLE
2197000
1310000
0
INSULET CORPORATION
CONV
45784PAK7
35900735
29986000
PRN
SOLE
15090000
1896000
13000000
PPL CAPITAL FUNDING INC
CONV
69352PAS2
50784628
47831000
PRN
SOLE
41961000
2345000
3525000
PERMIAN RESOURC OPTG LLC
CONV
15136AAA0
7866546
3310000
PRN
SOLE
2947000
0
363000
PROGRESS SOFTWARE CORP
CONV
743312AB6
196316
158000
PRN
SOLE
158000
0
0
PROS HOLDINGS INC
CONV
74346YAG8
1907730
2115000
PRN
SOLE
2115000
0
0
Q2 HOLDINGS INC
CONV
74736LAF6
5595686
5800000
PRN
SOLE
5800000
0
0
Q2 HOLDINGS INC
CONV
74736LAD1
111413
102000
PRN
SOLE
102000
0
0
ROYAL CARIBBEAN CRUISES
CONV
780153BQ4
4376965
1223000
PRN
SOLE
1223000
0
0
REDFIN CORP
CONV
75737FAE8
3369638
4569000
PRN
SOLE
4569000
0
0
RIVIAN AUTO INC
CONV
76954AAB9
26379994
29129000
PRN
SOLE
25337000
1449000
2343000
RINGCENTRAL INC
CONV
76680RAF4
2827398
2891000
PRN
SOLE
2891000
0
0
RAPID7 INC
CONV
753422AF1
24122064
26309000
PRN
SOLE
14123000
126000
12060000
SHAKE SHACK INC
CONV
819047AB7
19298704
20709000
PRN
SOLE
11465000
1311000
7933000
SIRIUS XM HOLDINGS
CONV
531229AP7
22961187
22174000
PRN
SOLE
21520000
0
654000
SNAP INC
CONV
83304AAH9
35141075
43735000
PRN
SOLE
20715000
199000
22821000
SNAP INC
CONV
83304AAB2
13450837
13914000
PRN
SOLE
8429000
3990000
1495000
SOUTHERN CO
CONV
842587DP9
13611709
12227000
PRN
SOLE
8277000
0
3950000
BLOCK INC
CONV
852234AF0
10964489
11174000
PRN
SOLE
11174000
0
0
BLOCK INC
CONV
852234AK9
28113560
32473000
PRN
SOLE
16822000
2136000
13515000
SAREPTA THERAPEUTICS INC
CONV
803607AD2
52604752
46307000
PRN
SOLE
31004000
1044000
14259000
SEAGATE HDD CAYMAN
CONV
81180WBL4
12873755
8937000
PRN
SOLE
8443000
0
494000
TELADOC HEALTH INC
CONV
87918AAF2
30490460
35107000
PRN
SOLE
15795000
2731000
16581000
TPI COMPOSITES INC
CONV
87266JAB0
7078741
12743000
PRN
SOLE
11518000
0
1225000
TETRA TECH INC
CONV
88162GAB9
4940076
3761000
PRN
SOLE
3761000
0
0
TRAVERE THERAPEUTICS INC
CONV
89422GAA5
3350592
3878000
PRN
SOLE
3878000
0
0
UNITY SOFTWARE INC
CONV
91332UAB7
5738109
6397000
PRN
SOLE
6397000
0
0
UBER TECHNOLOGIES INC
CONV
90353TAJ9
73619520
66624000
PRN
SOLE
27946000
2922000
35756000
UPWORK INC
CONV
91688FAB0
4262181
4647000
PRN
SOLE
4647000
0
0
MARRIOTT VACATION WORLDW
CONV
57164YAD9
1333250
1429000
PRN
SOLE
1429000
0
0
MARRIOTT VACATION WORLDW
CONV
57164YAF4
63048562
68087000
PRN
SOLE
45708000
2010000
20369000
VIAVI SOLUTIONS INC
CONV
925550AH8
1679560
1688000
PRN
SOLE
1688000
0
0
VISHAY INTERTECHNOLOGY
CONV
928298AR9
17023825
18494000
PRN
SOLE
8298000
1393000
8803000
VENTAS REALTY LP
CONV
92277GAZ0
94578763
77619000
PRN
SOLE
74035000
0
3584000
WAYFAIR INC
CONV
94419LAF8
30642969
32744000
PRN
SOLE
16561000
139000
16044000
WAYFAIR INC
CONV
94419LAP6
86274116
71567000
PRN
SOLE
46942000
2390000
22235000
WORKIVA INC
CONV
98139AAD7
13960780
14732000
PRN
SOLE
6015000
75000
8642000
WOLFSPEED INC
CONV
225447AD3
15745158
22429000
PRN
SOLE
14881000
54000
7494000
WOLFSPEED INC
CONV
977852AD4
29698175
78775000
PRN
SOLE
36907000
4832000
37036000
UNITED STATES STEEL CORP
CONV
912909AT5
4005000
1500000
PRN
SOLE
1335000
0
165000
XOMETRY INC
CONV
98423FAB5
2986590
3524000
PRN
SOLE
3524000
0
0
ZILLOW GROUP INC
CONV
98954MAG6
4028320
2720000
PRN
SOLE
2720000
0
0
ZILLOW GROUP INC
CONV
98954MAH4
652141
583000
PRN
SOLE
583000
0
0
ZIFF DAVIS INC
CONV
48123VAE2
865941
933000
PRN
SOLE
933000
0
0
ZSCALER INC.
CONV
98980GAB8
39066475
31891000
PRN
SOLE
30510000
0
1381000
ZTO EXPRESS KY INC
CONV
98980AAB1
8835495
8271000
PRN
SOLE
8271000
0
0
AMC Networks Inc
COM
00164V103
125918
14490
SH
SOLE
14490
0
0
Amazon.com Inc
COM
023135106
1863300
10000
SH
SOLE
10000
0
0
ANI Pharmaceuticals Inc
COM
00182C103
509795
8545
SH
SOLE
8545
0
0
Broadcom Inc
COM
11135F101
2587500
15000
SH
SOLE
15000
0
0
Boeing Co/The
COM
097023105
2280600
15000
SH
SOLE
15000
0
0
Cinemark Holdings Inc
COM
17243V102
648505
23294
SH
SOLE
23294
0
0
Dollar Tree Inc
COM
256746108
1406400
20000
SH
SOLE
20000
0
0
Dexcom Inc
COM
252131107
174639
2605
SH
SOLE
2605
0
0
Enphase Energy Inc
COM
29355A107
2260400
20000
SH
SOLE
20000
0
0
EQT Corp
COM
26884L109
2564800
70000
SH
SOLE
70000
0
0
Eaton Corp PLC
COM
G29183103
2651520
8000
SH
SOLE
8000
0
0
Diamondback Energy Inc
COM
25278X109
1724000
10000
SH
SOLE
10000
0
0
General Electric Co
COM
369604301
2262960
12000
SH
SOLE
12000
0
0
Alphabet Inc
COM
02079K107
2507850
15000
SH
SOLE
15000
0
0
Health Catalyst Inc
COM
42225T107
529100
65000
SH
SOLE
65000
0
0
Home Depot Inc/The
COM
437076102
2836400
7000
SH
SOLE
7000
0
0
IMAX Corp
COM
45245E109
1002836
48895
SH
SOLE
48895
0
0
Ionis Pharmaceuticals Inc
COM
462222100
400600
10000
SH
SOLE
10000
0
0
Itron Inc
COM
465741106
753011
7050
SH
SOLE
7050
0
0
Lam Research Corp
COM
512807108
1224120
1500
SH
SOLE
1500
0
0
MGM Resorts International
COM
552953101
2149950
55000
SH
SOLE
55000
0
0
Merck & Co Inc
COM
58933Y105
567800
5000
SH
SOLE
5000
0
0
Microsoft Corp
COM
594918104
2151500
5000
SH
SOLE
5000
0
0
Micron Technology Inc
COM
595112103
2281620
22000
SH
SOLE
22000
0
0
NVIDIA Corp
COM
67066G104
3036000
25000
SH
SOLE
25000
0
0
Organon & Co
COM
68622V106
2391250
125000
SH
SOLE
125000
0
0
Penn Entertainment Inc
COM
707569109
325260
17246
SH
SOLE
17246
0
0
Pagaya Technologies Ltd
COM
M7S64L123
739901
70000
SH
SOLE
70000
0
0
Pinterest Inc
COM
72352L106
971101
30000
SH
SOLE
30000
0
0
PennyMac Mortgage Investment T
COM
70931T103
108148
7584
SH
SOLE
7584
0
0
Super Micro Computer Inc
COM
86800U104
36643
88
SH
SOLE
88
0
0
Take-Two Interactive Software
COM
874054109
2459360
16000
SH
SOLE
16000
0
0
Ulta Beauty Inc
COM
90384S303
778240
2000
SH
SOLE
2000
0
0
Valero Energy Corp
COM
91913Y100
2700600
20000
SH
SOLE
20000
0
0
Vertiv Holdings Co
COM
92537N108
497450
5000
SH
SOLE
5000
0
0
Verizon Communications Inc
COM
92343V104
2470050
55000
SH
SOLE
55000
0
0
Whirlpool Corp
COM
963320106
2996000
28000
SH
SOLE
28000
0
0
Wolfspeed Inc
COM
977852102
25220
2600
SH
SOLE
2600
0
0
United States Steel Corp
COM
912909108
1766500
50000
SH
SOLE
50000
0
0
Bitdeer Technologies Group
COM
G11448100
783000
100000
SH
Put
SOLE
100000
0
0
Bitdeer Technologies Group
COM
G11448100
783000
100000
SH
Put
SOLE
100000
0
0
Cheesecake Factory Inc/The
COM
163072101
811000
20000
SH
Call
SOLE
20000
0
0
Cinemark Holdings Inc
COM
17243V102
1392000
50000
SH
Put
SOLE
50000
0
0
Coinbase Global Inc
COM
19260Q107
712680
4000
SH
Put
SOLE
4000
0
0
Coinbase Global Inc
COM
19260Q107
267255
1500
SH
Put
SOLE
1500
0
0
Dollar Tree Inc
COM
256746108
1406400
20000
SH
Put
SOLE
20000
0
0
Enphase Energy Inc
COM
29355A107
1130200
10000
SH
Call
SOLE
10000
0
0
Five9 Inc
COM
338307101
861900
30000
SH
Put
SOLE
30000
0
0
Health Catalyst Inc
COM
42225T107
407000
50000
SH
Put
SOLE
50000
0
0
Herbalife Ltd
COM
G4412G101
179750
25000
SH
Put
SOLE
25000
0
0
Hewlett Packard Enterprise Co
COM
42824C109
3069000
150000
SH
Put
SOLE
150000
0
0
IMAX Corp
COM
45245E109
1025500
50000
SH
Put
SOLE
50000
0
0
iShares Russell 2000 ETF
COM
464287655
33133500
150000
SH
Put
SOLE
150000
0
0
iShares Russell 2000 ETF
COM
464287655
33133500
150000
SH
Put
SOLE
150000
0
0
Kosmos Energy Ltd
COM
500688106
403000
100000
SH
Call
SOLE
100000
0
0
Macy's Inc
COM
55616P104
313800
20000
SH
Call
SOLE
20000
0
0
Newmont Corp
COM
651639106
1175900
22000
SH
Call
SOLE
22000
0
0
Sunnova Energy International I
COM
86745K104
292200
30000
SH
Call
SOLE
30000
0
0
Opendoor Technologies Inc
COM
683712103
200000
100000
SH
Call
SOLE
100000
0
0
Invesco QQQ Trust Series 1
COM
46090E103
7321050
15000
SH
Put
SOLE
15000
0
0
Rivian Automotive Inc
COM
76954A103
785400
70000
SH
Put
SOLE
70000
0
0
Snowflake Inc
COM
833445109
1722900
15000
SH
Put
SOLE
15000
0
0
SoFi Technologies Inc
COM
83406F102
2358000
300000
SH
Call
SOLE
300000
0
0
Sarepta Therapeutics Inc
COM
803607100
624450
5000
SH
Put
SOLE
5000
0
0
TJX Cos Inc/The
COM
872540109
528930
4500
SH
Call
SOLE
4500
0
0
Ulta Beauty Inc
COM
90384S303
778240
2000
SH
Put
SOLE
2000
0
0
Upstart Holdings Inc
COM
91680M107
1600400
40000
SH
Put
SOLE
40000
0
0
WESCO International Inc
COM
95082P105
285566
1700
SH
Call
SOLE
1700
0
0
Wolfspeed Inc
COM
977852102
169750
17500
SH
Call
SOLE
17500
0
0
Yum China Holdings Inc
COM
98850P109
675300
15000
SH
Call
SOLE
15000
0
0
ALBEMARLE CORP
CONV PFD
012653200
8475309
190000
SH
SOLE
169162
0
20838
APOLLO GLOBAL MANAGEMENT
CONV PFD
03769M304
99000721
1461117
SH
SOLE
1327640
0
133477
BANK OF AMERICA CORP
CONV PFD
060505682
251287465
197009
SH
SOLE
131860
4730
60419
BRIGHTSPRING HEALTH SERV
CONV PFD
10950A205
9261050
166590
SH
SOLE
148503
0
18087
CHART INDUSTRIES INC
CONV PFD
16115Q407
37327891
743602
SH
SOLE
701111
0
42491
HP ENTERPRISE CO
CONV PFD
42824C208
51425311
848603
SH
SOLE
791426
0
57177
NEXTERA ENERGY INC
CONV PFD
65339F713
71270000
1514565
SH
SOLE
1360749
0
153816
NEXTERA ENERGY INC
CONV PFD
65339F663
16804113
302663
SH
SOLE
276617
0
26046
WELLS FARGO & COMPANY
CONV PFD
949746804
232524470
182159
SH
SOLE
122033
4751
55375