0001140361-23-006592.txt : 20230214
0001140361-23-006592.hdr.sgml : 20230214
20230214100444
ACCESSION NUMBER: 0001140361-23-006592
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230214
DATE AS OF CHANGE: 20230214
EFFECTIVENESS DATE: 20230214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT CAPITAL MANAGEMENT /DE/
CENTRAL INDEX KEY: 0001097278
IRS NUMBER: 134168910
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05049
FILM NUMBER: 23623821
BUSINESS ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2124821600
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE, 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
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12-31-2022
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ADVENT CAPITAL MANAGEMENT /DE/
888 SEVENTH AVENUE, 31ST FLOOR
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-05049
N
Paul L Latronica
Managing Director and Portfolio Manager
212-482-1606
/s/ Paul L Latronica
New York
NY
02-10-2023
2
253
5763676648
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
2
0001692234
028-17598
Russell Investments Group, Ltd.
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10169000
PRN
SOLE
10169000
0
0
SPLUNK INC
CONV
848637AF1
37782634
44513000
PRN
SOLE
23984000
1885000
18644000
SPLUNK INC
CONV
848637AD6
76112832
80628000
PRN
SOLE
56340000
3122000
21166000
BLOCK INC
CONV
852234AK9
30829530
40632000
PRN
SOLE
24113000
3208000
13311000
BLOCK INC
CONV
852234AF0
68756288
71902000
PRN
SOLE
49625000
2588000
19689000
SAREPTA THERAPEUTICS INC
CONV
803607AB6
13094
7000
PRN
SOLE
7000
0
0
SAREPTA THERAPEUTICS INC
CONV
803607AC4
24027385
20758000
PRN
SOLE
18340000
0
2418000
STARWOOD PROPERTY TRUST
CONV
85571BAH8
24359375
25000000
PRN
SOLE
11610000
108000
13282000
LIVONGO HEALTH
CONV
539183AA1
8189537
9319000
PRN
SOLE
7985000
0
1334000
TELADOC HEALTH INC
CONV
87918AAF2
28862597
37329000
PRN
SOLE
18223000
2656000
16450000
LENDINGTREE INC
CONV
52603BAD9
1721610
2350000
PRN
SOLE
2350000
0
0
TYLER TECHNOLOGIES INC
CONV
902252AB1
57012294
61041000
PRN
SOLE
43627000
1917000
15497000
UNITY SOFTWARE INC
CONV
91332UAB7
11646850
15457000
PRN
SOLE
13454000
0
2003000
UBER TECHNOLOGIES INC
CONV
90353TAJ9
43523540
51370000
PRN
SOLE
31642000
2563000
17165000
UPWORK INC
CONV
91688FAB0
33824233
44883000
PRN
SOLE
31095000
95000
13693000
MARRIOTT VACATION WORLDW
CONV
57164YAD9
16604140
16943000
PRN
SOLE
14165000
0
2778000
VIAVI SOLUTIONS INC
CONV
925550AB1
211628
210000
PRN
SOLE
210000
0
0
VARONIS SYSTEM INC
CONV
922280AB8
3056600
2900000
PRN
SOLE
2900000
0
0
VERINT SYSTEMS INC
CONV
92343XAC4
25375000
29000000
PRN
SOLE
13445000
128000
15427000
VISHAY INTERTECHNOLOGY
CONV
928298AP3
3870408
4000000
PRN
SOLE
4000000
0
0
WAYFAIR INC
CONV
94419LAD3
214837
250000
PRN
SOLE
250000
0
0
WESTERN DIGITAL CORP
CONV
958102AP0
112227618
117209000
PRN
SOLE
95494000
132000
21583000
WINNEBAGO INDUSTRIES
CONV
974637AB6
5163375
4900000
PRN
SOLE
4900000
0
0
WOLFSPEED INC
CONV
225447AD3
8304060
5153000
PRN
SOLE
5153000
0
0
UNITED STATES STEEL CORP
CONV
912909AT5
10486150
5230000
PRN
SOLE
5230000
0
0
ZILLOW GROUP INC
CONV
98954MAE1
9219047
8873000
PRN
SOLE
7069000
1804000
0
ZILLOW GROUP INC
CONV
98954MAG6
32798095
32234000
PRN
SOLE
20517000
1682000
10035000
ZILLOW GROUP INC
CONV
98954MAH4
37044044
38749000
PRN
SOLE
22923000
129000
15697000
ZSCALER INC.
CONV
98980GAB8
38813450
36790000
PRN
SOLE
31752000
0
5038000
American Airlines Group Inc
COM
02376R102
342804
26950
SH
SOLE
26950
0
0
AbbVie Inc
COM
00287Y109
2424150
15000
SH
SOLE
15000
0
0
ASML Holding NV
COM
N07059210
2458800
4500
SH
SOLE
4500
0
0
Air Transport Services Group I
COM
00922R105
62690
2413
SH
SOLE
2413
0
0
Advent Convertible and Income
COM
00764C109
643623
59048
SH
SOLE
59048
0
0
Burlington Stores Inc
COM
122017106
105841
522
SH
SOLE
522
0
0
Enphase Energy Inc
COM
29355A107
77898
294
SH
SOLE
294
0
0
EQT Corp
COM
26884L109
676600
20000
SH
SOLE
20000
0
0
Five9 Inc
COM
338307101
1221
18
SH
SOLE
18
0
0
Alphabet Inc
COM
02079K107
2661900
30000
SH
SOLE
30000
0
0
Halliburton Co
COM
406216101
3935000
100000
SH
SOLE
100000
0
0
IBM
COM
459200101
3522250
25000
SH
SOLE
25000
0
0
IMAX Corp
COM
45245E109
2639
180
SH
SOLE
180
0
0
Summit Hotel Properties Inc
COM
866082100
134003
18560
SH
SOLE
18560
0
0
Ionis Pharmaceuticals Inc
COM
462222100
17525
464
SH
SOLE
464
0
0
KeyCorp
COM
493267108
1742000
100000
SH
SOLE
100000
0
0
Lowe's Cos Inc
COM
548661107
2988600
15000
SH
SOLE
15000
0
0
Occidental Petroleum Corp
COM
674599105
3149500
50000
SH
SOLE
50000
0
0
Parker-Hannifin Corp
COM
701094104
3783000
13000
SH
SOLE
13000
0
0
Pioneer Natural Resources Co
COM
723787107
4430766
19400
SH
SOLE
19400
0
0
Rapid7 Inc
COM
753422104
81858
2409
SH
SOLE
2409
0
0
Spirit Airlines Inc
COM
848577102
121419
6233
SH
SOLE
6233
0
0
Snap Inc
COM
83304A106
195110
21800
SH
SOLE
21800
0
0
SoFi Technologies Inc
COM
83406F102
21206
4600
SH
SOLE
4600
0
0
Tandem Diabetes Care Inc
COM
875372203
28319
630
SH
SOLE
630
0
0
Valero Energy Corp
COM
91913Y100
2537200
20000
SH
SOLE
20000
0
0
Verizon Communications Inc
COM
92343V104
2955000
75000
SH
SOLE
75000
0
0
AMERICAN AIRLINES GROUP
COM
02376R102
2544000
200000
SH
Put
SOLE
200000
0
0
AFFIRM HOLDINGS INC
COM
00827B106
338450
35000
SH
Put
SOLE
35000
0
0
ARRAY TECHNOLOGIES INC
COM
04271T100
386600
20000
SH
Put
SOLE
20000
0
0
ARRAY TECHNOLOGIES INC
COM
04271T100
386600
20000
SH
Put
SOLE
20000
0
0
CATERPILLAR INC
COM
149123101
958240
4000
SH
Put
SOLE
4000
0
0
CARNIVAL CORP
COM
143658300
806000
100000
SH
Put
SOLE
100000
0
0
CARNIVAL CORP
COM
143658300
1612000
200000
SH
Put
SOLE
200000
0
0
COMCAST CORP
COM
20030N101
1311375
37500
SH
Put
SOLE
37500
0
0
MARATHON DIGITAL HOLDINGS INC
COM
565788106
76950
22500
SH
Put
SOLE
22500
0
0
OPENDOOR TECHNOLOGIES INC
COM
683712103
232000
200000
SH
Put
SOLE
200000
0
0
TRANSOCEAN INC
COM
H8817H100
912000
200000
SH
Put
SOLE
200000
0
0
TRANSOCEAN INC
COM
H8817H100
456000
100000
SH
Put
SOLE
100000
0
0
SoFi Technologies Inc
COM
83406F102
1383000
300000
SH
Put
SOLE
300000
0
0
SPDR S&P 500 ETF
COM
78462F103
34418700
90000
SH
Call
SOLE
90000
0
0
SPDR S&P 500 ETF
COM
78462F103
38243000
100000
SH
Call
SOLE
100000
0
0
SPDR S&P 500 ETF
COM
78462F103
45891600
120000
SH
Put
SOLE
120000
0
0
SPDR S&P 500 ETF
COM
78462F103
32697765
85500
SH
Put
SOLE
85500
0
0
AMERICAN ELECTRIC POWER
CONV PFD
02557T307
57040070
1093350
PRN
SOLE
982988
0
110362
AES CORP/THE
CONV PFD
00130H204
17222100
168201
PRN
SOLE
153638
0
14563
APTIV PLC
CONV PFD
EP0589507
21984240
204279
PRN
SOLE
174581
0
29698
ALGONQUIN PWR &
CONV PFD
015857873
955600
40000
PRN
SOLE
40000
0
0
BANK OF AMERICA CORP
CONV PFD
060505682
202665600
174336
PRN
SOLE
122273
4916
47147
BECTON DICKINSON AND CO
CONV PFD
075887406
12597170
250503
PRN
SOLE
222418
0
28085
BOSTON SCIENTIFIC CORP
CONV PFD
101137206
11504610
99951
PRN
SOLE
89952
0
9999
DANAHER CORP
CONV PFD
235851409
29197878
21456
PRN
SOLE
19627
0
1829
CHART INDUSTRIES INC
CONV PFD
16115Q407
27535275
541500
PRN
SOLE
473629
0
67871
KKR & CO INC
CONV PFD
48251W401
68279369
1186281
PRN
SOLE
1067714
0
118567
NEXTERA ENERGY INC
CONV PFD
65339F770
2689170
52926
PRN
SOLE
43191
0
9735
NEXTERA ENERGY INC
CONV PFD
65339F739
70453332
1402475
PRN
SOLE
1228334
0
174141
NEXTERA ENERGY INC
CONV PFD
65339F713
29371079
583744
PRN
SOLE
496685
0
87059
NISOURCE INC
CONV PFD
65473P121
71442679
683662
PRN
SOLE
632372
0
51290
NY COMMUNITY CAP TRUST V
CONV PFD
64944P307
8461775
191717
PRN
SOLE
139844
51873
0
PARAMOUNT GLOBAL
CONV PFD
92556H305
211317
8387
PRN
SOLE
8387
0
0
WELLS FARGO & COMPANY
CONV PFD
949746804
201620105
169791
PRN
SOLE
118258
5849
45684
ARES ACQUISITION CORP-A
COM
G33032122
2164
4640
SH
SOLE
4640
0
0
26 CAPITAL ACQUISITION COR-A
COM
90138P118
3281
11718
SH
SOLE
11718
0
0
ALLEGO NV
COM
N0796A118
915
9150
SH
SOLE
9150
0
0
BIGBEAR.AI HOLDINGS INC
COM
08975B117
1453
47332
SH
SOLE
47332
0
0
TRITIUM DCFC LTD
COM
Q9225T116
1777
6066
SH
SOLE
6066
0
0
DHC ACQUISITION CORP-A
COM
G2758T117
297
29666
SH
SOLE
29666
0
0
GINKGO BIOWORKS HOLDINGS INC
COM
37611X118
1848
9240
SH
SOLE
9240
0
0
FATHOM DIGITAL MANUFACTURING
COM
31189Y111
264
3175
SH
SOLE
3175
0
0
GRAB HOLDINGS LTD - CL A
COM
G4124C117
49953
92970
SH
SOLE
92970
0
0
M3-BRIGADE ACQUISITION II-A
COM
553800111
1360
25000
SH
SOLE
25000
0
0
PAGAYA TECHNOLOGIES LTD -A
COM
M7S64L107
7118
75000
SH
SOLE
75000
0
0