0001675043-17-000001.txt : 20170621 0001675043-17-000001.hdr.sgml : 20170621 20170621182336 ACCESSION NUMBER: 0001675043-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170620 FILED AS OF DATE: 20170621 DATE AS OF CHANGE: 20170621 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hockridge Stuart A CENTRAL INDEX KEY: 0001675043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 17923691 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-06-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001675043 Hockridge Stuart A C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 VP Global Human Resources Common Stock 2017-06-20 2017-06-20 4 M 0 5389 0 A 5389 D Common Stock 2017-06-20 2017-06-20 4 F 0 2028 146.99 D 3361 D Restricted Stock Unit 0.0001 2017-06-20 2017-06-20 4 M 0 5389 0 D Common Stock 5389 16166 D Represents par value of ALGN common stock. 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2017 and shares were delivered to reporting person. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each vest date. Roger E George Atty-in-Fact for Stuart Hockridge 2017-06-21