0001288257-18-000007.txt : 20180518 0001288257-18-000007.hdr.sgml : 20180518 20180518174559 ACCESSION NUMBER: 0001288257-18-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180516 FILED AS OF DATE: 20180518 DATE AS OF CHANGE: 20180518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACOB JOSEPH CENTRAL INDEX KEY: 0001215490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 18847846 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-05-16 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001215490 LACOB JOSEPH C/O ALIGN TECHNOLOGY, INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2018-05-16 4 M 0 3115 0 A 299379 I Trust for reporting person Restricted Stock Uni 0.0001 2018-05-16 4 M 0 3115 0 D Common Stock 3115 0 D Restricted Stock Unit 0.0001 2018-05-16 4 A 0 1042 0 A Common Stock 1042 1042 D Represents par value of ALGN common stock. 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date. 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Roger E. George Atty-in-Fact for Joseph Lacob 2018-05-18