0001288257-16-000056.txt : 20161115 0001288257-16-000056.hdr.sgml : 20161115 20161115181038 ACCESSION NUMBER: 0001288257-16-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161111 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACOB JOSEPH CENTRAL INDEX KEY: 0001215490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 162000899 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-11 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001215490 LACOB JOSEPH C/O ALIGN TECHNOLOGY INC. 2560 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2016-11-11 2016-11-11 4 S 0 49279 91.544 D 451709 I By Trust for reporting person Common Stock 2016-11-11 2016-11-11 4 S 0 721 91.8706 D 450988 I By Trust for reporting person Common Stock 2016-11-14 2016-11-14 4 S 0 12479 91.4646 D 438509 I By Trust for reporting person Common Stock 148767 I By trust for children The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.50 to $91.69, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.75 to $91.90, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.85, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Roger E. George Atty-in-Fact for Joseph Lacob 2016-11-14