0001234778-17-000003.txt : 20170228
0001234778-17-000003.hdr.sgml : 20170228
20170228184609
ACCESSION NUMBER: 0001234778-17-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170227
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC
CENTRAL INDEX KEY: 0001097149
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 943267295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2560 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 4087381500
MAIL ADDRESS:
STREET 1: 2560 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LACOB JOSEPH
CENTRAL INDEX KEY: 0001215490
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32259
FILM NUMBER: 17650472
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-27
0
0001097149
ALIGN TECHNOLOGY INC
ALGN
0001215490
LACOB JOSEPH
C/O ALIGN TECHNOLOGY, INC.
2560 ORCHARD PARKWAY
SAN JOSE
CA
95131
1
0
0
0
Common Stock
2017-02-27
2017-02-27
4
M
0
10000
22.67
A
410988
I
Trust for reporting person
Common Stock
2017-02-27
2017-02-27
4
M
0
10000
16.01
A
420988
I
Trust for reporting person
Common Stock
2017-02-27
2017-02-27
4
S
0
40000
102.4481
D
380988
I
Trust for reporting person
Common Stock
2017-02-28
2017-02-28
4
S
0
10000
103.5508
D
370988
I
Trust for reporting person
Common Stock
148767
I
Trust for children
Right to Buy (Common Stock)
22.67
2017-02-27
2017-02-27
4
M
0
10000
0
D
2017-05-23
Common Stock
10000
0
D
Right to Buy (Common Stock)
16.01
2017-02-27
2017-02-27
4
M
0
10000
0
D
2017-05-20
Common Stock
10000
0
D
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.18 to $102.83, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.50 to $103.74, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents an option that became fully vested and exercisable on May 15, 2008.
Represents an option that became fully vested and exercisable on May 20, 2010.
Roger E. George Atty-in-Fact for Joseph Lacob
2017-02-28