0001209191-22-012816.txt : 20220224
0001209191-22-012816.hdr.sgml : 20220224
20220224190632
ACCESSION NUMBER: 0001209191-22-012816
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220220
FILED AS OF DATE: 20220224
DATE AS OF CHANGE: 20220224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hockridge Stuart A
CENTRAL INDEX KEY: 0001675043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32259
FILM NUMBER: 22673604
MAIL ADDRESS:
STREET 1: C/O ALIGN TECHNOLOGY INC.
STREET 2: 2820 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC
CENTRAL INDEX KEY: 0001097149
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 943267295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: 408-470-1000
MAIL ADDRESS:
STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300
CITY: TEMPE
STATE: AZ
ZIP: 85281
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-02-20
0
0001097149
ALIGN TECHNOLOGY INC
ALGN
0001675043
Hockridge Stuart A
C/O ALIGN TECHNOLOGY INC.
410 NO. SCOTTSDALE RD., SUITE 1300
TEMPE
AZ
85281
0
1
0
0
EVP Global HR
Common Stock
2022-02-20
4
M
0
9403
0.00
A
10552
D
Common Stock
2022-02-20
4
F
0
4273
498.65
D
6279
D
Restricted Stock Unit
0.0001
2022-02-20
4
M
0
450
0.00
D
Common Stock
450
0
D
Market Stock Unit
0.0001
2022-02-20
4
M
0
7771
0.00
D
Common Stock
7771
0
D
Restricted Stock Unit
0.0001
2022-02-20
4
M
0
521
0.00
D
Common Stock
521
521
D
Restricted Stock Unit
0.0001
2022-02-20
4
M
0
453
0.00
D
Common Stock
453
905
D
Restricted Stock Unit
0.0001
2022-02-20
4
M
0
208
0.00
D
Common Stock
208
624
D
Restricted Stock Unit
0.0001
2022-02-20
4
A
0
908
0.00
A
Common Stock
908
908
D
Market Stock Unit
0.0001
2022-02-20
4
A
0
4540
0.00
A
Common Stock
4540
4540
D
1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.
The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.
1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
/s/ Julie Ann Coletti Attorney-in-Fact for Stuart Hockridge
2022-02-23