0001209191-22-012816.txt : 20220224 0001209191-22-012816.hdr.sgml : 20220224 20220224190632 ACCESSION NUMBER: 0001209191-22-012816 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220220 FILED AS OF DATE: 20220224 DATE AS OF CHANGE: 20220224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hockridge Stuart A CENTRAL INDEX KEY: 0001675043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 22673604 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC. STREET 2: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 408-470-1000 MAIL ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001675043 Hockridge Stuart A C/O ALIGN TECHNOLOGY INC. 410 NO. SCOTTSDALE RD., SUITE 1300 TEMPE AZ 85281 0 1 0 0 EVP Global HR Common Stock 2022-02-20 4 M 0 9403 0.00 A 10552 D Common Stock 2022-02-20 4 F 0 4273 498.65 D 6279 D Restricted Stock Unit 0.0001 2022-02-20 4 M 0 450 0.00 D Common Stock 450 0 D Market Stock Unit 0.0001 2022-02-20 4 M 0 7771 0.00 D Common Stock 7771 0 D Restricted Stock Unit 0.0001 2022-02-20 4 M 0 521 0.00 D Common Stock 521 521 D Restricted Stock Unit 0.0001 2022-02-20 4 M 0 453 0.00 D Common Stock 453 905 D Restricted Stock Unit 0.0001 2022-02-20 4 M 0 208 0.00 D Common Stock 208 624 D Restricted Stock Unit 0.0001 2022-02-20 4 A 0 908 0.00 A Common Stock 908 908 D Market Stock Unit 0.0001 2022-02-20 4 A 0 4540 0.00 A Common Stock 4540 4540 D 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). /s/ Julie Ann Coletti Attorney-in-Fact for Stuart Hockridge 2022-02-23