0001209191-21-035045.txt : 20210521 0001209191-21-035045.hdr.sgml : 20210521 20210521175554 ACCESSION NUMBER: 0001209191-21-035045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210519 FILED AS OF DATE: 20210521 DATE AS OF CHANGE: 20210521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACOB JOSEPH CENTRAL INDEX KEY: 0001215490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 21950448 MAIL ADDRESS: STREET 1: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 408-470-1000 MAIL ADDRESS: STREET 1: 410 NORTH SCOTTSDALE ROAD, SUITE 1300 CITY: TEMPE STATE: AZ ZIP: 85281 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-19 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001215490 LACOB JOSEPH C/O ALIGN TECHNOLOGY INC. 410 NO. SCOTTSDALE RD., SUITE 1300 TEMPE AZ 85281 1 0 0 0 Common Stock 2021-05-19 4 M 0 1271 0.00 A 155356 I By Trust Restricted Stock Unit 0.0001 2021-05-19 4 M 0 1271 0.00 D Common Stock 1271 0 D Restricted Stock Unit 0.0001 2021-05-19 4 A 0 524 0.00 A Common Stock 524 524 D The shares are held directly by a trust for which the reporting person is the trustee. Represents par value of ALGN common stock. 100% of the restricted stock unit granted on May 20, 2020 became vested on May 19, 2021 and shares were delivered to reporting person on such vest date. 100% of the restricted stock unit granted on May 19, 2021 will become vested on the earlier of (i) May 19, 2022 or (i) the date of the 2022 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. /s/Julie Ann Coletti Attorney-in-Fact for Joseph Lacob 2021-05-21