0001209191-20-012257.txt : 20200224
0001209191-20-012257.hdr.sgml : 20200224
20200224193537
ACCESSION NUMBER: 0001209191-20-012257
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200220
FILED AS OF DATE: 20200224
DATE AS OF CHANGE: 20200224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hockridge Stuart A
CENTRAL INDEX KEY: 0001675043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32259
FILM NUMBER: 20646716
MAIL ADDRESS:
STREET 1: C/O ALIGN TECHNOLOGY INC.
STREET 2: 2820 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC
CENTRAL INDEX KEY: 0001097149
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 943267295
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2820 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-470-1000
MAIL ADDRESS:
STREET 1: 2820 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-20
0
0001097149
ALIGN TECHNOLOGY INC
ALGN
0001675043
Hockridge Stuart A
C/O ALIGN TECHNOLOGY INC.
2820 ORCHARD PARKWAY
SAN JOSE
CA
95131
0
1
0
0
SVP Global HR
Common Stock
2020-02-20
4
M
0
14471
0.00
A
14601
D
Common Stock
2020-02-20
4
F
0
7804
272.49
D
6797
D
Restricted Stock Unit
0.0001
2020-02-20
4
M
0
1500
0.00
D
Common Stock
1500
1500
D
Restricted Stock Unit
0.0001
2020-02-20
4
M
0
450
0.00
D
Common Stock
450
900
D
Restricted Stock Unit
0.0001
2020-02-20
4
M
0
521
0.00
D
Common Stock
521
1563
D
Market Stock Unit
0.0001
2020-02-20
4
M
0
12000
0.00
D
Common Stock
12000
0
D
Restricted Stock Unit
0.0001
2020-02-20
4
M
0
1811
0.00
A
Common Stock
1811
1811
D
Market Stock Unit
0.0001
2020-02-20
4
M
0
9193
0.00
A
Common Stock
9193
9193
D
Represents par value of ALGN common stock.
1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date.
1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date.
1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
Julie Ann Coletti Atty-in-Fact for Stuart Hockridge
2020-02-24