0001209191-20-012257.txt : 20200224 0001209191-20-012257.hdr.sgml : 20200224 20200224193537 ACCESSION NUMBER: 0001209191-20-012257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200220 FILED AS OF DATE: 20200224 DATE AS OF CHANGE: 20200224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hockridge Stuart A CENTRAL INDEX KEY: 0001675043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 20646716 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC. STREET 2: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-470-1000 MAIL ADDRESS: STREET 1: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-20 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001675043 Hockridge Stuart A C/O ALIGN TECHNOLOGY INC. 2820 ORCHARD PARKWAY SAN JOSE CA 95131 0 1 0 0 SVP Global HR Common Stock 2020-02-20 4 M 0 14471 0.00 A 14601 D Common Stock 2020-02-20 4 F 0 7804 272.49 D 6797 D Restricted Stock Unit 0.0001 2020-02-20 4 M 0 1500 0.00 D Common Stock 1500 1500 D Restricted Stock Unit 0.0001 2020-02-20 4 M 0 450 0.00 D Common Stock 450 900 D Restricted Stock Unit 0.0001 2020-02-20 4 M 0 521 0.00 D Common Stock 521 1563 D Market Stock Unit 0.0001 2020-02-20 4 M 0 12000 0.00 D Common Stock 12000 0 D Restricted Stock Unit 0.0001 2020-02-20 4 M 0 1811 0.00 A Common Stock 1811 1811 D Market Stock Unit 0.0001 2020-02-20 4 M 0 9193 0.00 A Common Stock 9193 9193 D Represents par value of ALGN common stock. 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Julie Ann Coletti Atty-in-Fact for Stuart Hockridge 2020-02-24