-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UuRn5QbVzVNHMH89g7CkNd0oXo1u9fYnO3LY5neqjiwp2LPDXewj4ulDOaZJwJdH I0CAG0vWure20FgN9jlZdQ== 0000891092-04-002802.txt : 20040607 0000891092-04-002802.hdr.sgml : 20040607 20040607081712 ACCESSION NUMBER: 0000891092-04-002802 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040603 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040607 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 04850942 BUSINESS ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 851 MARTIN AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95050 8-K 1 e18145_8k.txt CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 3, 2004 ------------------------------- ALIGN TECHNOLOGY, INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 0-32259 94-3267295 - ---------------------------- ------------------------ ------------------- (State or other jurisdiction (Commission File Number) (I.R.S. Employer of incorporation) Identification No.) 881 Martin Avenue, Santa Clara, California 95050 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (408) 470-1000 -------------- Not applicable - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) ITEM 5. OTHER EVENTS On June 7, 2004, Align Technology, Inc. (Align) announced that Warren S. Thaler been appointed to the Board of Directors of Align. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits. Exhibit No. Description - ---------------- -------------------------------------------------------------- 99.1 Press Release, dated June 7, 2004 for Align Technology, Inc. announcing the appointment of Warren S. Thaler to the Board of Directors of Align. -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: June 7, 2004 ALIGN TECHNOLOGY, INC. By: /s/ Eldon M. Bullington ----------------------------- Eldon M. Bullington Vice President of Finance and Chief Financial Officer -3- INDEX TO EXHIBITS Exhibit No. Description - ---------------- -------------------------------------------------------------- 99.1 Press Release, dated June 7, 2004 for Align Technology, Inc. announcing the appointment of Warren S. Thaler to the Board of Directors of Align. EX-99.1 2 e18145ex99-1.txt PRESS RELEASE Exhibit 99.1 Align Technology Appoints Warren S. Thaler to Board of Directors SANTA CLARA, Calif., June 7 /PRNewswire-FirstCall/ -- Align Technology, Inc. (Nasdaq: ALGN), the inventor of Invisalign(R), a proprietary method of straightening teeth without wires and brackets, today announced that it has appointed Warren S. Thaler to its Board of Directors. "We are pleased that Warren has decided to join the board of Align as he and the Gund Investment Corporation have been long-time supporters and investors," said Thomas M. Prescott, President and Chief Executive Officer of Align Technology. "Warren brings strong experience in driving strategic focus and execution to companies. We will look to his leadership as we continue building a lasting and profitable company for our customers, shareholders and employees." Mr. Thaler is the President of Gund Investment Corporation. He directs real estate and venture capital investments, and assists with the management of the companies wholly owned by Gordon Gund. Prior to joining Gund Investment in 1990, Mr. Thaler worked in the corporate finance department of Drexel Burnham Lambert where he structured and marketed debt and equity securities for corporate issuers. Mr. Thaler received his B.A. from Princeton University and his M.B.A. from Harvard University. He serves on the board of directors of Cavaliers/Gund Arena Company and represents the Cleveland Cavaliers as its Alternate Governor at meetings of the National Basketball Association's Board of Governors. Mr. Thaler also serves on the boards of Ophthonix, Inc. and Valley Forge Pharmaceuticals, Inc. About Align Technology, Inc. Align Technology designs, manufactures and markets Invisalign, a proprietary new method for treating malocclusion, or the misalignment of teeth. Invisalign corrects malocclusion using a series of clear, nearly invisible, removable appliances that gently move teeth to a desired final position. Because it does not rely on the use of metal or ceramic brackets and wires, Invisalign significantly reduces the aesthetic and other limitations associated with braces. Invisalign is appropriate for treating adults and older teens. Align Technology was founded in March 1997 and received FDA clearance to market Invisalign in 1998. To learn more about Invisalign or to find a certified Invisalign doctor, please visit www.invisalign.com or call 1-800-INVISIBLE. Forward-Looking Statements This news release contains forward-looking statements, including statements regarding Align's ability to build a lasting and profitable company. Forward-looking statements contained in this news release relating to expectations about future events or results are based upon information available to Align as of the date hereof. Readers are cautioned that these forward-looking statements are only predictions and are subject to risks, uncertainties and assumptions that are difficult to predict. As a result, actual results may differ materially and adversely from those expressed in any forward-looking statement. Factors that might cause such a difference include, but are not limited to, risks relating to Align's history of losses and negative operating cash flows, Align's ability to increase its revenue significantly while controlling expenses, Align's ability to raise additional capital as required, Align's limited operating history, customer demand for Invisalign, acceptance of Invisalign by consumers and dental professionals, competition from manufacturers of traditional braces, Align's third party manufacturing processes and personnel, foreign operational, political and other risks relating to Align's international manufacturing operations, Align's ability to protect its intellectual property rights, potential intellectual property or product liability claims or litigation, and the potential volatility of the market price of Align's common stock. These and other risks are detailed from time to time in Align's periodic reports filed with the Securities and Exchange Commission, including, but not limited to, its Annual Report on Form 10-K for the fiscal year ended December 31, 2003, which was filed with the Securities and Exchange Commission on March 9, 2004, and its Quarterly Reports on Form 10-Q. Align undertakes no obligation to revise or update publicly any forward-looking statements for any reason. CONTACT: investor relations, Barbara Domingo of Align Technology, Inc., +1-408-470-1000, or investorinfo@aligntech.com; or Shannon Henderson of Ethos Communications, +1-678-417-1767, or shannon@ethoscommunication.com, for Align Technology, Inc. SOURCE Align Technology, Inc. -0- 06/07/2004 /CONTACT: investor relations, Barbara Domingo of Align Technology, Inc., +1-408-470-1000, or investorinfo@aligntech.com; or Shannon Henderson of Ethos Communications, +1-678-417-1767, or shannon@ethoscommunication.com, for Align Technology, Inc./ /Web site: http://www.invisalign.com / (ALGN) CO: Align Technology, Inc. ST: California IN: CPR MTC HEA SU: PER -----END PRIVACY-ENHANCED MESSAGE-----