0001085146-22-003965.txt : 20221114
0001085146-22-003965.hdr.sgml : 20221114
20221114082903
ACCESSION NUMBER: 0001085146-22-003965
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221114
DATE AS OF CHANGE: 20221114
EFFECTIVENESS DATE: 20221114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC
CENTRAL INDEX KEY: 0001096978
IRS NUMBER: 510661527
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11231
FILM NUMBER: 221380598
BUSINESS ADDRESS:
STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
BUSINESS PHONE: 914-670-4300
MAIL ADDRESS:
STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
FORMER COMPANY:
FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC
DATE OF NAME CHANGE: 19991015
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001096978
XXXXXXXX
09-30-2022
09-30-2022
false
MARINER INVESTMENT GROUP LLC
500 MAMARONECK AVENUE, 4TH FLOOR
Harrison
NY
10528
13F HOLDINGS REPORT
028-11231
N
Vitaly Granovsky
Managing Director
914 670-4393
/s/ Vitaly Granovsky
Harrison
NY
11-14-2022
0
183
89709
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
26 CAPITAL ACQUISITION CORP
COM CL A
90138P100
197
20000
SH
DFND
20000
0
0
ACCELERATE ACQUISITION CORP
COM CL A
00439D102
419
42670
SH
DFND
42670
0
0
ADIT EDTECH ACQUISITION CORP
COMMON STOCK
007024102
137
13900
SH
DFND
13900
0
0
AETHERIUM ACQUISITION CORP
UNIT 12/21/2026
00809J200
301
30000
SH
DFND
30000
0
0
AF ACQUISITION CORP
CLASS A COM
001040104
399
40664
SH
DFND
40664
0
0
AGILE GROWTH CORP
CLASS A ORD
G01202103
198
20000
SH
DFND
20000
0
0
AHREN ACQUISITION CORP
UNIT 12/09/2026
G01322117
202
20000
SH
DFND
20000
0
0
ALLIANCEBERNSTEIN NATL MUN I
COM
01864U106
271
26147
SH
DFND
26147
0
0
ANDRETTI ACQUISITION CORP
UNIT 99/99/9999
G26735111
302
30000
SH
DFND
30000
0
0
ANZU SPECIAL ACQUISITIN CORP
COM CL A
03737A101
196
20000
SH
DFND
20000
0
0
APX ACQUISITION CORP I
UNIT 12/07/2026
G0440J117
507
50000
SH
DFND
50000
0
0
ARES ACQUISITION CORPORATION
COM CL A
G33032106
390
39322
SH
DFND
39322
0
0
ATHENA TECHNOLOGY ACQ CORP I
UNIT 99/99/9999
04687C204
198
20000
SH
DFND
20000
0
0
ATLANTIC COASTAL ACQUISTN CO
CLASS A COM
048453104
577
58718
SH
DFND
58718
0
0
AUSTERLITZ ACQUISITION CORP
COM CL A
G0633U101
196
20000
SH
DFND
20000
0
0
AVAYA HLDGS CORP
COM
05351X101
318
200000
SH
DFND
200000
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
7888
18030000
PRN
DFND
18030000
0
0
BATTERY FUTURE ACQUISITION C
UNIT 99/99/9999
G0888J116
203
20000
SH
DFND
20000
0
0
BITE ACQUISITION CORP
COMMON STOCK
09175K105
156
15883
SH
DFND
15883
0
0
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
995
96770
SH
DFND
96770
0
0
BLACKROCK CAP ALLOCATION TR
COM
09260U109
1139
83666
SH
DFND
83666
0
0
BLACKROCK ESG CAP ALLC TR
SHS BEN INT
09262F100
667
52042
SH
DFND
52042
0
0
BLACKROCK FLOATING RATE INCO
COM
09255X100
209
19000
SH
DFND
19000
0
0
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
1130
118600
SH
DFND
118600
0
0
BLACKROCK MUNI INCOME TR II
COM
09249N101
1242
124225
SH
DFND
124225
0
0
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
402
41000
SH
DFND
41000
0
0
BLACKROCK MUNIHOLDINGS FD IN
COM
09253N104
734
65239
SH
DFND
65239
0
0
BLACKROCK MUNIVEST FD II INC
COM
09253T101
232
22950
SH
DFND
22950
0
0
BLACKROCK MUNIVEST FD INC
COM
09253R105
1483
223312
SH
DFND
223312
0
0
BLACKROCK MUNIYIELD FD INC
COM
09253W104
99
10000
SH
DFND
10000
0
0
BLACKROCK MUNIYIELD N Y QUAL
COM
09255E102
579
61402
SH
DFND
61402
0
0
BLUE OWL CAPITAL INC
COM CL A
09581B103
653
70800
SH
DFND
70800
0
0
BNY MELLON STRATEGIC MUN BD
COM
09662E109
837
147870
SH
DFND
147870
0
0
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
252
41520
SH
DFND
41520
0
0
BOA ACQUISITION CORP
COM CL A
05601A109
303
30510
SH
DFND
30510
0
0
BUILD ACQUISITION CORP
COM CLASS A
12008J105
357
36354
SH
DFND
36354
0
0
BURTECH ACQUISITION CORP
UNIT 12/10/2026
123013203
502
50000
SH
DFND
50000
0
0
BYNORDIC ACQUISITION CORP
UNIT 07/01/2027
124420209
201
20000
SH
DFND
20000
0
0
CARTESIAN GROWTH CORP
CL A SHS
G19276107
159
16000
SH
DFND
16000
0
0
CHURCHILL CAPITAL CORP V
COM CL A
17144T107
99
10000
SH
DFND
10000
0
0
CHURCHILL CAPITAL CORP VII
COM CL A
17144M102
197
20000
SH
DFND
20000
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
140
102000
SH
DFND
102000
0
0
COHEN & STEERS LTD DURATION
COM
19248C105
401
22152
SH
DFND
22152
0
0
COHEN & STEERS TAX ADVAN PFD
COM
19249X108
394
21772
SH
DFND
21772
0
0
CONSILIUM ACQUISITN CORP I L
UNIT 01/12/2027
G2365L135
200
20000
SH
DFND
20000
0
0
CONSTELLATION ACQUISITN CORP
UNIT 99/99/9999
G2R18K121
99
10000
SH
DFND
10000
0
0
CONX CORP
COM CL A
212873103
250
25000
SH
DFND
25000
0
0
CORAZON CAPITAL V838 MONOCER
CLASS A ORD SHS
G24237102
143
14408
SH
DFND
14408
0
0
COVA ACQUISITION CORP
CL A SHS
G2554Y104
205
20655
SH
DFND
20655
0
0
CROWN PROPTECH ACQUISITIONS
SHS CL A
G25741102
457
46100
SH
DFND
46100
0
0
D AND Z MEDIA ACQUISITION CO
COM CL A
23305Q106
172
17400
SH
DFND
17400
0
0
DECARBONIZATION PLUS ACQUISI
COM CL A
G2773W103
301
30000
SH
DFND
30000
0
0
DHC ACQUISITION CORP
CLASS A ORD SHS
G2758T109
396
40000
SH
DFND
40000
0
0
DISRUPTIVE ACQUISITION CORP
CLASS A ORD SHS
G2770Y102
388
39166
SH
DFND
39166
0
0
DMY TECHNOLOGY GROUP INC VI
CL A COM
233247105
199
20000
SH
DFND
20000
0
0
DWS MUN INCOME TR
COM
233368109
478
57492
SH
DFND
57492
0
0
EAST STONE ACQUISITION CORP
*W EXP 12/31/202
G2911D116
3
39459
SH
DFND
39459
0
0
EATON VANCE CALIF MUN BD FD
COM
27828A100
498
58514
SH
DFND
58514
0
0
EATON VANCE NEW YORK MUN BD
COM
27827Y109
403
47733
SH
DFND
47733
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
55
10418
SH
DFND
10418
0
0
EDTECHX HOLDINGS ACQU CORP I
*W EXP 06/15/202
28139A110
1
10000
SH
DFND
10000
0
0
ELLIOTT OPPORTUNITY II CORP
SHS CL A
G30092103
492
50000
SH
DFND
50000
0
0
EQ HEALTH ACQUISITION CORP
COM CL A
26886A101
152
15404
SH
DFND
15404
0
0
EVE MOBILITY ACQUISITION COR
UNIT 99/99/9999
G3218G125
302
30000
SH
DFND
30000
0
0
EVERGREEN CORPORATION
UNIT 02/08/2027
G3312W125
285
28220
SH
DFND
28220
0
0
EVO ACQUISITION CORP
UNIT 99/99/9999
30052G207
285
28900
SH
DFND
28900
0
0
FAR PEAK ACQUISITION CORP
SHS CL A
G3312L103
297
30000
SH
DFND
30000
0
0
FINANCIAL STRATEGIES ACQUISI
CLASS A COM
31772T107
201
20000
SH
DFND
20000
0
0
FIRST RESERVE SUSTAINABLE GW
CLASS A COM
336169107
196
20000
SH
DFND
20000
0
0
FLAME ACQUISITION CORP
COM CL A
33850F108
197
20000
SH
DFND
20000
0
0
FORTRESS CAPITAL ACQUISITION
SHS CL A
G36427105
273
27400
SH
DFND
27400
0
0
FRANKLIN LTD DURATION INCOME
COM
35472T101
535
86615
SH
DFND
86615
0
0
FRONTIER INVESTMENT CORP
UNIT 06/29/2026
G36816117
116
11789
SH
DFND
11789
0
0
FTAC EMERALD ACQUISITION COR
UNIT 10/19/2028
29103K209
197
20000
SH
DFND
20000
0
0
FUTURETECH II ACQUISITION CO
UNIT 12/23/2022
36119D202
130
12900
SH
DFND
12900
0
0
GARDINER HEALTHCARE ACQTS CO
UNIT 99/99/9999
365506203
302
30000
SH
DFND
30000
0
0
GDL FD
COM SH BEN IT
361570104
963
121559
SH
DFND
121559
0
0
GENESIS GRWT TECH ACQUSTN CO
UNIT 99/99/9999
G3R23D110
214
20000
SH
DFND
20000
0
0
GIGCAPITAL 5 INC
*W EXP 03/28/202
37519U117
0
15530
SH
DFND
15530
0
0
GOAL ACQUISITIONS CORP
COM
38021H107
197
20014
SH
DFND
20014
0
0
GOLDEN ARROW MERGER CORP
*W EXP 07/31/202
380799114
1
19150
SH
DFND
19150
0
0
GOLDEN ARROW MERGER CORP
CLASS A COM
380799106
687
70000
SH
DFND
70000
0
0
GOOD WKS II ACQUISITION CORP
COMMON STOCK
38216G104
400
40000
SH
DFND
40000
0
0
GORES HLDGS VIII INC
CL A
382863108
164
16600
SH
DFND
16600
0
0
GORES HOLDINGS IX INC
UNIT 01/14/2029
38287A200
200
20000
SH
DFND
20000
0
0
GX ACQUISITION CORP II
UNIT 03/17/2026
36260F204
147
14900
SH
DFND
14900
0
0
HEALTHCARE AI ACQUISITION CO
UNIT 12/07/2026
G4373K125
202
20000
SH
DFND
20000
0
0
HERTZ GLOBAL HLDGS INC
COM NEW
42806J700
8244
506374
SH
DFND
506374
0
0
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
564
58026
SH
DFND
58026
0
0
INDUSTRIAL TECH ACQSTNS II I
UNIT 03/31/2028
45635R207
201
20000
SH
DFND
20000
0
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
370
40611
SH
DFND
40611
0
0
INVESCO PA VALUE MUN INC TR
COM
46132K109
181
18703
SH
DFND
18703
0
0
INVESCO QUALITY MUN INCOME T
COM
46133G107
165
18081
SH
DFND
18081
0
0
IRON SPARK I INC
CLASS A COM
46301G103
546
55000
SH
DFND
55000
0
0
ISHARES TR
PFD AND INCM SEC
464288687
8
50000
SH
Put
DFND
50000
0
0
JACKSON ACQUISITION CO
UNIT 99/99/9999
46653C205
249
25000
SH
DFND
25000
0
0
KERNEL GROUP HOLDINGS INC
CL A SHS
G5259L103
127
12727
SH
DFND
12727
0
0
KHOSLA VENTURES ACQUISITION
CL A
482504107
391
39900
SH
DFND
39900
0
0
KHOSLA VENTURES ACQUT CO III
COM CL A
482506102
98
10000
SH
DFND
10000
0
0
KISMET ACQUISITION TWO CORP
UNIT 99/99/9999
G52807123
297
30000
SH
DFND
30000
0
0
KKR ACQUISITION HOLDING I CO
COM CLASS A
48253T109
98
10000
SH
DFND
10000
0
0
LANDCADIA HOLDINGS IV INC
CLASS A COM
51477A104
528
53806
SH
DFND
53806
0
0
LARKSPUR HEALTH ACQUISITION
UNIT 12/20/2026
51724W206
132
12700
SH
DFND
12700
0
0
LEFTERIS ACQUISITION CORP
COM CL A
52470X109
195
19488
SH
DFND
19488
0
0
LIBERTY MEDIA ACQUISITION CO
COM SR A
53073L104
302
30406
SH
DFND
30406
0
0
LOGAN RIDGE FINANCE CORP
COM
541098109
1467
81210
SH
DFND
81210
0
0
LUX HEALTH TECH ACQUISITION
COM CL A
55068A100
159
15840
SH
DFND
15840
0
0
M3 BRIGADE ACQUISITION II CO
COM CL A
553800103
331
33790
SH
DFND
33790
0
0
MAGNUM OPUS ACQUISITION LTD
SHS CL A
G5S70A104
397
40000
SH
DFND
40000
0
0
MARATHON DIGITAL HOLDINGS IN
COM
565788106
590
500000
SH
Put
DFND
500000
0
0
MARLIN TECHNOLOGY CORP
UNIT 99/99/9999
G58411128
176
17650
SH
DFND
17650
0
0
MASON INDUSTRIAL TECHNOLGY I
COM CL A
57520Y106
231
23613
SH
DFND
23613
0
0
MEDICUS SCIENCES ACQUISITION
CL A SHS
G5960S108
99
10000
SH
DFND
10000
0
0
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
617
204853
SH
DFND
204853
0
0
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
392
58190
SH
DFND
58190
0
0
MOTIVE CAPITAL CORP II
UNIT 99/99/9999
G6293R122
502
50000
SH
DFND
50000
0
0
NEUBERGER BERMAN MUN FD INC
COM
64124P101
140
13842
SH
DFND
13842
0
0
NEUBERGER BERMAN N Y MUN FD
COM
64124K102
121
13126
SH
DFND
13126
0
0
NEWBURY STREET ACQUISITN COR
*W EXP 04/30/202
65101L112
1
12413
SH
DFND
12413
0
0
NEWBURY STREET ACQUISITN COR
COM
65101L104
269
27403
SH
DFND
27403
0
0
NEXPOINT DIVERSIFIED REL ET
COM NEW
65340G205
962
76652
SH
DFND
76652
0
0
NORDSTROM INC
COM
655664100
13
200000
SH
Put
DFND
200000
0
0
NUVEEN AMT-FREE MUN VALUE FD
COM
670695105
227
17317
SH
DFND
17317
0
0
NUVEEN FLOATING RATE INCOME
COM SHS
6706EN100
419
52000
SH
DFND
52000
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
2621
309862
SH
DFND
309862
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
1475
129752
SH
DFND
129752
0
0
NUVEEN N Y MUN VALUE FD
COM
67062M105
495
60661
SH
DFND
60661
0
0
NUVEEN OHIO QLTY MUN INCOME
COM
670980101
651
55432
SH
DFND
55432
0
0
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
114
10363
SH
DFND
10363
0
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
397
44787
SH
DFND
44787
0
0
NUVEEN SR INCOME FD
COM
67067Y104
257
55000
SH
DFND
55000
0
0
OFS CAP CORP
COM
67103B100
334
40677
SH
DFND
40677
0
0
OSIRIS ACQUISITION CORP
CL A
68829A103
132
13508
SH
DFND
13508
0
0
OWL ROCK CAPITAL CORPORATION
COM
69121K104
140
13500
SH
DFND
13500
0
0
OXUS ACQUISITION CORP
*W EXP 99/99/999
G6859L121
2
23300
SH
DFND
23300
0
0
OXUS ACQUISITION CORP
SHS CL A
G6859L105
236
23300
SH
DFND
23300
0
0
OYSTER ENTERPRISES ACQ CORP
*W EXP 01/20/202
69242M112
3
16596
SH
DFND
16596
0
0
OYSTER ENTERPRISES ACQ CORP
COM CL A
69242M104
328
33192
SH
DFND
33192
0
0
PGIM SHORT DUR HIG YLD OPP F
COM
69355J104
764
53171
SH
DFND
53171
0
0
PIMCO GLOBAL STOCKSPLS INCM
COM
722011103
127
19644
SH
DFND
19644
0
0
PIMCO NEW YORK MUN INCOME FD
COM
72201E105
197
28750
SH
DFND
28750
0
0
PINE IS ACQUISITION CORP
CL A
722615101
136
13579
SH
DFND
13579
0
0
PINE TECHNOLOGY ACQUISITN CO
CLASS A COM
722850104
196
20000
SH
DFND
20000
0
0
PIONEER MERGER CORP
CL A SHS
G7S24C103
199
20000
SH
DFND
20000
0
0
PIONEER MUN HIGH INCOME OPPO
COMMON STOCK
723760104
1465
144447
SH
DFND
144447
0
0
PIONEER MUNICIPAL HIGH INCOM
COM SHS
723763108
244
29732
SH
DFND
29732
0
0
PONTEM CORPORATION
SHS CL A
G71707106
398
40000
SH
DFND
40000
0
0
POWER REIT
COM
73933H101
165
15423
SH
DFND
15423
0
0
PROGRESS ACQUISITION CORP
COM CL A
74327P105
156
15600
SH
DFND
15600
0
0
REVELSTONE CAPITAL ACQSTN CO
UNIT 12/17/2026
76137R205
199
20000
SH
DFND
20000
0
0
ROSECLIFF ACQUISITION CORP I
COM CL A
77732R103
197
20000
SH
DFND
20000
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
98
400000
SH
Put
DFND
400000
0
0
SEVEN HILLS REALTY TRUST
COM
81784E101
1866
204582
SH
DFND
204582
0
0
SHAPEWAYS HOLDINGS INC
*W EXP 09/29/202
81947T110
1
11950
SH
DFND
11950
0
0
SLAM CORP
CL A SHS
G8210L105
194
19541
SH
DFND
19541
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
SHS CL A
G8251L105
350
35000
SH
DFND
35000
0
0
SOUTHPORT ACQUISITION CORP
UNIT 99/99/9999
84465L204
199
20000
SH
DFND
20000
0
0
SPDR GOLD TR
GOLD SHS
78463V107
3
20000
SH
Call
DFND
20000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
609
350000
SH
Put
DFND
350000
0
0
SPREE ACQUISITION CORP 1 LTD
UNIT 99/99/9999
G83745110
202
20000
SH
DFND
20000
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
286
18392
SH
DFND
18392
0
0
ST ENERGY TRANSITION I LTD
UNIT 99/99/9999
G8465L123
201
20000
SH
DFND
20000
0
0
SWIFTMERGE ACQUISITION CORP
UNIT 12/13/2026
G63836129
299
30000
SH
DFND
30000
0
0
TAILWIND INTERNATNAL ACQ COR
COM CL A
G8662F101
486
48950
SH
DFND
48950
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
50
60000
SH
Put
DFND
60000
0
0
TARGET GLOBAL ACQUISI I CORP
UNIT 99/99/9999
G8675N117
201
20000
SH
DFND
20000
0
0
TB SA ACQUISITION CORP
CLASS A ORD SHS
G8657L105
592
59800
SH
DFND
59800
0
0
TERAWULF INC
COM
88080T104
302
239655
SH
DFND
239655
0
0
TH INTERNATIONAL LIMITED
*W EXP 12/15/202
G8656L114
3
10000
SH
DFND
10000
0
0
THE GROWTH FOR GOOD ACQU COR
UNIT 11/12/2026
G41522122
199
20000
SH
DFND
20000
0
0
TRAJECTORY ALPHA ACQUISITION
UNIT 99/99/9999
89301B203
198
20000
SH
DFND
20000
0
0
VALUENCE MERGER CORP I
UNIT 02/18/2027
G9R16L126
307
30000
SH
DFND
30000
0
0
VELOCITY ACQUISITION CORP
COM CL A
92259E104
98
10000
SH
DFND
10000
0
0
VELOCITY ACQUISITION CORP
UNIT 99/99/9999
92259E203
108
11000
SH
DFND
11000
0
0
VISCOGLIOSI BROS ACQUISTN CO
UNIT 03/18/2027
92838K209
198
19900
SH
DFND
19900
0
0
VISTRA CORP
COM
92840M102
546
26000
SH
DFND
26000
0
0
WAYFAIR INC
NOTE 0.625%10/0
94419LAM3
10125
15000000
PRN
DFND
15000000
0
0
WEJO GROUP LIMITED
*W EXP 11/18/202
G9525W117
3
26566
SH
DFND
26566
0
0
WESTERN ACQSTN VENTURES CORP
UNIT 09/01/2026
95758L206
300
30000
SH
DFND
30000
0
0
WESTERN ASSET INTER MUNI FD
COM
958435109
470
63899
SH
DFND
63899
0
0
WESTERN ASSET MANAGED MUNS F
COM
95766M105
1180
121612
SH
DFND
121612
0
0
WESTERN ASST INFLTN LKD INM
COM SH BEN INT
95766Q106
461
51550
SH
DFND
51550
0
0
WESTERN AST INFL LKD OPP & I
COM
95766R104
293
32280
SH
DFND
32280
0
0