Managing Director

0001085146-21-002373.txt : 20210811 0001085146-21-002373.hdr.sgml : 20210811 20210811122633 ACCESSION NUMBER: 0001085146-21-002373 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 EFFECTIVENESS DATE: 20210811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 211162698 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001096978 XXXXXXXX 06-30-2021 06-30-2021 false MARINER INVESTMENT GROUP LLC

500 MAMARONECK AVENUE, 4TH FLOOR Harrison NY 10528

13F HOLDINGS REPORT 028-11231 N Vitaly Granovsky Managing Director 914 670-4393 /s/ Vitaly Granovsky Harrison NY 08-10-2021 0 119 46076 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 890 5TH AVE PARTNERS INC COM CL A 28250A105 197 20000 SH DFND 20000 0 0 ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 229 22670 SH DFND 22670 0 0 ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 139 13900 SH DFND 13900 0 0 AF ACQUISITION CORP UNIT 03/23/2028 001040203 404 40601 SH DFND 40601 0 0 AGILE GROWTH CORP UNIT 03/09/2026 G01202129 199 20000 SH DFND 20000 0 0 ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 198 20000 SH DFND 20000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 1 100000 SH Put DFND 100000 0 0 ARCHIMEDES TECH SPAC PARTNR UNIT 03/10/2026 039562202 398 40099 SH DFND 40099 0 0 ARES ACQUISITION CORPORATION COM CL A G33032106 188 19322 SH DFND 19322 0 0 ARK ETF TR INNOVATION ETF 00214Q104 8 20000 SH Put DFND 20000 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 421 19535 SH DFND 19535 0 0 ATHENA TECHNOLOGY ACQUISI CO UNIT 99/99/9999 04687A208 202 20300 SH DFND 20300 0 0 ATI PHYSICAL THERAPY INC COM CL A 00216W109 95 10000 SH DFND 10000 0 0 ATLANTIC COASTAL ACQUISTN CO UNIT 03/02/2026 048453203 584 58718 SH DFND 58718 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 5417 4640000 PRN DFND 4640000 0 0 AVIS BUDGET GROUP COM 053774105 473 150000 SH Call DFND 150000 0 0 BITE ACQUISITION CORP UNIT 99/99/9999 09175K204 158 15883 SH DFND 15883 0 0 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 121 10529 SH DFND 10529 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 464 35000 SH DFND 35000 0 0 BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 532 38177 SH DFND 38177 0 0 BLUE OWL CAPITAL INC COM CL A 09581B103 384 29800 SH DFND 29800 0 0 BOA ACQUISITION CORP UNIT 99/99/9999 05601A208 302 30510 SH DFND 30510 0 0 BRIDGETOWN 2 HOLDINGS LTD CL A G1355V103 102 10000 SH DFND 10000 0 0 BROADSTONE ACQUISITION CORP SHS CL A G1739V100 652 65973 SH DFND 65973 0 0 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 360 36154 SH DFND 36154 0 0 CAPITALA FIN CORP COM NEW 14054R502 1007 40500 SH DFND 40500 0 0 CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 196 20000 SH DFND 20000 0 0 CARTESIAN GROWTH CORP UNIT 02/26/2028 G19276123 160 16000 SH DFND 16000 0 0 CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 165 16684 SH DFND 16684 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 269 20162 SH DFND 20162 0 0 CENTRICUS ACQUISITION CORP CL A SHS G2072Q104 223 22500 SH DFND 22500 0 0 COHN ROBBINS HOLDINGS CORP COM CL A G23726105 591 60000 SH DFND 60000 0 0 CONSTELLATION ACQUISITN CORP UNIT 99/99/9999 G2R18K121 100 10000 SH DFND 10000 0 0 CORAZON CAPITAL V838 MONOCER UNIT 03/24/2026 G24237110 144 14408 SH DFND 14408 0 0 COVA ACQUISITION CORP CL A SHS G2554Y104 103 10655 SH DFND 10655 0 0 CROWN PROPTECH ACQUISITIONS UNIT 99/99/9999 G25741128 458 46100 SH DFND 46100 0 0 CUSHING MLP & INFRASTRUCT COM NEW 231631300 233 7900 SH DFND 7900 0 0 D AND Z MEDIA ACQUISITION CO COM CL A 23305Q106 169 17400 SH DFND 17400 0 0 D8 HOLDINGS CORP SHS CL A G2614K110 299 30000 SH DFND 30000 0 0 DD3 ACQUISITION CORP II COM CL A 23318M100 99 10000 SH DFND 10000 0 0 DECARBONIZATION PLUS ACQU II CLASS A COM 24279D105 104 10000 SH DFND 10000 0 0 DELAWARE ENHANCED GLOBAL DIV COM 246060107 696 64916 SH DFND 64916 0 0 DISRUPTIVE ACQUISITION CORP UNIT 03/06/2026 G2770Y110 281 28166 SH DFND 28166 0 0 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 429 21469 SH DFND 21469 0 0 EAST RES ACQUISITION CO COM CL A 274681105 202 20705 SH DFND 20705 0 0 EQ HEALTH ACQUISITION CORP UNIT 02/02/2028 26886A200 154 15404 SH DFND 15404 0 0 EVO ACQUISITION CORP UNIT 99/99/9999 30052G207 291 28900 SH DFND 28900 0 0 EXPEDIA GROUP INC COM NEW 30212P303 2 10000 SH Put DFND 10000 0 0 EXXON MOBIL CORP COM 30231G102 3 30000 SH Put DFND 30000 0 0 FAR PEAK ACQUISITION CORP SHS CL A G3312L103 149 15000 SH DFND 15000 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 295 21618 SH DFND 21618 0 0 FIRST TR SPECIALTY FIN & FIN COM BEN INTR 33733G109 229 56667 SH DFND 56667 0 0 FLAME ACQUISITION CORP COM CL A 33850F108 97 10000 SH DFND 10000 0 0 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 895 163627 SH DFND 163627 0 0 GDL FD COM SH BEN IT 361570104 2281 251502 SH DFND 251502 0 0 GIGCAPITAL4 INC COM 37518G101 502 50953 SH DFND 50953 0 0 GO ACQUISITION CORP COM 362019101 151 15419 SH DFND 15419 0 0 GOAL ACQUISITIONS CORP COM 38021H107 193 20014 SH DFND 20014 0 0 GOLDEN ARROW MERGER CORP UNIT 07/31/2026 380799205 696 70000 SH DFND 70000 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G206 242 21100 SH DFND 21100 0 0 GORES GUGGENHEIM INC UNIT 03/25/2028 38286Q206 198 19733 SH DFND 19733 0 0 GROWTH CAP ACQUISITION CORP UNIT 06/01/2027 39986V206 511 51040 SH DFND 51040 0 0 GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 100 10000 SH DFND 10000 0 0 HAYMAKER ACQUISITION CORP II UNIT 03/01/2026 42087R207 193 19236 SH DFND 19236 0 0 IG ACQUISITION CORP COM CL A 449534106 292 30000 SH DFND 30000 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 16 50000 SH Put DFND 50000 0 0 IRON SPARK I INC CLASS A COM 46301G103 549 55000 SH DFND 55000 0 0 KAYNE ANDERSON NEXTGEN ENRGY COM 48661E108 98 13000 SH DFND 13000 0 0 KHOSLA VENTURES ACQUISITION CL A 482504107 395 39900 SH DFND 39900 0 0 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 298 30000 SH DFND 30000 0 0 LEFTERIS ACQUISITION CORP COM CL A 52470X109 190 19488 SH DFND 19488 0 0 LOCUST WALK ACQUISITION CORP COM CL A 54015L103 898 90829 SH DFND 90829 0 0 MAGNUM OPUS ACQUISITION LTD UNIT 06/03/2026 G5S70A120 200 20000 SH DFND 20000 0 0 MARLIN TECHNOLOGY CORP UNIT 99/99/9999 G58411128 178 17650 SH DFND 17650 0 0 MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 137 13613 SH DFND 13613 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 201 19211 SH DFND 19211 0 0 NAVSIGHT HLDGS INC CL A 639358100 201 20150 SH DFND 20150 0 0 NEUBERGER BERMAN MLP & ENERG COM 64129H104 219 43825 SH DFND 43825 0 0 NEWBURY STREET ACQUISITN COR UNIT 04/30/2028 65101L203 248 24826 SH DFND 24826 0 0 NEXPOINT STRATEGIC OPPORTES COM NEW 65340G205 882 64068 SH DFND 64068 0 0 NEXTGEN ACQUISITION CORP II UNIT 03/23/2026 G65317110 328 30367 SH DFND 30367 0 0 NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 503 48328 SH DFND 48328 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 1262 125986 SH DFND 125986 0 0 NUVEEN FLOATING RATE INCOME COM SHS 6706EN100 1265 129585 SH DFND 129585 0 0 NUVEEN SHORT DURATION CR OPP COM 67074X107 366 24395 SH DFND 24395 0 0 NUVEEN SR INCOME FD COM 67067Y104 629 106376 SH DFND 106376 0 0 OYSTER ENTERPRISES ACQ CORP UNIT 01/20/2026 69242M203 331 33192 SH DFND 33192 0 0 PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 770 61562 SH DFND 61562 0 0 PIONEER FLOATING RATE FUND I COM 72369J102 252 21100 SH DFND 21100 0 0 POWER REIT COM 73933H101 346 8608 SH DFND 8608 0 0 PROGRESS ACQUISITION CORP UNIT 12/25/2025 74327P204 156 15600 SH DFND 15600 0 0 QELL ACQUISITION CORP CL A G7307X105 100 10000 SH DFND 10000 0 0 REDBALL ACQUISITION CORP COM CL A G7417R105 142 14567 SH DFND 14567 0 0 REVOLUTION ACCELERTN ACQU CO COM CL A 76156P106 190 19089 SH DFND 19089 0 0 RMR MORTGAGE TR COM 76970B101 1479 124006 SH DFND 124006 0 0 ROTH CH ACQUISITION III CO COM 77867Q102 296 30000 SH DFND 30000 0 0 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 712 151260 SH DFND 151260 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 590 99061 SH DFND 99061 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 21 50000 SH Call DFND 50000 0 0 SEVEN OAKS ACQUISITION CORP COM CL A 81787X106 397 40190 SH DFND 40190 0 0 SILVER CREST ACQUISITION COR UNIT 12/15/2025 G81355110 201 20000 SH DFND 20000 0 0 SLAM CORP CL A SHS G8210L105 102 10500 SH DFND 10500 0 0 SOARING EAGLE ACQUISITION CO CL A SHS G8354H126 403 40500 SH DFND 40500 0 0 SPDR GOLD TR GOLD SHS 78463V107 7 40000 SH Call DFND 40000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 16 130000 SH Put DFND 130000 0 0 TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 490 48950 SH DFND 48950 0 0 TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 594 59800 SH DFND 59800 0 0 THE BEACHBODY COMPANY INC *W EXP 12/31/202 073463119 47 15893 SH DFND 15893 0 0 THE BEACHBODY COMPANY INC COM CL A 073463101 190 18298 SH DFND 18298 0 0 THIMBLE POINT ACQUISITION CO COM CL A 88408P107 198 20000 SH DFND 20000 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 357 12400 SH DFND 12400 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B200 243 8114 SH DFND 8114 0 0 TREBIA ACQUISITION CORP COM CL A G9027T109 99 10000 SH DFND 10000 0 0 UNITED STS OIL FD LP UNITS 91232N207 4 25000 SH Put DFND 25000 0 0 VELOCITY ACQUISITION CORP UNIT 99/99/9999 92259E203 109 11000 SH DFND 11000 0 0 VIRTUOSO ACQUISITION CORP COM CL A 92837J104 1008 101620 SH DFND 101620 0 0 VISTRA CORP COM 92840M102 835 45000 SH DFND 45000 0 0 VPC IMPACT ACQU HOLDI III IN COM CL A 91835J108 204 20600 SH DFND 20600 0 0 YUCAIPA ACQUISITION CORP COM G9879L105 494 50000 SH DFND 50000 0 0