0001085146-21-000595.txt : 20210210
0001085146-21-000595.hdr.sgml : 20210210
20210210154034
ACCESSION NUMBER: 0001085146-21-000595
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210210
DATE AS OF CHANGE: 20210210
EFFECTIVENESS DATE: 20210210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC
CENTRAL INDEX KEY: 0001096978
IRS NUMBER: 510661527
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11231
FILM NUMBER: 21613538
BUSINESS ADDRESS:
STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
BUSINESS PHONE: 914-670-4300
MAIL ADDRESS:
STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR
CITY: HARRISON
STATE: NY
ZIP: 10528
FORMER COMPANY:
FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC
DATE OF NAME CHANGE: 19991015
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001096978
XXXXXXXX
12-31-2020
12-31-2020
false
MARINER INVESTMENT GROUP LLC
500 MAMARONECK AVENUE, 4TH FLOOR
Harrison
NY
10528
13F HOLDINGS REPORT
028-11231
N
Vitaly Granovsky
Managing Director
914 670-4393
/s/ Vitaly Granovsky
Harrison
NY
02-10-2021
0
52
49260
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
5875
5640000
PRN
DFND
5640000
0
0
BLACKROCK FLOATING RATE INCO
COM
09255X100
980
80951
SH
DFND
80951
0
0
BLACKROCK MUNIHLDS INVSTM QL
COM
09254P108
218
15478
SH
DFND
15478
0
0
BLACKROCK MUNIVEST FD INC
COM
09253R105
2013
219093
SH
DFND
219093
0
0
BLACKROCK MUNIYIELD FD INC
COM
09253W104
695
48421
SH
DFND
48421
0
0
BLACKROCK MUNIYIELD PA QLTY
COM
09255G107
299
20071
SH
DFND
20071
0
0
BLACKSTONE SENIOR FLOATNG RA
COM
09256U105
559
39292
SH
DFND
39292
0
0
BNY MELLON STRATEGIC MUN BD
COM
09662E109
2352
298876
SH
DFND
298876
0
0
DELAWARE INVTS MINN MUN INCO
COM
24610V103
179
13630
SH
DFND
13630
0
0
DOUBLELINE YIELD OPPORTUNITI
COM
25862D105
1222
66000
SH
DFND
66000
0
0
DWS MUN INCOME TR
COM
233368109
1580
135851
SH
DFND
135851
0
0
EATON VANCE CALIF MUN INCOM
SH BEN INT
27826F101
282
20600
SH
DFND
20600
0
0
EATON VANCE FLTG RATE INCOM
COM SHS BEN INT
278284104
522
33565
SH
DFND
33565
0
0
EATON VANCE FLTING RATE INC
COM
278279104
1974
150000
SH
DFND
150000
0
0
EATON VANCE NEW YORK MUN BD
COM
27827Y109
505
41138
SH
DFND
41138
0
0
EATON VANCE NEW YORK MUN INC
SH BEN INT
27826W104
204
14619
SH
DFND
14619
0
0
EATON VANCE SHORT DURATION D
COM
27828V104
182
14700
SH
DFND
14700
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
467
36652
SH
DFND
36652
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
142
22276
SH
DFND
22276
0
0
EATON VANCE TAX-ADVANTAGED G
COM
27828U106
202
8000
SH
DFND
8000
0
0
FIRST TRUST SPECIALTY FINANC
COM BEN INTR
33733G109
380
121651
SH
DFND
121651
0
0
FS KKR CAP CORP II
COM
35952V303
1152
70254
SH
DFND
70254
0
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
491
140000
SH
DFND
140000
0
0
GAMCO NAT RES GOLD & INCOME
SH BEN INT
36465E101
996
195000
SH
DFND
195000
0
0
GDL FD
COM SH BEN IT
361570104
2026
232302
SH
DFND
232302
0
0
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
1226
64511
SH
DFND
64511
0
0
INVESCO CALIF MUN INCOME TR
COM
46132P108
1179
75352
SH
DFND
75352
0
0
INVESCO CALIF VALUE MUN INCO
COM
46132H106
1299
98173
SH
DFND
98173
0
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
350
27314
SH
DFND
27314
0
0
INVESCO MUN TR
COM
46131J103
586
45678
SH
DFND
45678
0
0
INVESCO QUALITY MUN INCOME T
COM
46133G107
414
31725
SH
DFND
31725
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
20
150000
SH
Put
DFND
150000
0
0
MFS INTER INCOME TR
SH BEN INT
55273C107
113
29600
SH
DFND
29600
0
0
MFS MUN INCOME TR
SH BEN INT
552738106
73
10900
SH
DFND
10900
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
1846
110000
SH
DFND
110000
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
1988
227495
SH
DFND
227495
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
2310
266692
SH
DFND
266692
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
484
30000
SH
DFND
30000
0
0
NUVEEN NEW JERSEY QULT MUN F
COM
67069Y102
349
24252
SH
DFND
24252
0
0
NUVEEN SHT DUR CR OPP FD
COM
67074X107
658
49273
SH
DFND
49273
0
0
NUVEEN SR INCOME FD
COM
67067Y104
608
117067
SH
DFND
117067
0
0
OWL ROCK CAPITAL CORPORATION
COM
69121K104
633
50000
SH
DFND
50000
0
0
PIMCO CALIF MUN INCOME FD II
COM
72200M108
1038
115000
SH
DFND
115000
0
0
PIMCO ENRGY TACTICAL CR OPP
COM SHS BEN INT
69346N107
671
83100
SH
DFND
83100
0
0
PIMCO NEW YORK MUN FD II
COM
72200Y102
685
63000
SH
DFND
63000
0
0
PIMCO NEW YORK MUN INCOME FD
COM
72201E105
104
11691
SH
DFND
11691
0
0
RIVERNORTH MANAGED DUR MUN I
COM
76882H105
534
30000
SH
DFND
30000
0
0
RMR MORTGAGE TR
COM
76970B101
541
51445
SH
DFND
51445
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
48
225700
SH
Put
DFND
225700
0
0
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
871
45000
SH
DFND
45000
0
0
WESTERN ASSET MANAGED MUNS F
COM
95766M105
2390
186125
SH
DFND
186125
0
0
WESTERN AST INFL LKD OPP & I
COM
95766R104
2745
221200
SH
DFND
221200
0
0