The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACCELERON PHARMA INC COM 00434H108 785 24,800 SH   DFND 0 24,800 0
ACELRX PHARMACEUTICALS INC COM 00444T100 253 59,700 SH   DFND 0 59,700 0
ACHILLION PHARMACEUTICALS IN COM 00448Q201 1,639 185,000 SH   DFND 0 185,000 0
AETNA INC NEW COM 00817Y108 263 38,100 SH Call DFND 0 38,100 0
AGILENT TECHNOLOGIES INC COM 00846U101 1,157 30,000 SH   DFND 0 30,000 0
AGILENT TECHNOLOGIES INC COM 00846U101 30 50,000 SH Call DFND 0 50,000 0
ALDER BIOPHARMACEUTICALS INC COM 014339105 254 4,800 SH   DFND 0 4,800 0
ALEXION PHARMACEUTICALS INC COM 015351109 3,760 20,800 SH   DFND 0 20,800 0
ALEXION PHARMACEUTICALS INC COM 015351109 569 50,000 SH Call DFND 0 50,000 0
ALKERMES PLC SHS G01767105 2,007 31,200 SH   DFND 0 31,200 0
ALLERGAN PLC SHS G0177J108 3,035 10,000 SH   DFND 0 10,000 0
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 1,459 196,100 SH   DFND 0 196,100 0
ALLIANZGI CONV & INCOME FD COM 018828103 1,208 148,800 SH   DFND 0 148,800 0
ALLIANZGI CONV & INCOME FD I COM 018825109 75 10,000 SH   DFND 0 10,000 0
AMERICAN CAP LTD COM 02503Y103 3,794 280,000 SH   DFND 0 280,000 0
AMERICAN CAP MTG INVT CORP COM 02504A104 192 11,993 SH   DFND 0 11,993 0
ANALOGIC CORP COM PAR $0.05 032657207 1,736 22,000 SH   DFND 0 22,000 0
ANALOGIC CORP COM PAR $0.05 032657207 4 30,600 SH Call DFND 0 30,600 0
ANTHEM INC COM 036752103 45 27,000 SH Call DFND 0 27,000 0
APOLLO TACTICAL INCOME FD IN COM 037638103 402 25,523 SH   DFND 0 25,523 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 3,995 260,574 SH   DFND 0 260,574 0
ARES MULTI STRATEGY CR FD IN COM 04014Q108 679 36,092 SH   DFND 0 36,092 0
ARIAD PHARMACEUTICALS INC COM 04033A100 1,181 142,800 SH   DFND 0 142,800 0
ASSURED GUARANTY LTD COM G0585R106 4 25,000 SH Call DFND 0 25,000 0
ASSURED GUARANTY LTD COM G0585R106 87 25,000 SH Put DFND 0 25,000 0
ASTRAZENECA PLC SPONSORED ADR 046353108 1,210 19,000 SH   DFND 0 19,000 0
ATYR PHARMA INC COM 002120103 938 50,665 SH   DFND 0 50,665 0
AVALANCHE BIOTECHNOLOGIES IN COM 05337G107 1,121 69,000 SH   DFND 0 69,000 0
BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 1,811 522,800 SH Put DFND 0 522,800 0
BIOGEN INC COM 09062X103 3,813 9,439 SH   DFND 0 9,439 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 504 125,000 SH Call DFND 0 125,000 0
BIO-REFERENCE LABS INC COM $.01 NEW 09057G602 413 10,000 SH   DFND 0 10,000 0
BLACKBERRY LTD COM 09228F103 5 84,800 SH Call DFND 0 84,800 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 6,240 461,535 SH   DFND 0 461,535 0
BLACKROCK FLOATING RATE INCO COM 091941104 2,661 205,007 SH   DFND 0 205,007 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 1,874 113,026 SH   DFND 0 113,026 0
BLACKROCK MUN 2020 TERM TR COM SHS 09249X109 283 18,299 SH   DFND 0 18,299 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 2,715 199,617 SH   DFND 0 199,617 0
BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 146 11,020 SH   DFND 0 11,020 0
BLACKROCK MUNIYIELD FD INC COM 09253W104 170 12,253 SH   DFND 0 12,253 0
BLACKSTONE GSO FLTING RTE FU COM 09256U105 240 14,000 SH   DFND 0 14,000 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 7,105 458,666 SH   DFND 0 458,666 0
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 11,979 766,383 SH   DFND 0 766,383 0
BLUEBIRD BIO INC COM 09609G100 673 4,000 SH   DFND 0 4,000 0
BOULDER GROWTH & INCOME FD I COM 101507101 9,632 1,141,256 SH   DFND 0 1,141,256 0
BOULEVARD ACQUISITION CORP COM 10157P104 254 20,300 SH   DFND 0 20,300 0
BRISTOL MYERS SQUIBB CO COM 110122108 2,968 44,600 SH   DFND 0 44,600 0
BRISTOL MYERS SQUIBB CO COM 110122108 3 20,000 SH Call DFND 0 20,000 0
BROOKFIELD MTG OPP INC FD IN COM 112792106 4,509 285,230 SH   DFND 0 285,230 0
BROOKFIELD TOTAL RETURN FD I COM 11283U108 2,485 111,064 SH   DFND 0 111,064 0
CATALENT INC COM 148806102 323 11,000 SH   DFND 0 11,000 0
CATAMARAN CORP COM 148887102 1,832 30,000 SH   DFND 0 30,000 0
CELGENE CORP COM 151020104 7,291 63,000 SH   DFND 0 63,000 0
CELGENE CORP COM 151020104 53 10,000 SH Call DFND 0 10,000 0
CENTRAL FD CDA LTD CL A 153501101 3,215 275,713 SH   DFND 0 275,713 0
CENTRAL GOLDTRUST TR UNIT 153546106 5,997 146,017 SH   DFND 0 146,017 0
CHIMERA INVT CORP COM NEW 16934Q208 4,113 300,000 SH   DFND 0 300,000 0
CLOVIS ONCOLOGY INC COM 189464100 1,265 14,400 SH   DFND 0 14,400 0
COHEN & STEERS QUALITY RLTY COM 19247L106 2,047 191,503 SH   DFND 0 191,503 0
COHEN & STEERS REIT & PFD IN COM 19247X100 4,547 260,000 SH   DFND 0 260,000 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 1,694 26,900 SH   DFND 0 26,900 0
CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 143 55,395 SH   DFND 0 55,395 0
CUSHING MLP TOTAL RETURN FD COM SHS 231631102 250 68,000 SH   DFND 0 68,000 0
DANAHER CORP DEL COM 235851102 63 30,000 SH Call DFND 0 30,000 0
DEUTSCHE HIGH INCOME TR SHS 25155R100 1,412 165,784 SH   DFND 0 165,784 0
DIPLOMAT PHARMACY INC COM 25456K101 2,769 61,885 SH   DFND 0 61,885 0
DIVERSIFIED REAL ASSET INC F COM SHS 25533B108 4,439 253,102 SH   DFND 0 253,102 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 2,113 106,880 SH   DFND 0 106,880 0
DOUBLELINE OPPORTUNISTIC CR COM 258623107 531 22,900 SH   DFND 0 22,900 0
DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 450 134,702 SH   DFND 0 134,702 0
DYAX CORP COM 26746E103 954 36,000 SH   DFND 0 36,000 0
EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 2,211 138,038 SH   DFND 0 138,038 0
EATON VANCE FLTING RATE INC COM 278279104 1,722 124,976 SH   DFND 0 124,976 0
EATON VANCE MUN BD FD COM 27827X101 2,444 200,859 SH   DFND 0 200,859 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 5,291 852,019 SH   DFND 0 852,019 0
EL POLLO LOCO HLDGS INC COM 268603107 4 22,300 SH Put DFND 0 22,300 0
ELLINGTON FINANCIAL LLC COM 288522303 1,962 106,000 SH   DFND 0 106,000 0
ENDO INTL PLC SHS G30401106 3,951 49,600 SH   DFND 0 49,600 0
ENDOLOGIX INC COM 29266S106 1,184 77,200 SH   DFND 0 77,200 0
ENVISION HEALTHCARE HLDGS IN COM 29413U103 25 20,800 SH Call DFND 0 20,800 0
ENVISION HEALTHCARE HLDGS IN COM 29413U103 395 10,000 SH   DFND 0 10,000 0
FIRST TR STRATEGIC HIGH INC COM SHS NEW 337353304 373 28,184 SH   DFND 0 28,184 0
FLUIDIGM CORP DEL COM 34385P108 605 25,000 SH   DFND 0 25,000 0
GILEAD SCIENCES INC COM 375558103 7,879 67,300 SH   DFND 0 67,300 0
GLOBAL X FDS FTSE GREECE 20 37950E366 26 60,000 SH Put DFND 0 60,000 0
GUGGENHEIM BLD AMR BDS MANG COM 401664107 431 20,969 SH   DFND 0 20,969 0
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 88 125,100 SH   DFND 0 125,100 0
HEARTWARE INTL INC COM 422368100 3,271 45,000 SH   DFND 0 45,000 0
HORIZON PHARMA PLC SHS G4617B105 370 10,640 SH   DFND 0 10,640 0
HORIZON PHARMA PLC SHS G4617B105 52 10,000 SH Call DFND 0 10,000 0
HUMANA INC COM 444859102 241 30,000 SH Call DFND 0 30,000 0
HUMANA INC COM 444859102 3,826 20,000 SH   DFND 0 20,000 0
ILLUMINA INC COM 452327109 2,620 12,000 SH   DFND 0 12,000 0
IMMUNOGEN INC COM 45253H101 2,213 153,900 SH   DFND 0 153,900 0
INCYTE CORP COM 45337C102 1,480 14,200 SH   DFND 0 14,200 0
INFINITY PHARMACEUTICALS INC COM 45665G303 1,512 138,100 SH   DFND 0 138,100 0
INSULET CORP COM 45784P101 648 20,900 SH   DFND 0 20,900 0
INTERSECT ENT INC COM 46071F103 1,008 35,213 SH   DFND 0 35,213 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 12,477 1,074,670 SH   DFND 0 1,074,670 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 807 66,900 SH   DFND 0 66,900 0
ISHARES MSCI SPAN CP ETF 464286764 5 40,000 SH Put DFND 0 40,000 0
ISHARES MSCI GERMANY ETF 464286806 16 90,000 SH Put DFND 0 90,000 0
ISHARES IBOXX HI YD ETF 464288513 30 100,000 SH Put DFND 0 100,000 0
ISHARES TR 20+ YR TR BD ETF 464287432 318 319,600 SH Call DFND 0 319,600 0
ISHARES TR 20+ YR TR BD ETF 464287432 3,132 26,668 SH   DFND 0 26,668 0
ISHARES TR 20+ YR TR BD ETF 464287432 737 327,800 SH Put DFND 0 327,800 0
ISHARES TR NASDQ BIOTEC ETF 464287556 176 100,000 SH Put DFND 0 100,000 0
ISHARES TR RUSSELL 2000 ETF 464287655 2,340 890,000 SH Put DFND 0 890,000 0
ISHARES TR HDG MSCI GERMN 46434V704 313 12,000 SH   DFND 0 12,000 0
IVY HIGH INC OPPORTUNITIES F COM 465893105 249 16,700 SH   DFND 0 16,700 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 4,736 26,900 SH   DFND 0 26,900 0
JUNO THERAPEUTICS INC COM 48205A109 1,280 24,000 SH   DFND 0 24,000 0
JUNO THERAPEUTICS INC COM 48205A109 66 24,000 SH Call DFND 0 24,000 0
KITE PHARMA INC COM 49803L109 763 12,507 SH   DFND 0 12,507 0
KKR INCOME OPPORTUNITIES FD COM 48249T106 907 57,554 SH   DFND 0 57,554 0
LANNET INC COM 516012101 3,917 65,900 SH   DFND 0 65,900 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 6,417 1,115,943 SH   DFND 0 1,115,943 0
LMP CORPORATE LN FD INC COM 50208B100 3,060 277,155 SH   DFND 0 277,155 0
LMP REAL ESTATE INCOME FD IN COM 50208C108 4,496 384,286 SH   DFND 0 384,286 0
LUMINEX CORP DEL COM 55027E102 702 40,700 SH   DFND 0 40,700 0
MACYS INC COM 55616P104 64 20,000 SH Call DFND 0 20,000 0
MALLINCKRODT PUB LTD CO SHS G5785G107 1,033 8,777 SH   DFND 0 8,777 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 3,126 176,000 SH   DFND 0 176,000 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 74 650,000 SH Call DFND 0 650,000 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 580 575,000 SH Put DFND 0 575,000 0
MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 1 28,000 SH Put DFND 0 28,000 0
MASIMO CORP COM 574795100 1,937 50,000 SH   DFND 0 50,000 0
MCCLATCHY CO CL A 579489105 120 110,792 SH   DFND 0 110,792 0
MEDIVATION INC COM 58501N101 3,849 33,700 SH   DFND 0 33,700 0
MERCK & CO INC NEW COM 58933Y105 1,053 18,500 SH   DFND 0 18,500 0
MERRIMACK PHARMACEUTICALS IN COM 590328100 706 57,090 SH   DFND 0 57,090 0
MYLAN N V SHS EURO N59465109 679 10,000 SH   DFND 0 10,000 0
MYLAN N V SHS EURO N59465109 107 50,000 SH Call DFND 0 50,000 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 2,286 150,000 SH   DFND 0 150,000 0
NEW YORK MTG TR INC PFD-C CONV 649604808 1,227 51,200 SH   DFND 0 51,200 0
NORTHSTAR RLTY FIN CORP COM NEW 66704R704 668 42,000 SH   DFND 0 42,000 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 15,805 1,835,651 SH   DFND 0 1,835,651 0
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 67070X101 4,412 330,251 SH   DFND 0 330,251 0
NUVEEN DIVID ADVANTAGE MUN F COM 67066V101 297 21,898 SH   DFND 0 21,898 0
NUVEEN FLOATING RATE INCOME COM 67072T108 4,132 384,744 SH   DFND 0 384,744 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 357 33,082 SH   DFND 0 33,082 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 1,314 78,621 SH   DFND 0 78,621 0
NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 4,932 300,211 SH   DFND 0 300,211 0
NUVEEN MTG OPPORTUNITY TERM COM 670735109 2,975 131,134 SH   DFND 0 131,134 0
NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 2,255 174,816 SH   DFND 0 174,816 0
NUVEEN MUN OPPORTUNITY FD IN COM 670984103 3,198 234,993 SH   DFND 0 234,993 0
NUVEEN PA INVT QUALITY MUN F COM 670972108 580 44,106 SH   DFND 0 44,106 0
NUVEEN PERFORMANCE PLUS MUN COM 67062P108 2,136 152,225 SH   DFND 0 152,225 0
NUVEEN PREM INCOME MUN FD COM 67062T100 1,962 149,297 SH   DFND 0 149,297 0
NUVEEN PREM INCOME MUN FD 2 COM 67063W102 6,390 481,197 SH   DFND 0 481,197 0
NUVEEN PREMIER MUN INCOME FD COM 670988104 2,225 172,518 SH   DFND 0 172,518 0
NUVEEN QUALITY INCOME MUN FD COM 670977107 1,496 112,123 SH   DFND 0 112,123 0
NUVEEN REAL ASSET INC & GROW COM 67074Y105 326 18,869 SH   DFND 0 18,869 0
NUVEEN S&P 500 DYN OVERWRITE COM 6706EW100 2,629 192,152 SH   DFND 0 192,152 0
NUVEEN SHT DUR CR OPP FD COM 67074X107 6,104 370,381 SH   DFND 0 370,381 0
NUVEEN SR INCOME FD COM 67067Y104 5,413 845,728 SH   DFND 0 845,728 0
PACIFIC DRILLING SA LUXEMBOU REG SHS L7257P106 1 20,000 SH Call DFND 0 20,000 0
PCM FUND INC COM 69323T101 698 69,417 SH   DFND 0 69,417 0
PENN VA CORP COM 707882106 482 110,000 SH   DFND 0 110,000 0
PENN VA CORP COM 707882106 1 12,000 SH Call DFND 0 12,000 0
PENNYMAC MTG INVT TR COM 70931T103 1,482 85,000 SH   DFND 0 85,000 0
PERRIGO CO PLC SHS G97822103 2,273 12,300 SH   DFND 0 12,300 0
PFIZER INC COM 717081103 3,527 105,200 SH   DFND 0 105,200 0
PIMCO CORPORATE & INCOME OPP COM 72201B101 3,120 215,500 SH   DFND 0 215,500 0
PIMCO CORPORATE INCOME STRAT COM 72200U100 550 38,724 SH   DFND 0 38,724 0
PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 4,514 223,675 SH   DFND 0 223,675 0
PIMCO DYNAMIC INCOME FD SHS 72201Y101 1,063 36,400 SH   DFND 0 36,400 0
PIMCO HIGH INCOME FD COM SHS 722014107 259 26,050 SH   DFND 0 26,050 0
PIMCO INCOME STRATEGY FUND COM 72201H108 307 28,300 SH   DFND 0 28,300 0
PIMCO STRATEGIC INCOME FD IN COM 72200X104 2,788 320,799 SH   DFND 0 320,799 0
PIONEER FLOATING RATE TR COM 72369J102 5,328 468,201 SH   DFND 0 468,201 0
POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 817 35,000 SH   DFND 0 35,000 0
PROSHARES TR PSHS ULSHT SP500 74347B300 11 20,000 SH Call DFND 0 20,000 0
PROTHENA CORP PLC SHS G72800108 1,243 23,600 SH   DFND 0 23,600 0
PUMA BIOTECHNOLOGY INC COM 74587V107 1,168 10,000 SH   DFND 0 10,000 0
RADIO ONE INC CL A 75040P108 52 15,660 SH   DFND 0 15,660 0
RADIO ONE INC CL D NON VTG 75040P405 396 124,962 SH   DFND 0 124,962 0
REGENERON PHARMACEUTICALS COM 75886F107 4,106 8,048 SH   DFND 0 8,048 0
RMR REAL ESTATE INCOME FUND COM 76970B101 6,005 323,882 SH   DFND 0 323,882 0
ROYCE MICRO-CAP TR INC COM 780915104 1,537 166,660 SH   DFND 0 166,660 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,503 20,002 SH   DFND 0 20,002 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 207 225,000 SH Call DFND 0 225,000 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 610 346,300 SH Put DFND 0 346,300 0
SHIRE PLC SPONSORED ADR 82481R106 2,270 9,400 SH   DFND 0 9,400 0
SPARK THERAPEUTICS INC COM 84652J103 2,673 44,350 SH   DFND 0 44,350 0
SPARK THERAPEUTICS INC COM 84652J103 165 30,000 SH Call DFND 0 30,000 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 459 218,000 SH Put DFND 0 218,000 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1 20,000 SH Call DFND 0 20,000 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 440 93,600 SH Put DFND 0 93,600 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 324 30,000 SH Call DFND 0 30,000 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 100 30,000 SH Put DFND 0 30,000 0
SURGICAL CARE AFFILIATES INC COM 86881L106 1,525 39,723 SH   DFND 0 39,723 0
TCW STRATEGIC INCOME FUND IN COM 872340104 66 12,800 SH   DFND 0 12,800 0
TEKMIRA PHARMACEUTICALS CORP COM NEW 87911B209 2,385 201,100 SH   DFND 0 201,100 0
TEL INSTR ELECTRS CORP COM NEW 879165207 113 22,100 SH   DFND 0 22,100 0
TELEFLEX INC COM 879369106 2,844 21,000 SH   DFND 0 21,000 0
TENET HEALTHCARE CORP COM NEW 88033G407 1,968 34,000 SH   DFND 0 34,000 0
THERMO FISHER SCIENTIFIC INC COM 883556102 908 7,000 SH   DFND 0 7,000 0
THL CR SR LN FD COM 87244R103 372 22,156 SH   DFND 0 22,156 0
TWITTER INC COM 90184L102 21 50,000 SH Call DFND 0 50,000 0
UNITEDHEALTH GROUP INC COM 91324P102 93 54,000 SH Call DFND 0 54,000 0
UNIVERSAL HLTH SVCS INC CL B 913903100 2,132 15,000 SH   DFND 0 15,000 0
VERTEX PHARMACEUTICALS INC COM 92532F100 1,852 15,000 SH   DFND 0 15,000 0
VOYA RISK MANAGED NAT RES FD COM 92913C106 192 24,600 SH   DFND 0 24,600 0
WALTER ENERGY INC COM 93317Q105 1 50,000 SH Call DFND 0 50,000 0
WELLCARE HEALTH PLANS INC COM 94946T106 39 50,000 SH Call DFND 0 50,000 0
WELLS FARGO ADVANTAGE INCOME COM SHS 94987B105 284 34,401 SH   DFND 0 34,401 0
WESTERN ASSET CLYM INFL OPP COM 95766R104 2,192 195,923 SH   DFND 0 195,923 0
WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 3,896 345,695 SH   DFND 0 345,695 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 99 13,105 SH   DFND 0 13,105 0
WL ROSS HLDG CORP COM SHS 92939D104 2,290 220,000 SH   DFND 0 220,000 0
WL ROSS HLDG CORP UNIT 06/11/2019 92939D203 291 25,600 SH   DFND 0 25,600 0