0001085146-15-001786.txt : 20150814 0001085146-15-001786.hdr.sgml : 20150814 20150814072707 ACCESSION NUMBER: 0001085146-15-001786 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 151052526 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001096978 XXXXXXXX 06-30-2015 06-30-2015 MARINER INVESTMENT GROUP LLC

500 MAMARONECK AVENUE, 4TH FLOOR HARRISON NY 10528

13F HOLDINGS REPORT 028-11231 N Tucker Goodrich 914-798-4214 /s/Tucker Goodrich Harrison NY 08-10-2015 0 212 391133 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACCELERON PHARMA INCCOM00434H10878524800SHDFND 0248000ACELRX PHARMACEUTICALS INCCOM00444T10025359700SHDFND 0597000ACHILLION PHARMACEUTICALS INCOM00448Q2011639185000SHDFND 01850000AETNA INC NEWCOM00817Y10826338100SHCallDFND 0381000AGILENT TECHNOLOGIES INCCOM00846U101115730000SHDFND 0300000AGILENT TECHNOLOGIES INCCOM00846U1013050000SHCallDFND 0500000ALDER BIOPHARMACEUTICALS INCCOM0143391052544800SHDFND 048000ALEXION PHARMACEUTICALS INCCOM015351109376020800SHDFND 0208000ALEXION PHARMACEUTICALS INCCOM01535110956950000SHCallDFND 0500000ALKERMES PLCSHSG01767105200731200SHDFND 0312000ALLERGAN PLCSHSG0177J108303510000SHDFND 0100000ALLIANCEBERNSTEIN INCOME FUNCOM01881E1011459196100SHDFND 01961000ALLIANZGI CONV & INCOME FDCOM0188281031208148800SHDFND 01488000ALLIANZGI CONV & INCOME FD ICOM0188251097510000SHDFND 0100000AMERICAN CAP LTDCOM02503Y1033794280000SHDFND 02800000AMERICAN CAP MTG INVT CORPCOM02504A10419211993SHDFND 0119930ANALOGIC CORPCOM PAR $0.05032657207173622000SHDFND 0220000ANALOGIC CORPCOM PAR $0.05032657207430600SHCallDFND 0306000ANTHEM INCCOM0367521034527000SHCallDFND 0270000APOLLO TACTICAL INCOME FD INCOM03763810340225523SHDFND 0255230ARES DYNAMIC CR ALLOCATION FCOM04014F1023995260574SHDFND 02605740ARES MULTI STRATEGY CR FD INCOM04014Q10867936092SHDFND 0360920ARIAD PHARMACEUTICALS INCCOM04033A1001181142800SHDFND 01428000ASSURED GUARANTY LTDCOMG0585R106425000SHCallDFND 0250000ASSURED GUARANTY LTDCOMG0585R1068725000SHPutDFND 0250000ASTRAZENECA PLCSPONSORED ADR046353108121019000SHDFND 0190000ATYR PHARMA INCCOM00212010393850665SHDFND 0506650AVALANCHE BIOTECHNOLOGIES INCOM05337G107112169000SHDFND 0690000BARCLAYS BK PLCIPATH S&P500 VIX06742E7111811522800SHPutDFND 05228000BIOGEN INCCOM09062X10338139439SHDFND 094390BIOMARIN PHARMACEUTICAL INCCOM09061G101504125000SHCallDFND 01250000BIO-REFERENCE LABS INCCOM $.01 NEW09057G60241310000SHDFND 0100000BLACKBERRY LTDCOM09228F103584800SHCallDFND 0848000BLACKROCK FLOAT RATE OME STRCOM09255X1006240461535SHDFND 04615350BLACKROCK FLOATING RATE INCOCOM0919411042661205007SHDFND 02050070BLACKROCK MULTI-SECTOR INC TCOM09258A1071874113026SHDFND 01130260BLACKROCK MUN 2020 TERM TRCOM SHS09249X10928318299SHDFND 0182990BLACKROCK MUNI INTER DR FD ICOM09253X1022715199617SHDFND 01996170BLACKROCK MUNIHLDGS NJ QLTYCOM09254X10114611020SHDFND 0110200BLACKROCK MUNIYIELD FD INCCOM09253W10417012253SHDFND 0122530BLACKSTONE GSO FLTING RTE FUCOM09256U10524014000SHDFND 0140000BLACKSTONE GSO LNG SHRT CR ICOM SHS BN INT09257D1027105458666SHDFND 04586660BLACKSTONE GSO STRATEGIC CRCOM SHS BEN IN09257R10111979766383SHDFND 07663830BLUEBIRD BIO INCCOM09609G1006734000SHDFND 040000BOULDER GROWTH & INCOME FD ICOM10150710196321141256SHDFND 011412560BOULEVARD ACQUISITION CORPCOM10157P10425420300SHDFND 0203000BRISTOL MYERS SQUIBB COCOM110122108296844600SHDFND 0446000BRISTOL MYERS SQUIBB COCOM110122108320000SHCallDFND 0200000BROOKFIELD MTG OPP INC FD INCOM1127921064509285230SHDFND 02852300BROOKFIELD TOTAL RETURN FD ICOM11283U1082485111064SHDFND 01110640CATALENT INCCOM14880610232311000SHDFND 0110000CATAMARAN CORPCOM148887102183230000SHDFND 0300000CELGENE CORPCOM151020104729163000SHDFND 0630000CELGENE CORPCOM1510201045310000SHCallDFND 0100000CENTRAL FD CDA LTDCL A1535011013215275713SHDFND 02757130CENTRAL GOLDTRUSTTR UNIT1535461065997146017SHDFND 01460170CHIMERA INVT CORPCOM NEW16934Q2084113300000SHDFND 03000000CLOVIS ONCOLOGY INCCOM189464100126514400SHDFND 0144000COHEN & STEERS QUALITY RLTYCOM19247L1062047191503SHDFND 01915030COHEN & STEERS REIT & PFD INCOM19247X1004547260000SHDFND 02600000COMMUNITY HEALTH SYS INC NEWCOM203668108169426900SHDFND 0269000CREDIT SUISSE HIGH YLD BND FSH BEN INT22544F10314355395SHDFND 0553950CUSHING MLP TOTAL RETURN FDCOM SHS23163110225068000SHDFND 0680000DANAHER CORP DELCOM2358511026330000SHCallDFND 0300000DEUTSCHE HIGH INCOME TRSHS25155R1001412165784SHDFND 01657840DIPLOMAT PHARMACY INCCOM25456K101276961885SHDFND 0618850DIVERSIFIED REAL ASSET INC FCOM SHS25533B1084439253102SHDFND 02531020DOUBLELINE INCOME SOLUTIONSCOM2586221092113106880SHDFND 01068800DOUBLELINE OPPORTUNISTIC CRCOM25862310753122900SHDFND 0229000DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S101450134702SHDFND 01347020DYAX CORPCOM26746E10395436000SHDFND 0360000EATON VANCE FLTG RATE INCOMCOM SHS BEN INT2782841042211138038SHDFND 01380380EATON VANCE FLTING RATE INCCOM2782791041722124976SHDFND 01249760EATON VANCE MUN BD FDCOM27827X1012444200859SHDFND 02008590EATON VANCE SR INCOME TRSH BEN INT27826S1035291852019SHDFND 08520190EL POLLO LOCO HLDGS INCCOM268603107422300SHPutDFND 0223000ELLINGTON FINANCIAL LLCCOM2885223031962106000SHDFND 01060000ENDO INTL PLCSHSG30401106395149600SHDFND 0496000ENDOLOGIX INCCOM29266S106118477200SHDFND 0772000ENVISION HEALTHCARE HLDGS INCOM29413U1032520800SHCallDFND 0208000ENVISION HEALTHCARE HLDGS INCOM29413U10339510000SHDFND 0100000FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330437328184SHDFND 0281840FLUIDIGM CORP DELCOM34385P10860525000SHDFND 0250000GILEAD SCIENCES INCCOM375558103787967300SHDFND 0673000GLOBAL X FDSFTSE GREECE 2037950E3662660000SHPutDFND 0600000GUGGENHEIM BLD AMR BDS MANGCOM40166410743120969SHDFND 0209690GULF COAST ULTRA DEEP RTY TRROYALTY TR UNT40222T10488125100SHDFND 01251000HEARTWARE INTL INCCOM422368100327145000SHDFND 0450000HORIZON PHARMA PLCSHSG4617B10537010640SHDFND 0106400HORIZON PHARMA PLCSHSG4617B1055210000SHCallDFND 0100000HUMANA INCCOM44485910224130000SHCallDFND 0300000HUMANA INCCOM444859102382620000SHDFND 0200000ILLUMINA INCCOM452327109262012000SHDFND 0120000IMMUNOGEN INCCOM45253H1012213153900SHDFND 01539000INCYTE CORPCOM45337C102148014200SHDFND 0142000INFINITY PHARMACEUTICALS INCCOM45665G3031512138100SHDFND 01381000INSULET CORPCOM45784P10164820900SHDFND 0209000INTERSECT ENT INCCOM46071F103100835213SHDFND 0352130INVESCO DYNAMIC CR OPP FDCOM46132R104124771074670SHDFND 010746700IRONWOOD PHARMACEUTICALS INCCOM CL A46333X10880766900SHDFND 0669000ISHARESMSCI SPAN CP ETF464286764540000SHPutDFND 0400000ISHARESMSCI GERMANY ETF4642868061690000SHPutDFND 0900000ISHARESIBOXX HI YD ETF46428851330100000SHPutDFND 01000000ISHARES TR20+ YR TR BD ETF464287432318319600SHCallDFND 03196000ISHARES TR20+ YR TR BD ETF464287432313226668SHDFND 0266680ISHARES TR20+ YR TR BD ETF464287432737327800SHPutDFND 03278000ISHARES TRNASDQ BIOTEC ETF464287556176100000SHPutDFND 01000000ISHARES TRRUSSELL 2000 ETF4642876552340890000SHPutDFND 08900000ISHARES TRHDG MSCI GERMN46434V70431312000SHDFND 0120000IVY HIGH INC OPPORTUNITIES FCOM46589310524916700SHDFND 0167000JAZZ PHARMACEUTICALS PLCSHS USDG50871105473626900SHDFND 0269000JUNO THERAPEUTICS INCCOM48205A109128024000SHDFND 0240000JUNO THERAPEUTICS INCCOM48205A1096624000SHCallDFND 0240000KITE PHARMA INCCOM49803L10976312507SHDFND 0125070KKR INCOME OPPORTUNITIES FDCOM48249T10690757554SHDFND 0575540LANNET INCCOM516012101391765900SHDFND 0659000LIBERTY ALL STAR EQUITY FDSH BEN INT53015810464171115943SHDFND 011159430LMP CORPORATE LN FD INCCOM50208B1003060277155SHDFND 02771550LMP REAL ESTATE INCOME FD INCOM50208C1084496384286SHDFND 03842860LUMINEX CORP DELCOM55027E10270240700SHDFND 0407000MACYS INCCOM55616P1046420000SHCallDFND 0200000MALLINCKRODT PUB LTD COSHSG5785G10710338777SHDFND 087770MARKET VECTORS ETF TRGOLD MINER ETF57060U1003126176000SHDFND 01760000MARKET VECTORS ETF TRGOLD MINER ETF57060U10074650000SHCallDFND 06500000MARKET VECTORS ETF TRGOLD MINER ETF57060U100580575000SHPutDFND 05750000MARKET VECTORS ETF TROIL SVCS ETF57060U191128000SHPutDFND 0280000MASIMO CORPCOM574795100193750000SHDFND 0500000MCCLATCHY COCL A579489105120110792SHDFND 01107920MEDIVATION INCCOM58501N101384933700SHDFND 0337000MERCK & CO INC NEWCOM58933Y105105318500SHDFND 0185000MERRIMACK PHARMACEUTICALS INCOM59032810070657090SHDFND 0570900MYLAN N VSHS EURON5946510967910000SHDFND 0100000MYLAN N VSHS EURON5946510910750000SHCallDFND 0500000NEW RESIDENTIAL INVT CORPCOM NEW64828T2012286150000SHDFND 01500000NEW YORK MTG TR INCPFD-C CONV649604808122751200SHDFND 0512000NORTHSTAR RLTY FIN CORPCOM NEW66704R70466842000SHDFND 0420000NUVEEN CR STRATEGIES INCM FDCOM SHS67073D102158051835651SHDFND 018356510NUVEEN DIVID ADV MUN FD 3COM SH BEN INT67070X1014412330251SHDFND 03302510NUVEEN DIVID ADVANTAGE MUN FCOM67066V10129721898SHDFND 0218980NUVEEN FLOATING RATE INCOMECOM67072T1084132384744SHDFND 03847440NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10035733082SHDFND 0330820NUVEEN GLOBAL HIGH INCOME FDSHS67075G103131478621SHDFND 0786210NUVEEN LG/SHT COMMODITY TOTRCOM UT BEN INT6707311084932300211SHDFND 03002110NUVEEN MTG OPPORTUNITY TERMCOM6707351092975131134SHDFND 01311340NUVEEN MUN MKT OPPORTUNITY FCOM67062W1032255174816SHDFND 01748160NUVEEN MUN OPPORTUNITY FD INCOM6709841033198234993SHDFND 02349930NUVEEN PA INVT QUALITY MUN FCOM67097210858044106SHDFND 0441060NUVEEN PERFORMANCE PLUS MUNCOM67062P1082136152225SHDFND 01522250NUVEEN PREM INCOME MUN FDCOM67062T1001962149297SHDFND 01492970NUVEEN PREM INCOME MUN FD 2COM67063W1026390481197SHDFND 04811970NUVEEN PREMIER MUN INCOME FDCOM6709881042225172518SHDFND 01725180NUVEEN QUALITY INCOME MUN FDCOM6709771071496112123SHDFND 01121230NUVEEN REAL ASSET INC & GROWCOM67074Y10532618869SHDFND 0188690NUVEEN S&P 500 DYN OVERWRITECOM6706EW1002629192152SHDFND 01921520NUVEEN SHT DUR CR OPP FDCOM67074X1076104370381SHDFND 03703810NUVEEN SR INCOME FDCOM67067Y1045413845728SHDFND 08457280PACIFIC DRILLING SA LUXEMBOUREG SHSL7257P106120000SHCallDFND 0200000PCM FUND INCCOM69323T10169869417SHDFND 0694170PENN VA CORPCOM707882106482110000SHDFND 01100000PENN VA CORPCOM707882106112000SHCallDFND 0120000PENNYMAC MTG INVT TRCOM70931T103148285000SHDFND 0850000PERRIGO CO PLCSHSG97822103227312300SHDFND 0123000PFIZER INCCOM7170811033527105200SHDFND 01052000PIMCO CORPORATE & INCOME OPPCOM72201B1013120215500SHDFND 02155000PIMCO CORPORATE INCOME STRATCOM72200U10055038724SHDFND 0387240PIMCO DYNAMIC CR INCOME FDCOM SHS72202D1064514223675SHDFND 02236750PIMCO DYNAMIC INCOME FDSHS72201Y101106336400SHDFND 0364000PIMCO HIGH INCOME FDCOM SHS72201410725926050SHDFND 0260500PIMCO INCOME STRATEGY FUNDCOM72201H10830728300SHDFND 0283000PIMCO STRATEGIC INCOME FD INCOM72200X1042788320799SHDFND 03207990PIONEER FLOATING RATE TRCOM72369J1025328468201SHDFND 04682010POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40881735000SHDFND 0350000PROSHARES TRPSHS ULSHT SP50074347B3001120000SHCallDFND 0200000PROTHENA CORP PLCSHSG72800108124323600SHDFND 0236000PUMA BIOTECHNOLOGY INCCOM74587V107116810000SHDFND 0100000RADIO ONE INCCL A75040P1085215660SHDFND 0156600RADIO ONE INCCL D NON VTG75040P405396124962SHDFND 01249620REGENERON PHARMACEUTICALSCOM75886F10741068048SHDFND 080480RMR REAL ESTATE INCOME FUNDCOM76970B1016005323882SHDFND 03238820ROYCE MICRO-CAP TR INCCOM7809151041537166660SHDFND 01666600SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506150320002SHDFND 0200020SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506207225000SHCallDFND 02250000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506610346300SHPutDFND 03463000SHIRE PLCSPONSORED ADR82481R10622709400SHDFND 094000SPARK THERAPEUTICS INCCOM84652J103267344350SHDFND 0443500SPARK THERAPEUTICS INCCOM84652J10316530000SHCallDFND 0300000SPDR S&P 500 ETF TRTR UNIT78462F103459218000SHPutDFND 02180000SPDR SERIES TRUSTS&P OILGAS EXP78464A730120000SHCallDFND 0200000SPDR SERIES TRUSTS&P OILGAS EXP78464A73044093600SHPutDFND 0936000SPDR SERIES TRUSTS&P BIOTECH78464A87032430000SHCallDFND 0300000SPDR SERIES TRUSTS&P BIOTECH78464A87010030000SHPutDFND 0300000SURGICAL CARE AFFILIATES INCCOM86881L106152539723SHDFND 0397230TCW STRATEGIC INCOME FUND INCOM8723401046612800SHDFND 0128000TEKMIRA PHARMACEUTICALS CORPCOM NEW87911B2092385201100SHDFND 02011000TEL INSTR ELECTRS CORPCOM NEW87916520711322100SHDFND 0221000TELEFLEX INCCOM879369106284421000SHDFND 0210000TENET HEALTHCARE CORPCOM NEW88033G407196834000SHDFND 0340000THERMO FISHER SCIENTIFIC INCCOM8835561029087000SHDFND 070000THL CR SR LN FDCOM87244R10337222156SHDFND 0221560TWITTER INCCOM90184L1022150000SHCallDFND 0500000UNITEDHEALTH GROUP INCCOM91324P1029354000SHCallDFND 0540000UNIVERSAL HLTH SVCS INCCL B913903100213215000SHDFND 0150000VERTEX PHARMACEUTICALS INCCOM92532F100185215000SHDFND 0150000VOYA RISK MANAGED NAT RES FDCOM92913C10619224600SHDFND 0246000WALTER ENERGY INCCOM93317Q105150000SHCallDFND 0500000WELLCARE HEALTH PLANS INCCOM94946T1063950000SHCallDFND 0500000WELLS FARGO ADVANTAGE INCOMECOM SHS94987B10528434401SHDFND 0344010WESTERN ASSET CLYM INFL OPPCOM95766R1042192195923SHDFND 01959230WESTERN ASSET CLYM INFL SECCOM SH BEN INT95766Q1063896345695SHDFND 03456950WESTERN ASSET HIGH INCM FD ICOM95766J1029913105SHDFND 0131050WL ROSS HLDG CORPCOM SHS92939D1042290220000SHDFND 02200000WL ROSS HLDG CORPUNIT 06/11/201992939D20329125600SHDFND 0256000