The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACCURAY INC COM 004397105 404 55,700 SH   DFND   55,700 0 0
ACELRX PHARMACEUTICALS INC COM 00444T100 383 69,700 SH   DFND   69,700 0 0
ACTAVIS PLC SHS G0083B108 1,134 4,700 SH   DFND   4,700 0 0
ACTAVIS PLC SHS G0083B108 57 15,000 SH Call DFND   15,000 0 0
AEGERION PHARMACEUTICALS INC COM 00767E102 1,849 55,400 SH   DFND   55,400 0 0
AEGERION PHARMACEUTICALS INC COM 00767E102 16 20,000 SH Call DFND   20,000 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 51 20,000 SH Call DFND   20,000 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 3,316 20,000 SH   DFND   20,000 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 14 15,000 SH Call DFND   15,000 0 0
ALKERMES PLC SHS G01767105 2,032 47,400 SH   DFND   47,400 0 0
ALKERMES PLC SHS G01767105 6 20,000 SH Call DFND   20,000 0 0
ALLERGAN INC COM 018490102 1,034 5,800 SH   DFND   5,800 0 0
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 7,125 950,000 SH   DFND   950,000 0 0
AMC NETWORKS INC CL A 00164V103 1,227 21,000 SH   DFND   21,000 0 0
AMERICAN CAP LTD COM 02503Y103 708 50,000 SH   DFND   50,000 0 0
AMERICAN CAP MTG INVT CORP COM 02504A104 3,294 175,000 SH   DFND   175,000 0 0
AMERICAN CAP SR FLOATING LTD COM 02504D108 908 69,800 SH   DFND   69,800 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 3,825 180,000 SH   DFND   180,000 0 0
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 160 11,000 SH   DFND   11,000 0 0
ANTARES PHARMA INC COM 036642106 515 281,477 SH   DFND   281,477 0 0
APACHE CORP COM 037411105 19 10,000 SH Call DFND   10,000 0 0
APOLLO INVT CORP COM 03761U106 1,103 135,000 SH   DFND   135,000 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 2,549 149,058 SH   DFND   149,058 0 0
APOLLO TACTICAL INCOME FD IN COM 037638103 1,965 113,557 SH   DFND   113,557 0 0
ARES DYNAMIC CR ALLOCATION F COM 04014F102 7,806 458,114 SH   DFND   458,114 0 0
ARES MULTI STRATEGY CR FD IN COM 04014Q108 2,443 117,525 SH   DFND   117,525 0 0
ARIAD PHARMACEUTICALS INC COM 04033A100 1,838 340,300 SH   DFND   340,300 0 0
ARIAD PHARMACEUTICALS INC COM 04033A100 8 40,000 SH Call DFND   40,000 0 0
ASCENA RETAIL GROUP INC COM 04351G101 532 40,000 SH   DFND   40,000 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 8 20,900 SH Call DFND   20,900 0 0
ATHENAHEALTH INC COM 04685W103 7 10,000 SH Put DFND   10,000 0 0
B/E AEROSPACE INC COM 073302101 49 12,500 SH Call DFND   12,500 0 0
BANK NEW YORK MELLON CORP COM 064058100 30 25,000 SH Call DFND   25,000 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 1,560 350,000 SH Put DFND   350,000 0 0
BED BATH & BEYOND INC COM 075896100 14 10,000 SH Put DFND   10,000 0 0
BIOGEN IDEC INC COM 09062X103 4,545 13,739 SH   DFND   13,739 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 819 11,356 SH   DFND   11,356 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 4 15,000 SH Call DFND   15,000 0 0
BLACKROCK FLOAT RATE OME STR COM 09255X100 1,068 75,950 SH   DFND   75,950 0 0
BLACKROCK KELSO CAPITAL CORP COM 092533108 299 35,000 SH   DFND   35,000 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 4,018 226,472 SH   DFND   226,472 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 393 27,140 SH   DFND   27,140 0 0
BLACKROCK MUNICIPL INC QLTY COM 092479104 1,176 85,000 SH   DFND   85,000 0 0
BLACKROCK MUNIENHANCED FD IN COM 09253Y100 861 76,914 SH   DFND   76,914 0 0
BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 154 11,020 SH   DFND   11,020 0 0
BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 243 17,077 SH   DFND   17,077 0 0
BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 263 18,946 SH   DFND   18,946 0 0
BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 1,939 120,444 SH   DFND   120,444 0 0
BLACKROCK MUNIYIELD FD INC COM 09253W104 185 13,041 SH   DFND   13,041 0 0
BLACKROCK MUNIYIELD QLTY FD COM 09254E103 713 52,018 SH   DFND   52,018 0 0
BLACKSTONE GSO FLTING RTE FU COM 09256U105 204 11,900 SH   DFND   11,900 0 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 7,070 423,336 SH   DFND   423,336 0 0
BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 13,470 802,744 SH   DFND   802,744 0 0
BOEING CO COM 097023105 36 10,000 SH Call DFND   10,000 0 0
BOSTON BEER INC CL A 100557107 643 2,900 SH   DFND   2,900 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 5,712 646,114 SH   DFND   646,114 0 0
BOULDER TOTAL RETURN FD INC COM 101541100 403 15,286 SH   DFND   15,286 0 0
BROOKFIELD MTG OPP INC FD IN COM 112792106 7,958 468,394 SH   DFND   468,394 0 0
BRUKER CORP COM 116794108 481 26,000 SH   DFND   26,000 0 0
CATAMARAN CORP COM 148887102 4 10,000 SH Call DFND   10,000 0 0
CATAMARAN CORP COM 148887102 1,764 41,847 SH   DFND   41,847 0 0
CBS CORP NEW CL B 124857202 669 12,500 SH   DFND   12,500 0 0
CELGENE CORP COM 151020104 853 9,000 SH   DFND   9,000 0 0
CENTRAL FD CDA LTD CL A 153501101 1,334 108,352 SH   DFND   108,352 0 0
CHICAGO BRIDGE & IRON CO N V COM 167250109 14 15,000 SH Call DFND   15,000 0 0
CHIMERIX INC COM 16934W106 291 10,519 SH   DFND   10,519 0 0
CINTAS CORP COM 172908105 43 10,000 SH Call DFND   10,000 0 0
CLOVIS ONCOLOGY INC COM 189464100 1,950 43,000 SH   DFND   43,000 0 0
COACH INC COM 189754104 23 20,000 SH Call DFND   20,000 0 0
COBALT INTL ENERGY INC COM 19075F106 966 71,000 SH   DFND   71,000 0 0
COHEN & STEERS TOTAL RETURN COM 19247R103 2,439 204,073 SH   DFND   204,073 0 0
COLGATE PALMOLIVE CO COM 194162103 22 15,000 SH Call DFND   15,000 0 0
COMCAST CORP NEW CL A 20030N101 47 27,500 SH Call DFND   27,500 0 0
CORNERSTONE PROGRESSIVE RTN COM 21925C101 4,881 1,187,700 SH   DFND   1,187,700 0 0
CUBIST PHARMACEUTICALS INC COM 229678107 9 30,000 SH Call DFND   30,000 0 0
CUMMINS INC COM 231021106 594 4,500 SH   DFND   4,500 0 0
CYS INVTS INC COM 12673A108 330 40,000 SH   DFND   40,000 0 0
DANAHER CORP DEL COM 235851102 1,292 17,000 SH   DFND   17,000 0 0
DANAHER CORP DEL COM 235851102 26 10,000 SH Call DFND   10,000 0 0
DEUTSCHE HIGH INCOME OPPORT COM 25158Y102 3,184 217,457 SH   DFND   217,457 0 0
DEX MEDIA INC NEW COM 25213A107 385 40,306 SH   DFND   40,306 0 0
DISNEY WALT CO COM DISNEY 254687106 31 11,000 SH Call DFND   11,000 0 0
DIVERSIFIED REAL ASSET INC F COM SHS 25533B108 6,480 365,460 SH   DFND   365,460 0 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 1,083 50,000 SH   DFND   50,000 0 0
E M C CORP MASS COM 268648102 20 25,000 SH Call DFND   25,000 0 0
EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 4,186 242,824 SH   DFND   242,824 0 0
EATON VANCE MUN BD FD COM 27827X101 1,604 128,143 SH   DFND   128,143 0 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105 908 63,122 SH   DFND   63,122 0 0
EATON VANCE SR INCOME TR SH BEN INT 27826S103 2,678 411,328 SH   DFND   411,328 0 0
EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 55,210 967,403 SH   DFND   967,403 0 0
ENDO INTL PLC SHS G30401106 2,050 30,000 SH   DFND   30,000 0 0
ENDOLOGIX INC COM 29266S106 765 72,200 SH   DFND   72,200 0 0
ENERGEN CORP COM 29265N108 722 10,000 SH   DFND   10,000 0 0
EPR PPTYS PFD C CNV 5.75% 26884U208 8,079 366,713 SH   DFND   366,713 0 0
EV ENERGY PARTNERS LP COM UNITS 26926V107 355 10,000 SH   DFND   10,000 0 0
FIFTH STREET FINANCE CORP COM 31678A103 2,157 235,000 SH   DFND   235,000 0 0
FIRST TR INTER DUR PFD & IN COM 33718W103 1,858 85,523 SH   DFND   85,523 0 0
FIRSTHAND TECH VALUE FD INC COM 33766Y100 4,099 170,700 SH   DFND   170,700 0 0
GENERAL ELECTRIC CO COM 369604103 2,075 81,000 SH   DFND   81,000 0 0
GENERAL MTRS CO COM 37045V100 1,118 35,000 SH   DFND   35,000 0 0
GENERAL MTRS CO COM 37045V100 13 20,000 SH Call DFND   20,000 0 0
GILEAD SCIENCES INC COM 375558103 1,533 14,400 SH   DFND   14,400 0 0
GILEAD SCIENCES INC COM 375558103 20 10,000 SH Call DFND   10,000 0 0
GUESS INC COM 401617105 8 15,000 SH Call DFND   15,000 0 0
HALLIBURTON CO COM 406216101 28 11,000 SH Call DFND   11,000 0 0
HERBALIFE LTD COM USD SHS G4412G101 639 80,000 SH Put DFND   80,000 0 0
HERBALIFE LTD COM USD SHS G4412G101 66 200,000 SH Call DFND   200,000 0 0
HERTZ GLOBAL HOLDINGS INC COM 42805T105 17 20,000 SH Call DFND   20,000 0 0
HERZFELD CARIBBEAN BASIN FD COM 42804T106 94 11,740 SH   DFND   11,740 0 0
HOME DEPOT INC COM 437076102 917 10,000 SH   DFND   10,000 0 0
HORIZON PHARMA PLC SHS G4617B105 246 20,000 SH   DFND   20,000 0 0
IMMUNOGEN INC COM 45253H101 1,647 155,500 SH   DFND   155,500 0 0
INCYTE CORP COM 45337C102 2,551 52,000 SH   DFND   52,000 0 0
INCYTE CORP COM 45337C102 5 30,000 SH Call DFND   30,000 0 0
INFINITY PHARMACEUTICALS INC COM 45665G303 1,264 94,200 SH   DFND   94,200 0 0
INTEL CORP COM 458140100 18,281 525,000 SH   DFND   525,000 0 0
INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 252 22,156 SH   DFND   22,156 0 0
INVESCO DYNAMIC CR OPP FD COM 46132R104 10,553 854,527 SH   DFND   854,527 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 4,402 280,000 SH   DFND   280,000 0 0
INVESCO SR INCOME TR COM 46131H107 6,577 1,384,617 SH   DFND   1,384,617 0 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 806 62,200 SH   DFND   62,200 0 0
ISHARES IBOXX HI YD ETF 464288513 26 20,000 SH Put DFND   20,000 0 0
ISHARES TR 20+ YR TR BD ETF 464287432 28 50,000 SH Put DFND   50,000 0 0
ISHARES TR NASDQ BIOTEC ETF 464287556 313 52,000 SH Put DFND   52,000 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 213 100,000 SH Put DFND   100,000 0 0
ISHARES TR U.S. REAL ES ETF 464287739 43 15,000 SH Put DFND   15,000 0 0
JARDEN CORP COM 471109108 62 20,000 SH Call DFND   20,000 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 4,030 25,100 SH   DFND   25,100 0 0
JOHNSON & JOHNSON COM 478160104 39 10,000 SH Call DFND   10,000 0 0
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 933 10,000 SH   DFND   10,000 0 0
KITE PHARMA INC COM 49803L109 470 16,507 SH   DFND   16,507 0 0
LANNET INC COM 516012101 863 18,900 SH   DFND   18,900 0 0
LENNAR CORP CL B 526057302 922 28,800 SH   DFND   28,800 0 0
LMP CORPORATE LN FD INC COM 50208B100 1,520 131,594 SH   DFND   131,594 0 0
LMP REAL ESTATE INCOME FD IN COM 50208C108 4,076 363,000 SH   DFND   363,000 0 0
LOCKHEED MARTIN CORP COM 539830109 12,977 71,000 SH   DFND   71,000 0 0
MACYS INC COM 55616P104 26 10,500 SH Call DFND   10,500 0 0
MACYS INC COM 55616P104 204 3,500 SH   DFND   3,500 0 0
MALLINCKRODT PUB LTD CO SHS G5785G107 3,766 41,777 SH   DFND   41,777 0 0
MASIMO CORP COM 574795100 426 20,000 SH   DFND   20,000 0 0
MCDERMOTT INTL INC COM 580037109 143 25,000 SH   DFND   25,000 0 0
MEDIVATION INC COM 58501N101 2,126 21,500 SH   DFND   21,500 0 0
MICHAEL KORS HLDGS LTD SHS G60754101 428 6,000 SH   DFND   6,000 0 0
MOLSON COORS BREWING CO CL B 60871R209 79 15,000 SH Call DFND   15,000 0 0
MYLAN INC COM 628530107 4 30,000 SH Call DFND   30,000 0 0
MYLAN INC COM 628530107 1,638 36,000 SH   DFND   36,000 0 0
NEW RESIDENTIAL INVT CORP COM 64828T102 4,081 700,000 SH   DFND   700,000 0 0
NEW YORK MTG TR INC COM PAR $.02 649604501 72 10,000 SH   DFND   10,000 0 0
NGP CAP RES CO COM 62912R107 989 160,000 SH   DFND   160,000 0 0
NOBLE ENERGY INC COM 655044105 28 15,000 SH Call DFND   15,000 0 0
NPS PHARMACEUTICALS INC COM 62936P103 2,470 95,000 SH   DFND   95,000 0 0
NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 8,620 965,270 SH   DFND   965,270 0 0
NUVEEN DIV ADVANTAGE MUN FD COM 67070F100 292 20,954 SH   DFND   20,954 0 0
NUVEEN DIVER CURRENCY OPPOR COM 67090N109 4,857 455,671 SH   DFND   455,671 0 0
NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT 67070X101 4,191 306,548 SH   DFND   306,548 0 0
NUVEEN DIVID ADVANTAGE MUN I COM 67071L106 966 68,466 SH   DFND   68,466 0 0
NUVEEN FLEXIBLE INVT INCOME COM 67075B104 2,908 166,085 SH   DFND   166,085 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 700 62,007 SH   DFND   62,007 0 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 1,136 99,806 SH   DFND   99,806 0 0
NUVEEN GBL INCOME OPPORTUN F COM 67073C104 1,824 147,543 SH   DFND   147,543 0 0
NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 369 25,000 SH   DFND   25,000 0 0
NUVEEN MTG OPPORTUNITY TERM COM 670735109 1,543 64,986 SH   DFND   64,986 0 0
NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 704 30,230 SH   DFND   30,230 0 0
NUVEEN MUN ADVANTAGE FD INC COM 67062H106 369 27,341 SH   DFND   27,341 0 0
NUVEEN MUN MKT OPPORTUNITY F COM 67062W103 2,221 167,494 SH   DFND   167,494 0 0
NUVEEN MUN OPPORTUNITY FD IN COM 670984103 3,850 270,190 SH   DFND   270,190 0 0
NUVEEN NEW JERSEY DIVID COM 67071T109 256 19,490 SH   DFND   19,490 0 0
NUVEEN NJ DIV ADVANTAGE MUN COM 67069Y102 242 18,000 SH   DFND   18,000 0 0
NUVEEN PA INVT QUALITY MUN F COM 670972108 601 44,106 SH   DFND   44,106 0 0
NUVEEN PERFORMANCE PLUS MUN COM 67062P108 2,256 155,585 SH   DFND   155,585 0 0
NUVEEN PREM INCOME MUN FD 2 COM 67063W102 5,797 421,609 SH   DFND   421,609 0 0
NUVEEN PREM INCOME MUN FD 4 COM 6706K4105 277 21,750 SH   DFND   21,750 0 0
NUVEEN PREMIER MUN INCOME FD COM 670988104 2,393 177,941 SH   DFND   177,941 0 0
NUVEEN QUALITY INCOME MUN FD COM 670977107 1,208 88,258 SH   DFND   88,258 0 0
NUVEEN QUALITY MUN FD INC COM 67062N103 863 66,665 SH   DFND   66,665 0 0
NUVEEN QUALITY PFD INC FD 3 COM 67072W101 1,749 209,000 SH   DFND   209,000 0 0
NUVEEN SHT DUR CR OPP FD COM 67074X107 4,176 243,899 SH   DFND   243,899 0 0
NUVEEN SR INCOME FD COM 67067Y104 2,057 307,460 SH   DFND   307,460 0 0
OPKO HEALTH INC COM 68375N103 233 27,400 SH   DFND   27,400 0 0
ORACLE CORP COM 68389X105 1,225 32,000 SH   DFND   32,000 0 0
PENN VA CORP COM 707882106 13 22,000 SH Call DFND   22,000 0 0
PENNEY J C INC COM 708160106 1,325 132,000 SH   DFND   132,000 0 0
PERRIGO CO PLC SHS G97822103 2,854 19,000 SH   DFND   19,000 0 0
PERRIGO CO PLC SHS G97822103 6 10,000 SH Call DFND   10,000 0 0
PETSMART INC COM 716768106 3 20,000 SH Put DFND   20,000 0 0
PFIZER INC COM 717081103 25 105,200 SH Call DFND   105,200 0 0
PFIZER INC COM 717081103 1,626 55,000 SH   DFND   55,000 0 0
PHARMACYCLICS INC COM 716933106 705 6,000 SH   DFND   6,000 0 0
PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 2,696 120,000 SH   DFND   120,000 0 0
PIONEER FLOATING RATE TR COM 72369J102 251 21,397 SH   DFND   21,397 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1,482 15,000 SH   DFND   15,000 0 0
PRECISION CASTPARTS CORP COM 740189105 1,090 4,600 SH   DFND   4,600 0 0
PROSHARES TR II ULT VIX SHRT TRM 74347W346 654 42,000 SH Put DFND   42,000 0 0
PROTHENA CORP PLC SHS G72800108 492 22,200 SH   DFND   22,200 0 0
QUALCOMM INC COM 747525103 598 8,000 SH   DFND   8,000 0 0
QUALCOMM INC COM 747525103 54 25,000 SH Call DFND   25,000 0 0
RADIO ONE INC CL D NON VTG 75040P405 94 29,700 SH   DFND   29,700 0 0
RANGE RES CORP COM 75281A109 678 10,000 SH   DFND   10,000 0 0
REGENERON PHARMACEUTICALS COM 75886F107 1,459 4,048 SH   DFND   4,048 0 0
REMY INTL INC COM 759663107 1,868 91,012 SH   DFND   91,012 0 0
RMR REAL ESTATE INCOME FUND COM 76970B101 2,212 117,639 SH   DFND   117,639 0 0
SALIX PHARMACEUTICALS INC COM 795435106 58 18,000 SH Call DFND   18,000 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 51 30,000 SH Call DFND   30,000 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1,822 20,111 SH   DFND   20,111 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 20 12,500 SH Call DFND   12,500 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 95 71,000 SH Call DFND   71,000 0 0
SHIRE PLC SPONSORED ADR 82481R106 958 3,700 SH   DFND   3,700 0 0
SIRIUS XM HLDGS INC COM 82968B103 52 15,000 SH   DFND   15,000 0 0
SOLAR CAP LTD COM 83413U100 1,246 66,700 SH   DFND   66,700 0 0
SOLAR SR CAP LTD COM 83416M105 704 45,755 SH   DFND   45,755 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 54,202 275,110 SH   DFND   275,110 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 647 145,000 SH Call DFND   145,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 876 402,000 SH Put DFND   402,000 0 0
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 10 25,000 SH Put DFND   25,000 0 0
STRYKER CORP COM 863667101 39 15,000 SH Call DFND   15,000 0 0
SUNESIS PHARMACEUTICALS INC COM NEW 867328601 181 25,300 SH   DFND   25,300 0 0
SURGICAL CARE AFFILIATES INC COM 86881L106 260 9,723 SH   DFND   9,723 0 0
TARGET CORP COM 87612E106 48 12,500 SH Call DFND   12,500 0 0
TELEFLEX INC COM 879369106 1,008 9,600 SH   DFND   9,600 0 0
TEREX CORP NEW COM 880779103 477 15,000 SH   DFND   15,000 0 0
TEREX CORP NEW COM 880779103 0 15,000 SH Call DFND   15,000 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 852 7,000 SH   DFND   7,000 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 31 10,000 SH Call DFND   10,000 0 0
THL CR SR LN FD COM 87244R103 4,574 262,397 SH   DFND   262,397 0 0
TIME WARNER INC COM NEW 887317303 15 12,500 SH Call DFND   12,500 0 0
TJX COS INC NEW COM 872540109 145 37,500 SH Call DFND   37,500 0 0
TRANSENTERIX INC COM NEW 89366M201 55 12,500 SH   DFND   12,500 0 0
TWO HBRS INVT CORP COM 90187B101 1,499 155,000 SH   DFND   155,000 0 0
UNICO AMERN CORP COM 904607108 157 13,000 SH   DFND   13,000 0 0
UNION PAC CORP COM 907818108 21 10,000 SH Call DFND   10,000 0 0
UNITED PARCEL SERVICE INC CL B 911312106 491 5,000 SH   DFND   5,000 0 0
UNITED PARCEL SERVICE INC CL B 911312106 25 15,000 SH Call DFND   15,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 200 4,000 SH   DFND   4,000 0 0
VIACOM INC NEW CL A 92553P102 1,494 19,400 SH   DFND   19,400 0 0
VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 2,646 155,000 SH   DFND   155,000 0 0
VOLCANO CORPORATION COM 928645100 160 15,000 SH   DFND   15,000 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 3,475 631,743 SH   DFND   631,743 0 0
WALGREEN CO COM 931422109 771 13,000 SH   DFND   13,000 0 0
WALTER ENERGY INC COM 93317Q105 8 100,000 SH Call DFND   100,000 0 0
WELLCARE HEALTH PLANS INC COM 94946T106 712 11,800 SH   DFND   11,800 0 0
WELLS FARGO & CO NEW COM 949746101 4,668 90,000 SH   DFND   90,000 0 0
WELLS FARGO ADVANTAGE MULTI COM SHS 94987D101 712 50,977 SH   DFND   50,977 0 0
WESTERN ASSET CLYM INFL OPP COM 95766R104 5,666 488,863 SH   DFND   488,863 0 0
WESTERN ASSET CLYM INFL SEC COM SH BEN INT 95766Q106 3,338 289,238 SH   DFND   289,238 0 0
WESTERN ASSET MTG CAP CORP COM 95790D105 148 10,000 SH   DFND   10,000 0 0
WILLIAMS SONOMA INC COM 969904101 44 15,000 SH Call DFND   15,000 0 0
WORLD ACCEP CORP DEL COM 981419104 51 20,100 SH Put DFND   20,100 0 0