Managing Director

0001085146-14-001122.txt : 20140514 0001085146-14-001122.hdr.sgml : 20140514 20140514151430 ACCESSION NUMBER: 0001085146-14-001122 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 EFFECTIVENESS DATE: 20140514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 14841073 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001096978 XXXXXXXX 03-31-2014 03-31-2014 false MARINER INVESTMENT GROUP LLC

500 MAMARONECK AVENUE, 4TH FLOOR HARRISON NY 10528

13F COMBINATION REPORT 028-11231 0001280200 028-10727 HAVENS ADVISORS LLC 0001318042 028-11307 DOLPHIN FINANCIAL PARTNERS, L.L.C N Tucker Goodrich Managing Director 914-798-4214 /s/Tucker Goodrich Harrison NY 05-14-2014 0 211 455149 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACELRX PHARMACEUTICALS INC COM 00444T100 288 24000 SH DFND 24000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 422 2772 SH DFND 2772 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 4573 623000 SH DFND 623000 0 0 AMERICAN CAP SR FLOATING LTD COM 02504D108 1713 122012 SH DFND 122012 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 612 50000 SH DFND 50000 0 0 AMERICAN INCOME FD INC COM 02672T109 92 12157 SH DFND 12157 0 0 AMERICAN SELECT PORTFOLIO IN COM 029570108 2568 258465 SH DFND 258465 0 0 AMERICAN STRATEGIC INCM PTFL COM 030098107 350 35418 SH DFND 35418 0 0 ANTARES PHARMA INC COM 036642106 1038 296477 SH DFND 296477 0 0 APACHE CORP COM 037411105 1120 13500 SH DFND 13500 0 0 APOLLO 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