The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERCROMBIE & FITCH CO | CL A | 002896207 | 9 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 248 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 67 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 331 | 6,400 | SH | DFND | 6,400 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 384 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 503 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
ALCOA INC | COM | 013817101 | 48 | 320,800 | SH | Put | DFND | 320,800 | 0 | 0 | |
ALCOA INC | COM | 013817101 | 109 | 417,900 | SH | Call | DFND | 417,900 | 0 | 0 | |
AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | 922 | 27,000 | SH | DFND | 27,000 | 0 | 0 | ||
AMERICAN EAGLE OUTFITTERS NE | COM | 02553E106 | 769 | 55,000 | SH | DFND | 55,000 | 0 | 0 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 10 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
ANNALY CAP MGMT INC | COM | 035710409 | 9 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,144 | 2,400 | SH | DFND | 2,400 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 835 | 28,500 | SH | Call | DFND | 28,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 89 | 10,800 | SH | Put | DFND | 10,800 | 0 | 0 | |
ASHLAND INC NEW | COM | 044209104 | 324 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 262 | 262,500 | SH | Put | DFND | 262,500 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 198 | 201,300 | SH | Call | DFND | 201,300 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 672 | 19,856 | SH | DFND | 19,856 | 0 | 0 | ||
AUTOZONE INC | COM | 053332102 | 4,972 | 11,761 | SH | DFND | 11,761 | 0 | 0 | ||
AUTOZONE INC | COM | 053332102 | 85 | 23,400 | SH | Put | DFND | 23,400 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 17 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
BANK OF AMERICA CORPORATION | COM | 060505104 | 1 | 12,900 | SH | Put | DFND | 12,900 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06740C188 | 9 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06740C188 | 16 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
BED BATH & BEYOND INC | COM | 075896100 | 6 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
BEST BUY INC | COM | 086516101 | 3 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 3,392 | 51,000 | SH | DFND | 51,000 | 0 | 0 | ||
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 63 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 319 | 70,000 | SH | Put | DFND | 70,000 | 0 | 0 | |
BLACKROCK FLA MUN 2020 TERM | COM SHS | 09250M109 | 962 | 63,257 | SH | DFND | 63,257 | 0 | 0 | ||
BLACKROCK GLOBAL OPP EQTY TR | COM | 092501105 | 938 | 67,067 | SH | DFND | 67,067 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 149 | 11,020 | SH | DFND | 11,020 | 0 | 0 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 174 | 13,041 | SH | DFND | 13,041 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 2,244 | 294,093 | SH | DFND | 294,093 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 126 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 156 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 9 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 34 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 260 | 27,000 | SH | Call | DFND | 27,000 | 0 | 0 | |
CARNIVAL CORP | PAIRED CTF | 143658300 | 10,857 | 332,620 | SH | DFND | 332,620 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 227 | 126,000 | SH | Call | DFND | 126,000 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 275 | 115,000 | SH | Put | DFND | 115,000 | 0 | 0 | |
CENTRAL FD CDA LTD | CL A | 153501101 | 16,317 | 1,110,000 | SH | DFND | 1,110,000 | 0 | 0 | ||
CHEESECAKE FACTORY INC | COM | 163072101 | 152 | 80,900 | SH | Call | DFND | 80,900 | 0 | 0 | |
CHEESECAKE FACTORY INC | COM | 163072101 | 69 | 96,400 | SH | Put | DFND | 96,400 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 122 | 110,400 | SH | Call | DFND | 110,400 | 0 | 0 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 118 | 27,700 | SH | Put | DFND | 27,700 | 0 | 0 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 409 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
CHUBB CORP | COM | 171232101 | 117 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
CME GROUP INC | COM | 12572Q105 | 686 | 45,000 | SH | Call | DFND | 45,000 | 0 | 0 | |
COACH INC | COM | 189754104 | 36 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
COACH INC | COM | 189754104 | 17 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 2,564 | 67,700 | SH | DFND | 67,700 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 30 | 115,000 | SH | Call | DFND | 115,000 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 169 | 250,000 | SH | Put | DFND | 250,000 | 0 | 0 | |
COMCAST CORP NEW | CL A SPL | 20030N200 | 2,037 | 47,000 | SH | DFND | 47,000 | 0 | 0 | ||
COMMONWEALTH REIT | 6.50% PFD CUM CO | 203233408 | 798 | 38,104 | SH | DFND | 38,104 | 0 | 0 | ||
COSAN LTD | SHS A | G25343107 | 547 | 35,600 | SH | DFND | 35,600 | 0 | 0 | ||
DECKERS OUTDOOR CORP | COM | 243537107 | 1 | 12,500 | SH | Put | DFND | 12,500 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 268 | 64,500 | SH | Call | DFND | 64,500 | 0 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 162 | 37,500 | SH | Call | DFND | 37,500 | 0 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 11 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 613 | 88,700 | SH | Put | DFND | 88,700 | 0 | 0 | |
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 2,833 | 45,461 | SH | DFND | 45,461 | 0 | 0 | ||
DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 82 | 127,500 | SH | Call | DFND | 127,500 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 55 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 810 | 18,000 | SH | DFND | 18,000 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 5 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
DWS MUN INCOME TR | COM | 23338M106 | 1,379 | 111,552 | SH | DFND | 111,552 | 0 | 0 | ||
EASTMAN CHEM CO | COM | 277432100 | 60 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 188 | 17,428 | SH | DFND | 17,428 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 333 | 21,594 | SH | DFND | 21,594 | 0 | 0 | ||
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 342 | 48,644 | SH | DFND | 48,644 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 715 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
EPR PPTYS | PFD C CNV 5.75% | 26884U208 | 7,382 | 347,863 | SH | DFND | 347,863 | 0 | 0 | ||
EV ENERGY PARTNERS LP | COM UNITS | 26926V107 | 427 | 11,500 | SH | DFND | 11,500 | 0 | 0 | ||
EXPEDITORS INTL WASH INC | COM | 302130109 | 451 | 94,000 | SH | Call | DFND | 94,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 62 | 88,100 | SH | Call | DFND | 88,100 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 113 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
FASTENAL CO | COM | 311900104 | 160 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 803 | 45,797 | SH | DFND | 45,797 | 0 | 0 | ||
FLUOR CORP NEW | COM | 343412102 | 476 | 51,000 | SH | Call | DFND | 51,000 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 144 | 320,000 | SH | Call | DFND | 320,000 | 0 | 0 | |
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 10 | 17,200 | SH | Call | DFND | 17,200 | 0 | 0 | |
FRANKLIN RES INC | COM | 354613101 | 560 | 76,200 | SH | Call | DFND | 76,200 | 0 | 0 | |
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 1,225 | 808,800 | SH | Call | DFND | 808,800 | 0 | 0 | |
FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 373 | 464,300 | SH | Put | DFND | 464,300 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 1,294 | 65,000 | SH | Call | DFND | 65,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 2,198 | 92,000 | SH | DFND | 92,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 63 | 158,300 | SH | Call | DFND | 158,300 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 159 | 173,800 | SH | Put | DFND | 173,800 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 2,158 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 41 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V118 | 12,137 | 457,821 | SH | DFND | 457,821 | 0 | 0 | ||
GERDAU S A | SPON ADR REP PFD | 373737105 | 1,790 | 240,000 | SH | DFND | 240,000 | 0 | 0 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 3,300 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 65 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 9,857 | 11,254 | SH | DFND | 11,254 | 0 | 0 | ||
GOOGLE INC | CL A | 38259P508 | 876 | 65,400 | SH | Put | DFND | 65,400 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 314 | 41,900 | SH | Call | DFND | 41,900 | 0 | 0 | |
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 3,029 | 100,047 | SH | DFND | 100,047 | 0 | 0 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 212 | 32,200 | SH | Call | DFND | 32,200 | 0 | 0 | |
HEALTH CARE REIT INC | PFD PER CON I | 42217K601 | 17,299 | 299,283 | SH | DFND | 299,283 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 2,926 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 1,207 | 15,600 | SH | DFND | 15,600 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 18 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 14 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 41 | 75,000 | SH | Call | DFND | 75,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 585 | 928,200 | SH | Put | DFND | 928,200 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 22,333 | 974,365 | SH | DFND | 974,365 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 1,423 | 110,687 | SH | DFND | 110,687 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 669 | 56,796 | SH | DFND | 56,796 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 505 | 96,191 | SH | DFND | 96,191 | 0 | 0 | ||
ISHARES | MSCI EMG MKT ETF | 464287234 | 14 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
ISHARES | MSCI EMG MKT ETF | 464287234 | 36 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
ISHARES | MSCI EMG MKT ETF | 464287234 | 986 | 24,200 | SH | DFND | 24,200 | 0 | 0 | ||
ISHARES | 20+ YR TR BD ETF | 464287432 | 2,447 | 23,000 | SH | DFND | 23,000 | 0 | 0 | ||
ISHARES | 20+ YR TR BD ETF | 464287432 | 162 | 120,000 | SH | Call | DFND | 120,000 | 0 | 0 | |
ISHARES | 20+ YR TR BD ETF | 464287432 | 289 | 252,000 | SH | Put | DFND | 252,000 | 0 | 0 | |
ISHARES | U.S. REAL ES ETF | 464287739 | 15 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
ISHARES | U.S. REAL ES ETF | 464287739 | 62 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
KOHLS CORP | COM | 500255104 | 108 | 55,000 | SH | Call | DFND | 55,000 | 0 | 0 | |
KOHLS CORP | COM | 500255104 | 203 | 104,400 | SH | Put | DFND | 104,400 | 0 | 0 | |
KOHLS CORP | COM | 500255104 | 498 | 9,615 | SH | DFND | 9,615 | 0 | 0 | ||
L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | 982 | 65,000 | SH | Call | DFND | 65,000 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 391 | 54,200 | SH | Call | DFND | 54,200 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 10 | 110,500 | SH | Put | DFND | 110,500 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 925 | 214,900 | SH | Call | DFND | 214,900 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 237 | 165,800 | SH | Put | DFND | 165,800 | 0 | 0 | |
LENNAR CORP | CL B | 526057302 | 1,447 | 50,500 | SH | DFND | 50,500 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 588 | 7,800 | SH | DFND | 7,800 | 0 | 0 | ||
LIFELOCK INC | COM | 53224V100 | 7 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 2 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 9,056 | 71,000 | SH | DFND | 71,000 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 1,383 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
MACK CALI RLTY CORP | COM | 554489104 | 340 | 15,500 | SH | DFND | 15,500 | 0 | 0 | ||
MACYS INC | COM | 55616P104 | 162 | 52,000 | SH | Call | DFND | 52,000 | 0 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 136 | 52,800 | SH | Call | DFND | 52,800 | 0 | 0 | |
MATTEL INC | COM | 577081102 | 12 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
MATTEL INC | COM | 577081102 | 209 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
MATTEL INC | COM | 577081102 | 4 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
MBIA INC | COM | 55262C100 | 24 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 254 | 609,900 | SH | Call | DFND | 609,900 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 29 | 34,200 | SH | Put | DFND | 34,200 | 0 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 1,428 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 8 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,997 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 3,634 | 93,445 | SH | DFND | 93,445 | 0 | 0 | ||
MOBILE TELESYSTEMS OJSC | SPONSORED ADR | 607409109 | 986 | 44,314 | SH | DFND | 44,314 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 54 | 67,600 | SH | Put | DFND | 67,600 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 42 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 1,359 | 50,434 | SH | DFND | 50,434 | 0 | 0 | ||
MOSAIC CO NEW | COM | 61945C103 | 1,162 | 27,000 | SH | DFND | 27,000 | 0 | 0 | ||
MRC GLOBAL INC | COM | 55345K103 | 488 | 18,200 | SH | DFND | 18,200 | 0 | 0 | ||
NATIONAL OILWELL VARCO INC | COM | 637071101 | 1,214 | 963,500 | SH | Call | DFND | 963,500 | 0 | 0 | |
NATIONAL OILWELL VARCO INC | COM | 637071101 | 1,146 | 392,900 | SH | Put | DFND | 392,900 | 0 | 0 | |
NETAPP INC | COM | 64110D104 | 186 | 140,000 | SH | Call | DFND | 140,000 | 0 | 0 | |
NETAPP INC | COM | 64110D104 | 111 | 215,000 | SH | Put | DFND | 215,000 | 0 | 0 | |
NETAPP INC | COM | 64110D104 | 959 | 22,500 | SH | DFND | 22,500 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 2 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 921 | 33,641 | SH | DFND | 33,641 | 0 | 0 | ||
NEWFIELD EXPL CO | COM | 651290108 | 68 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
NEWMONT MINING CORP | COM | 651639106 | 19 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
NEWMONT MINING CORP | COM | 651639106 | 46 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
NOBLE ENERGY INC | COM | 655044105 | 513 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
NORDSTROM INC | COM | 655664100 | 552 | 116,000 | SH | Put | DFND | 116,000 | 0 | 0 | |
NORDSTROM INC | COM | 655664100 | 72 | 130,100 | SH | Call | DFND | 130,100 | 0 | 0 | |
NORDSTROM INC | COM | 655664100 | 3,675 | 65,394 | SH | DFND | 65,394 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 93 | 17,500 | SH | Call | DFND | 17,500 | 0 | 0 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 3 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
NUCOR CORP | COM | 670346105 | 1,245 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
NUVEEN DIV ADV MUNI FD 3 | COM SH BEN INT | 67070X101 | 5,588 | 440,028 | SH | DFND | 440,028 | 0 | 0 | ||
NUVEEN DIV ADVANTAGE MUN FD | COM | 67070F100 | 143 | 11,058 | SH | DFND | 11,058 | 0 | 0 | ||
NUVEEN MUN ADVANTAGE FD INC | COM | 67062H106 | 625 | 49,960 | SH | DFND | 49,960 | 0 | 0 | ||
NUVEEN MUN MKT OPPORTUNITY F | COM | 67062W103 | 2,333 | 190,330 | SH | DFND | 190,330 | 0 | 0 | ||
NUVEEN MUN OPPORTUNITY FD IN | COM | 670984103 | 1,048 | 80,592 | SH | DFND | 80,592 | 0 | 0 | ||
NUVEEN PA INVT QUALITY MUN F | COM | 670972108 | 249 | 19,733 | SH | DFND | 19,733 | 0 | 0 | ||
NUVEEN PA PREM INCOME MUN FD | COM | 67061F101 | 311 | 25,389 | SH | DFND | 25,389 | 0 | 0 | ||
NUVEEN PERFORMANCE PLUS MUN | COM | 67062P108 | 855 | 63,302 | SH | DFND | 63,302 | 0 | 0 | ||
NUVEEN PREM INCOME MUN FD 2 | COM | 67063W102 | 1,339 | 102,606 | SH | DFND | 102,606 | 0 | 0 | ||
NUVEEN PREMIER MUN INCOME FD | COM | 670988104 | 2,299 | 178,210 | SH | DFND | 178,210 | 0 | 0 | ||
NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | 840 | 66,606 | SH | DFND | 66,606 | 0 | 0 | ||
OWENS CORNING NEW | *W EXP 10/31/201 | 690742127 | 3 | 74,447 | SH | DFND | 74,447 | 0 | 0 | ||
PANDORA MEDIA INC | COM | 698354107 | 7 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
PANERA BREAD CO | CL A | 69840W108 | 3,690 | 23,274 | SH | DFND | 23,274 | 0 | 0 | ||
PANERA BREAD CO | CL A | 69840W108 | 62 | 51,600 | SH | Call | DFND | 51,600 | 0 | 0 | |
PANERA BREAD CO | CL A | 69840W108 | 647 | 48,300 | SH | Put | DFND | 48,300 | 0 | 0 | |
PENN VA CORP | COM | 707882106 | 622 | 93,460 | SH | DFND | 93,460 | 0 | 0 | ||
PENNEY J C INC | COM | 708160106 | 2 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 8 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 1,162 | 132,000 | SH | DFND | 132,000 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,183 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
PRICELINE COM INC | COM NEW | 741503403 | 226 | 4,000 | SH | Call | DFND | 4,000 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 1,131 | 14,963 | SH | DFND | 14,963 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 208 | 83,200 | SH | Put | DFND | 83,200 | 0 | 0 | |
PROGRESSIVE CORP OHIO | COM | 743315103 | 5 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
QR ENERGY LP | UNIT LTD PRTNS | 74734R108 | 326 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 14 | 11,000 | SH | Put | DFND | 11,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 269 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
QUICKSILVER RESOURCES INC | COM | 74837R104 | 99 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
RADIAN GROUP INC | COM | 750236101 | 557 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
RADIAN GROUP INC | COM | 750236101 | 58 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
RAMCO-GERSHENSON PPTYS TR | PERP PFD-D CV | 751452608 | 20,695 | 352,009 | SH | DFND | 352,009 | 0 | 0 | ||
REMY INTL INC | COM | 759663107 | 3,921 | 193,742 | SH | DFND | 193,742 | 0 | 0 | ||
RESOLUTE ENERGY CORP | *W EXP 09/25/201 | 76116A116 | 13 | 50,854 | SH | DFND | 50,854 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 1,314 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 882 | 9,980 | SH | DFND | 9,980 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,398 | 254,300 | SH | Call | DFND | 254,300 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 295 | 195,500 | SH | Put | DFND | 195,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 19 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 8 | 32,500 | SH | Call | DFND | 32,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 32 | 16,500 | SH | Call | DFND | 16,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 1,667 | 20,111 | SH | DFND | 20,111 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 4 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 313 | 230,500 | SH | Call | DFND | 230,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,314 | 66,000 | SH | DFND | 66,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 28 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 49 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
SIRIUS XM RADIO INC | COM | 82967N108 | 78 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
SIRIUS XM RADIO INC | COM | 82967N108 | 27 | 170,000 | SH | Call | DFND | 170,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 203 | 70,000 | SH | Call | DFND | 70,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 65 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 88,902 | 529,150 | SH | DFND | 529,150 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 517 | 330,000 | SH | Put | DFND | 330,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 145 | 55,000 | SH | Call | DFND | 55,000 | 0 | 0 | |
ST JUDE MED INC | COM | 790849103 | 462 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 532 | 27,000 | SH | Call | DFND | 27,000 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 7,508 | 117,356 | SH | DFND | 117,356 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 46 | 71,800 | SH | Call | DFND | 71,800 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 794 | 125,000 | SH | Put | DFND | 125,000 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 33 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 779 | 2,416,580 | SH | DFND | 2,416,580 | 0 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 4 | 32,400 | SH | Call | DFND | 32,400 | 0 | 0 | |
UNDER ARMOUR INC | CL A | 904311107 | 2 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 4,974 | 2,414,366 | SH | DFND | 2,414,366 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,500 | 163,000 | SH | Call | DFND | 163,000 | 0 | 0 | |
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 73 | 110,000 | SH | Call | DFND | 110,000 | 0 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 14 | 17,500 | SH | Put | DFND | 17,500 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 500 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
URBAN OUTFITTERS INC | COM | 917047102 | 23 | 39,000 | SH | Call | DFND | 39,000 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 14 | 36,000 | SH | Call | DFND | 36,000 | 0 | 0 | |
US BANCORP DEL | COM NEW | 902973304 | 17 | 49,400 | SH | Put | DFND | 49,400 | 0 | 0 | |
VALE S A | ADR | 91912E105 | 3,086 | 197,700 | SH | DFND | 197,700 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,474 | 53,000 | SH | DFND | 53,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 32 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 108 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
VIACOM INC NEW | CL A | 92553P102 | 1,659 | 19,800 | SH | DFND | 19,800 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 22 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 114 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 24 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 3,719 | 90,000 | SH | DFND | 90,000 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 185 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 63 | 35,000 | SH | Call | DFND | 35,000 | 0 | 0 | |
WHITEWAVE FOODS CO | COM CL A | 966244105 | 3,114 | 155,923 | SH | DFND | 155,923 | 0 | 0 | ||
WHOLE FOODS MKT INC | COM | 966837106 | 53 | 55,000 | SH | Put | DFND | 55,000 | 0 | 0 | |
WHOLE FOODS MKT INC | COM | 966837106 | 827 | 14,136 | SH | DFND | 14,136 | 0 | 0 | ||
WHOLE FOODS MKT INC | COM | 966837106 | 977 | 80,000 | SH | Call | DFND | 80,000 | 0 | 0 | |
WIPRO LTD | SPON ADR 1 SH | 97651M109 | 217 | 21,110 | SH | DFND | 21,110 | 0 | 0 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 36 | 20,700 | SH | Put | DFND | 20,700 | 0 | 0 | |
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 14 | 20,700 | SH | Call | DFND | 20,700 | 0 | 0 | |
WYNN RESORTS LTD | COM | 983134107 | 2,969 | 150,300 | SH | Call | DFND | 150,300 | 0 | 0 | |
WYNN RESORTS LTD | COM | 983134107 | 337 | 157,700 | SH | Put | DFND | 157,700 | 0 | 0 | |
XILINX INC | COM | 983919101 | 1,489 | 31,787 | SH | DFND | 31,787 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 193 | 140,900 | SH | Call | DFND | 140,900 | 0 | 0 | |
XILINX INC | COM | 983919101 | 226 | 173,800 | SH | Put | DFND | 173,800 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 201 | 54,690 | SH | DFND | 54,690 | 0 | 0 |