Managing Director

0001085146-13-001916.txt : 20131112 0001085146-13-001916.hdr.sgml : 20131111 20131112164452 ACCESSION NUMBER: 0001085146-13-001916 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARINER INVESTMENT GROUP LLC CENTRAL INDEX KEY: 0001096978 IRS NUMBER: 510661527 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11231 FILM NUMBER: 131210913 BUSINESS ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 BUSINESS PHONE: 914-670-4300 MAIL ADDRESS: STREET 1: 500 MAMARONECK AVENUE, 4TH FLOOR CITY: HARRISON STATE: NY ZIP: 10528 FORMER COMPANY: FORMER CONFORMED NAME: MARINER INVESTMENT GROUP INC DATE OF NAME CHANGE: 19991015 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001096978 XXXXXXXX 09-30-2013 09-30-2013 false MARINER INVESTMENT GROUP LLC

500 MAMARONECK AVENUE, 4TH FLOOR HARRISON NY 10528

13F COMBINATION REPORT 028-11231 0001280200 028-10727 HAVENS ADVISORS LLC 0001318042 028-11307 DOLPHIN FINANCIAL PARTNERS, L.L.C N Tucker Goodrich Managing Director 914-798-4214 /s/Tucker Goodrich Harrison NY 11-08-2013 0 267 391184 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERCROMBIE & FITCH CO CL A 002896207 9 10000 SH Call DFND 10000 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 248 3000 SH DFND 3000 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 67 20000 SH Call DFND 20000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 331 6400 SH DFND 6400 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 384 150000 SH Call DFND 150000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 503 150000 SH Put DFND 150000 0 0 ALCOA INC COM 013817101 48 320800 SH Put DFND 320800 0 0 ALCOA INC COM 013817101 109 417900 SH Call DFND 417900 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 922 27000 SH DFND 27000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 769 55000 SH DFND 55000 0 0 ANNALY CAP MGMT INC COM 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