-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CpUHDFxaVHMee/RX2t7765yFWac+v8xfm1uPYi3zBUKjjZXywD6xflx8AfrY5Hri K9dYS1c1n+UUuQrc1bWIvw== 0001209191-07-051852.txt : 20070904 0001209191-07-051852.hdr.sgml : 20070903 20070904205633 ACCESSION NUMBER: 0001209191-07-051852 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070830 FILED AS OF DATE: 20070904 DATE AS OF CHANGE: 20070904 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BURLINGTON NORTHERN SANTA FE CORP CENTRAL INDEX KEY: 0000934612 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 411804964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2650 LOU MENK DR CITY: FT WORTH STATE: TX ZIP: 76131-2830 BUSINESS PHONE: 8007952673 MAIL ADDRESS: STREET 1: 2650 LOU MENK DRIVE CITY: FORT WORTH STATE: TX ZIP: 76131-2830 FORMER COMPANY: FORMER CONFORMED NAME: BURLINGTON NORTHERN SANTE FE CORP DATE OF NAME CHANGE: 19950913 FORMER COMPANY: FORMER CONFORMED NAME: BNSF CORP DATE OF NAME CHANGE: 19941223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBH INC CENTRAL INDEX KEY: 0000109694 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11535 FILM NUMBER: 071098110 BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 1440 KIEWIT PLAZA CITY: OMAHA STATE: NE ZIP: 68131 FORMER NAME: FORMER CONFORMED NAME: BERKSHIRE HATHAWAY INC/DE DATE OF NAME CHANGE: 19990520 FORMER NAME: FORMER CONFORMED NAME: BERKSHIRE HATHAWAY INC /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUFFETT WARREN E CENTRAL INDEX KEY: 0000315090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11535 FILM NUMBER: 071098111 BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ 3555 FARNAM ST STREET 2: STE 1440 CITY: OMAHA STATE: NE ZIP: 68131 MAIL ADDRESS: STREET 1: 1400 KIEWIT PLZ 3555 FARNAM ST STREET 2: STE 1440 CITY: OMAHA STATE: NE ZIP: 68131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11535 FILM NUMBER: 071098112 BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 1440 KIEWIT PLAZA CITY: OMAHA STATE: NE ZIP: 68131 FORMER NAME: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-08-30 0 0000934612 BURLINGTON NORTHERN SANTA FE CORP BNI 0001067983 BERKSHIRE HATHAWAY INC 1440 KIEWIT PLAZA OMAHA NE 68131 0 0 1 0 0000315090 BUFFETT WARREN E 1440 KIEWIT PLAZA OMAHA NE 68131 0 0 1 0 0000109694 OBH INC 1440 KIEWIT PLAZA OMAHA NE 68131 0 0 1 0 Common Stock 52975000 I See footnotes 1 and 2 Call option (right to buy) 40.00 2007-08-30 4 P 0 4955440 37.955 A 2007-10-03 2007-10-03 Common Stock 4955440 4955440 I See footnote 4 Call option (right to buy) 40.00 2007-08-31 4 P 0 2500000 39.951 A 2007-10-03 2007-10-03 Common Stock 2500000 7455440 I See footnote 4 These shares are owned by the following subsidiaries of Berkshire Hathaway Inc.: National Indemnity Company ("NICO") (26,951,000 shares); National Fire & Marine Insurance Company ("NFMIC") (1,322,100 shares); and Columbia Insurance Company ("Columbia") (24,701,900 shares). Each of NICO, NFMIC and Columbia is a subsidiary of OBH, Inc. ("OBH"). OBH is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As OBH and Berkshire are each in the chain of ownership of NICO, NFMIC and Columbia, each of Berkshire and OBH may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Burlington Northern common stock presently owned by each subsidiary. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Burlington Northern common stock presently owned by each such subsidiary. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The exercise date and expiration date may be extended to November 2, 2007 for an additional premium of $0.215 per option. The call options are held by National Indemnity Company. Berkshire Hathaway Inc., by Marc D. Hamburg 2007-09-04 /s/ Warren E. Buffett 2007-09-04 OBH, Inc., by Marc D. Hamburg 2007-09-04 -----END PRIVACY-ENHANCED MESSAGE-----