UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 7.01. Regulation FD Disclosure and Other Events.
As disclosed in recent filings on Form 4, our Chief Executive Officer completed open market sales of a portion of his shares of our common stock. Since his appointment as Chief Executive in December 2020, Mr. Thom has received no cash compensation from the Company and has agreed to accept restricted shares in lieu of cash in payment of some of his accrued compensation. The recent sale of shares was for the purpose of satisfying tax obligations and to cover personal expenses. After giving effect for shares issued to Mr. Thom in 2021 as compensation and the recent sale of shares, Mr. Thom holds 1,368,657 shares of our common stock, an increase of 326,746 shares over his holdings of 1,041,911 shares as of January 1 of this year.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized, on December 10, 2021.
United Health Products, Inc. |
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| By: | /s/ Brian Thom | |
| Brian Thom Principal Executive Officer | ||
| By: | /s/ Kristofer Heaton | |
| Kristofer Heaton | ||
| Principal Financial Officer |
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