4 1 b314742_4.txt FORM 4 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |_| Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) X Director X 10% Owner --- --- Alves Joseph J. BankEngine Technologies, Inc. X Officer Other --- (give title below) --- (specify below) (OTC BB: BKET) Chief Executive Officer and President ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS or Social 4. Statement for 7. Individual or Joint/Group Filing Security Number Month/Year (Check applicable line) 725 Port St. Lucie Boulevard, Suite 201 of Reporting 10-01 ---------------------------------------- Person (Voluntary) --------------------- X Form filed by one Reporting Person (Street) --- 5. If Amendment, Date Form filed by more than one Reporting of Original --- Person (Month/Year) Port St. Lucie, FL 34984 ------------------------------------------------------------------------------------ (City) (State) (Zip) ------------------------------------------------------------------------------------
Table 1 -Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security 2. Transaction 3. Transaction 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature of Indirect (Instr. 3) Date Code (Instr. 8) (A) or disposed of (D) Securities Form: Direct Beneficial Ownership (Month/Day/Year) (Instr. 3, 4 and 5) Beneficially (D) or (Instr.4) Owned at End of Indirect (I) Month (Instr. 3 (Instr. 4). --------------------------------------- and 4) Code V Amount (A) or Price (D) ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10-03-01 P 5,000 A $0.03 D ------------------------------------------------------------------------------------------------------------------------------------ 10-12-01 P 5,000 A $0.05 D ------------------------------------------------------------------------------------------------------------------------------------ 10-12-01 P 5,000 A $0.03 D ------------------------------------------------------------------------------------------------------------------------------------ 9,600,000 I ------------------------------------------------------------------------------------------------------------------------------------ 30,000 D ------------------------------------------------------------------------------------------------------------------------------------
*If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Response) Form 4 (continued) Table II - Derivative Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative 2. Conversion 3. Trans- 4. Trans- 5. Number of 6. Date Security (Instr.3) or Exercise action action Derivative Exercisable and Price of Date Code Securities Ac- Expiration Derivative (Month/ (Instr.8) quired (A) or Date Security Day/ Disposed of (D) (Month/Day/ Year) (Instr. 3,4, and Year) 5) --------------------------------------------------------------------------------------------- Code V (A) (D) Date Ex- Exer- pira cisable tion ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 7. Title and Amount 8. Price of 9. Number of 10. Ownership 11. Nature of Security (Instr.3) of Underlying Derivative Derivative Form of Indirect Beneficial Securities Security Securities Derivative Ownership (Instr.4) ( Instr. 3 and 4) (Instr. 5) Beneficially Security: Owned at End Direct (D) of Month or Indirect (I) (Instr. 4) (Inst.4) --------------------------------------- Title Amount or Num- ber of Shares ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Response: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) /s/ Joseph Alves 11-06-01 --------------------------------------- -------- ** Signature of Reporting Person Date Note. File three copies of this form, one of which must be manually signed.