FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ENERGIZER HOLDINGS INC [ ENR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/11/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Energizer Holdings, Inc. Common Stock | 08/08/2003 | M | 20,000(1) | A | $0 | 41,000 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/08/2003 | F | 6,490 | D | $34.05 | 34,510 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 180 | D | $33.81 | 34,330 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 200 | D | $33.76 | 34,130 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 200 | D | $33.75 | 33,930 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 600 | D | $33.72 | 33,330 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 1,000 | D | $33.5 | 32,330 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 100 | D | $33.49 | 32,230 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 1,500 | D | $33.54 | 30,730 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 1,200 | D | $33.53 | 29,530 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 2,100 | D | $33.52 | 27,430 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 500 | D | $33.51 | 26,930 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 600 | D | $33.71 | 26,330 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 900 | D | $33.7 | 25,430 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 200 | D | $33.69 | 25,230 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 300 | D | $33.67 | 24,930 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 600 | D | $33.65 | 24,330 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 800 | D | $33.64 | 23,530 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 200 | D | $33.63 | 23,330 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 100 | D | $33.62 | 23,230 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 800 | D | $33.61 | 22,430 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 500 | D | $33.6 | 21,930 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 200 | D | $33.59 | 21,730 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 100 | D | $33.56 | 21,630 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 600 | D | $33.58 | 21,030 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 400 | D | $33.57 | 20,630 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 200 | D | $33.56 | 20,430 | D | |||
Energizer Holdings, Inc. Common Stock(2) | 08/11/2003 | S | 900 | D | $33.55 | 19,530 | D | |||
Energizer Holdings, Inc. Common Stock | 1,855 | I | By 401(k) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Equivalents | $0 | 08/08/2003 | M | 20,000(1) | 08/08/2003 | 08/08/2003 | Energizer Holdings, Inc. Common Stock | 20,000 | $0 | 0 | D | ||||
Non-Qualified Stock Option 5/08/00 | $17 | 05/08/2001 | 05/07/2010 | Energizer Holdings, Inc. Common Stock | 230,000 | 230,000 | D | ||||||||
Phantom Stk Units in Deferred Compensation Plan CM | $0 | 11/15/2003(3) | 01/01/2025 | Energizer Holdings, Inc. Common Stock | 5,012 | 5,012 | D | ||||||||
Phantom Stock Units in Deferred Compensation Plan | $0 | 10/01/2001(4) | 01/01/2025 | Energizer Holdings, Inc. Common Stock | 28,846 | 28,846 | D | ||||||||
Phantom Stock Units in Executive Savings Investment Plan | $0 | 10/01/2001 | 01/01/2025 | Energizer Holdings, Inc. Common Stock | 876 | 876 | D | ||||||||
Restricted Stock Equivalents 5/19/03 | $0 | 05/19/2006(5) | 05/19/2012 | Energizer Holdings, Inc. Common Stock | 20,000 | 20,000 | D |
Explanation of Responses: |
1. In accordance with terms of Restricted Stock Equivalent Award Agreement between Energizer Holdings, Inc. and Reporting Person, ENR stock equivalents previously credited to Reporting Person vested and immediately converted into shares of ENR stock. |
2. Mr. Conrad Indirectly owns 1,855 shares of Energizer Holdings, Inc. in the Company's 401(k) Plan. He owns 2,669.426 units in the Energizer stock fund of the Energizer Holdings, Inc. Savings Investment Plan as of July 31, 2003. The number of shares allocated to a participant in that fund will vary based upon the cash position of the fund and changes in the market price of the common stock from time to time. |
3. Company match on deferrals into Energizer phantom stock units in Deferred Compensation Plan vests 3 years from grant, provided match deferral remains in units for a period of one year. |
4. Phantom stock units are payable in cash following termination of the Reporting Person's employment with Energizer Holdings, Inc. |
5. Restricted Stock Equivalents will convert into shares of Energizer Common Stock - 1/3 on 5/19/06, 1/3 on 5/19/09 and 1/3 on 5/19/12, unless Reporting Person elects to defer conversion until retirement or other termination, or unless deferral of conversion is mandated by Energizer Holdings, Inc. Equivalents subject to forfeture if Reporting Person voluntarily terminates employment prior to conversion dates, other than upon retirement after attaining age 55. |
PETER J. CONRAD | 08/12/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |