0001493152-22-019875.txt : 20220719
0001493152-22-019875.hdr.sgml : 20220719
20220719214637
ACCESSION NUMBER: 0001493152-22-019875
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220715
FILED AS OF DATE: 20220719
DATE AS OF CHANGE: 20220719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHROTRIYA RAJESH C MD
CENTRAL INDEX KEY: 0001193918
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40023
FILM NUMBER: 221092669
MAIL ADDRESS:
STREET 1: 157 TECHNOLOGY DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GT Biopharma, Inc.
CENTRAL INDEX KEY: 0000109657
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 941620407
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8000 MARINA BLVD
STREET 2: SUITE 100
CITY: BRISBANE
STATE: CA
ZIP: 94005
BUSINESS PHONE: (800) 304-9888
MAIL ADDRESS:
STREET 1: 8000 MARINA BLVD
STREET 2: SUITE 100
CITY: BRISBANE
STATE: CA
ZIP: 94005
FORMER COMPANY:
FORMER CONFORMED NAME: OXIS INTERNATIONAL INC
DATE OF NAME CHANGE: 19940916
FORMER COMPANY:
FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/
DATE OF NAME CHANGE: 19850312
4
1
ownership.xml
X0306
4
2022-07-15
0
0000109657
GT Biopharma, Inc.
GTBP
0001193918
SHROTRIYA RAJESH C MD
C/O GT BIOPHARMA, INC.
8000 MARINA BLVD., STE. 100
BRISBANE
CA
94005
1
0
0
0
Option to purchase Common Stock
2.48
2022-07-15
4
A
0
50000
0.00
A
2022-07-15
2032-07-14
Common Stock
50000
50000
D
Option to purchase Common Stock
2.48
2022-07-15
4
A
0
50000
0.00
A
2032-07-14
Common Stock
50000
50000
D
Option to purchase Common Stock
2.48
2022-07-15
4
A
0
361476
0.00
A
2032-07-14
Common Stock
361476
361476
D
1/4th of the shares vest on the date of grant and on each of September 8, 2022, December 8, 2022 and March 8, 2023.
240,984 shares vest on the date of grant and 120,492 shares vest on January 13, 2023.
/s/ Rajesh Shrotriya
2022-07-19