0001493152-22-019875.txt : 20220719 0001493152-22-019875.hdr.sgml : 20220719 20220719214637 ACCESSION NUMBER: 0001493152-22-019875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220715 FILED AS OF DATE: 20220719 DATE AS OF CHANGE: 20220719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHROTRIYA RAJESH C MD CENTRAL INDEX KEY: 0001193918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40023 FILM NUMBER: 221092669 MAIL ADDRESS: STREET 1: 157 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GT Biopharma, Inc. CENTRAL INDEX KEY: 0000109657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 941620407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8000 MARINA BLVD STREET 2: SUITE 100 CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: (800) 304-9888 MAIL ADDRESS: STREET 1: 8000 MARINA BLVD STREET 2: SUITE 100 CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: OXIS INTERNATIONAL INC DATE OF NAME CHANGE: 19940916 FORMER COMPANY: FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/ DATE OF NAME CHANGE: 19850312 4 1 ownership.xml X0306 4 2022-07-15 0 0000109657 GT Biopharma, Inc. GTBP 0001193918 SHROTRIYA RAJESH C MD C/O GT BIOPHARMA, INC. 8000 MARINA BLVD., STE. 100 BRISBANE CA 94005 1 0 0 0 Option to purchase Common Stock 2.48 2022-07-15 4 A 0 50000 0.00 A 2022-07-15 2032-07-14 Common Stock 50000 50000 D Option to purchase Common Stock 2.48 2022-07-15 4 A 0 50000 0.00 A 2032-07-14 Common Stock 50000 50000 D Option to purchase Common Stock 2.48 2022-07-15 4 A 0 361476 0.00 A 2032-07-14 Common Stock 361476 361476 D 1/4th of the shares vest on the date of grant and on each of September 8, 2022, December 8, 2022 and March 8, 2023. 240,984 shares vest on the date of grant and 120,492 shares vest on January 13, 2023. /s/ Rajesh Shrotriya 2022-07-19