0001493152-22-019872.txt : 20220719 0001493152-22-019872.hdr.sgml : 20220719 20220719214426 ACCESSION NUMBER: 0001493152-22-019872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220715 FILED AS OF DATE: 20220719 DATE AS OF CHANGE: 20220719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ohri Manu CENTRAL INDEX KEY: 0001424683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40023 FILM NUMBER: 221092663 MAIL ADDRESS: STREET 1: 2355 MAIN STREET STREET 2: SUITE 120 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GT Biopharma, Inc. CENTRAL INDEX KEY: 0000109657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 941620407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8000 MARINA BLVD STREET 2: SUITE 100 CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: (800) 304-9888 MAIL ADDRESS: STREET 1: 8000 MARINA BLVD STREET 2: SUITE 100 CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: OXIS INTERNATIONAL INC DATE OF NAME CHANGE: 19940916 FORMER COMPANY: FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/ DATE OF NAME CHANGE: 19850312 4 1 ownership.xml X0306 4 2022-07-15 0 0000109657 GT Biopharma, Inc. GTBP 0001424683 Ohri Manu C/O GT BIOPHARMA, INC. 8000 MARINA BLVD., STE. 100 BRISBANE CA 94005 0 1 0 0 CFO & Secretary Common Stock 2022-07-15 4 A 0 100000 0.00 A 100000 D Common Stock 2022-07-15 4 J 0 100000 0.00 D 0 D Common Stock 2022-07-15 4 J 0 100000 0.00 A 100000 I By Anarjay Concepts, Inc. Option to purchase Common Stock 2.48 2022-07-15 4 A 0 200000 0.00 A 2032-07-14 Common Stock 200000 200000 D The reporting person transferred the shares without consideration to Anarjay Concepts, Inc., a corporation wholly-owned by the reporting person. 66,666 shares on the date of grant, and 66,667 shares on each February 14, 2023 and 2024. /s/ Manu Ohri 2022-07-19