0001019687-16-005750.txt : 20160405 0001019687-16-005750.hdr.sgml : 20160405 20160405180500 ACCESSION NUMBER: 0001019687-16-005750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160404 FILED AS OF DATE: 20160405 DATE AS OF CHANGE: 20160405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OXIS INTERNATIONAL INC CENTRAL INDEX KEY: 0000109657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 941620407 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 SOUTH ASHLEY DRIVE STREET 2: SUITE 600 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: (800) 304-9888 MAIL ADDRESS: STREET 1: 100 SOUTH ASHLEY DRIVE STREET 2: SUITE 600 CITY: TAMPA STATE: FL ZIP: 33602 FORMER COMPANY: FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/ DATE OF NAME CHANGE: 19850312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRISTOL INVESTMENT FUND LTD CENTRAL INDEX KEY: 0001174866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08092 FILM NUMBER: 161555912 BUSINESS ADDRESS: STREET 1: 89 NEXUS WAY STREET 2: CAMANA BAY, PO BOX 311063 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 BUSINESS PHONE: (310) 331-8485 MAIL ADDRESS: STREET 1: 89 NEXUS WAY STREET 2: CAMANA BAY, PO BOX 311063 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 FORMER NAME: FORMER CONFORMED NAME: BRISTOL INVESTMENT FUND INC DATE OF NAME CHANGE: 20020605 4 1 bristol_f4.xml OWNERSHIP DOCUMENT X0306 4 2016-04-04 0 0000109657 OXIS INTERNATIONAL INC OXIS 0001174866 BRISTOL INVESTMENT FUND LTD C/O BRISTOL CAPITAL ADVISORS, LLC 1100 GLENDON AVE., SUITE 850 LOS ANGELES CA 90024 0 0 1 0 Common Stock 2016-04-04 4 S 0 675000 303750 D 1525472 D Common Stock 2016-04-05 4 J 0 250000 A 463806 D These shares were sold by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") in a private transaction. Bristol Investment is managed by Bristol Capital Advisors LLC, a Delaware limited liability company ("BCA"). Paul Kessler, as manager of BCA, has voting and dispositive power over the shares beneficially owned by Bristol Investment. Bristol Investment owns a total of 1,525,472 shares of the Company's common stock. These shares were acquired by Bristol Capital, LLC, a Delaware limited liability company ("BC"), pursuant to an Amendment to Consulting Agreement, for services rendered by BC to the Issuer. BC's principal offices are located at 1100 Glendon Ave., Suite 850, Los Angeles, CA 90024. Paul Kessler, as manager of BC, has voting and dispositive power over the shares beneficially owned by BC. /s/ Paul Kessler 2016-04-05