0001019687-16-005750.txt : 20160405
0001019687-16-005750.hdr.sgml : 20160405
20160405180500
ACCESSION NUMBER: 0001019687-16-005750
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160404
FILED AS OF DATE: 20160405
DATE AS OF CHANGE: 20160405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OXIS INTERNATIONAL INC
CENTRAL INDEX KEY: 0000109657
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 941620407
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 SOUTH ASHLEY DRIVE
STREET 2: SUITE 600
CITY: TAMPA
STATE: FL
ZIP: 33602
BUSINESS PHONE: (800) 304-9888
MAIL ADDRESS:
STREET 1: 100 SOUTH ASHLEY DRIVE
STREET 2: SUITE 600
CITY: TAMPA
STATE: FL
ZIP: 33602
FORMER COMPANY:
FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/
DATE OF NAME CHANGE: 19850312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRISTOL INVESTMENT FUND LTD
CENTRAL INDEX KEY: 0001174866
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08092
FILM NUMBER: 161555912
BUSINESS ADDRESS:
STREET 1: 89 NEXUS WAY
STREET 2: CAMANA BAY, PO BOX 311063
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
BUSINESS PHONE: (310) 331-8485
MAIL ADDRESS:
STREET 1: 89 NEXUS WAY
STREET 2: CAMANA BAY, PO BOX 311063
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
FORMER NAME:
FORMER CONFORMED NAME: BRISTOL INVESTMENT FUND INC
DATE OF NAME CHANGE: 20020605
4
1
bristol_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-04-04
0
0000109657
OXIS INTERNATIONAL INC
OXIS
0001174866
BRISTOL INVESTMENT FUND LTD
C/O BRISTOL CAPITAL ADVISORS, LLC
1100 GLENDON AVE., SUITE 850
LOS ANGELES
CA
90024
0
0
1
0
Common Stock
2016-04-04
4
S
0
675000
303750
D
1525472
D
Common Stock
2016-04-05
4
J
0
250000
A
463806
D
These shares were sold by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("Bristol Investment") in a private transaction. Bristol Investment is managed by Bristol Capital Advisors LLC, a Delaware limited liability company ("BCA"). Paul Kessler, as manager of BCA, has voting and dispositive power over the shares beneficially owned by Bristol Investment. Bristol Investment owns a total of 1,525,472 shares of the Company's common stock.
These shares were acquired by Bristol Capital, LLC, a Delaware limited liability company ("BC"), pursuant to an Amendment to Consulting Agreement, for services rendered by BC to the Issuer. BC's principal offices are located at 1100 Glendon Ave., Suite 850, Los Angeles, CA 90024. Paul Kessler, as manager of BC, has voting and dispositive power over the shares beneficially owned by BC.
/s/ Paul Kessler
2016-04-05