0001019687-16-004924.txt : 20160125 0001019687-16-004924.hdr.sgml : 20160125 20160125163717 ACCESSION NUMBER: 0001019687-16-004924 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160113 FILED AS OF DATE: 20160125 DATE AS OF CHANGE: 20160125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OXIS INTERNATIONAL INC CENTRAL INDEX KEY: 0000109657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 941620407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4830 W KENNEDY BLVD STREET 2: SUITE 600 CITY: TAMPA STATE: FL ZIP: 33609 BUSINESS PHONE: (800) 304-9888 MAIL ADDRESS: STREET 1: 4830 W KENNEDY BLVD STREET 2: SUITE 600 CITY: TAMPA STATE: FL ZIP: 33609 FORMER COMPANY: FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/ DATE OF NAME CHANGE: 19850312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRISTOL CAPITAL LLC CENTRAL INDEX KEY: 0001258366 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08092 FILM NUMBER: 161359135 BUSINESS ADDRESS: STREET 1: 6363 SUNSET BLVD. CITY: HOLLYWOOD STATE: CA ZIP: 90028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRISTOL INVESTMENT FUND LTD CENTRAL INDEX KEY: 0001174866 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08092 FILM NUMBER: 161359136 BUSINESS ADDRESS: STREET 1: CALEDONIAN HOUSE STREET 2: JENNETT STREET, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: # MAIL ADDRESS: STREET 1: CALEDONIAN HOUSE STREET 2: JENNETT STREET, GEORGE TOWN CITY: GRAND CAYMAN STATE: E9 ZIP: # FORMER NAME: FORMER CONFORMED NAME: BRISTOL INVESTMENT FUND INC DATE OF NAME CHANGE: 20020605 3 1 bristol_frm3.xml FORM 3 X0206 3 2016-01-13 0 0000109657 OXIS INTERNATIONAL INC OXIS 0001174866 BRISTOL INVESTMENT FUND LTD C/O BRISTOL CAPITAL ADVISORS, LLC 1100 GLENDON AVE., SUITE 1100 LOS ANGELES CA 90024 0 0 1 0 0001258366 BRISTOL CAPITAL LLC 1100 GLENDON AVE., SUITE 850 LOS ANGELES CA 90024 0 0 1 0 Common Stock 2441148 D Convertible notes 1.25 2016-02-15 Common Stock 3912447 D Subject to conversion pursuant to Note Conversion Agreement. At option of holder. Subject to extension under certain conditions. Or 75% of purchase price of next financing if such price under $1.675. Holdings reported herein are the collective holdings of Bristol Investment Fund, Ltd. ("BIF") and Bristol Capital, LLC ("BC"). Paul Kessler, a Director of BIF and Manager of BC, has voting and investment control over the securities held by BIF and BC. As of the date of this filing, BIF holds 2,080,347 shares of the Issuer's common stock, and convertible notes subject to conversion under certain conditions pursuant to a Note Conversion Agreement into a maximum of 3,411,947 shares of the Issuer's common stock; BC holds 360,801 shares of the Issuer's common stock, and convertible notes subject to conversion under certain conditions pursuant to a Note Conversion Agreement into a maximum of 500,500 shares of the Issuer's common stock. Bristol Investment Fund Ltd., By: /s/ Paul Kessler, its Director 2016-01-25 Bristol Capital LLC, By: /s/ Paul Kessler, its Manager 2016-01-25