0001019687-16-004924.txt : 20160125
0001019687-16-004924.hdr.sgml : 20160125
20160125163717
ACCESSION NUMBER: 0001019687-16-004924
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160113
FILED AS OF DATE: 20160125
DATE AS OF CHANGE: 20160125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OXIS INTERNATIONAL INC
CENTRAL INDEX KEY: 0000109657
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 941620407
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4830 W KENNEDY BLVD
STREET 2: SUITE 600
CITY: TAMPA
STATE: FL
ZIP: 33609
BUSINESS PHONE: (800) 304-9888
MAIL ADDRESS:
STREET 1: 4830 W KENNEDY BLVD
STREET 2: SUITE 600
CITY: TAMPA
STATE: FL
ZIP: 33609
FORMER COMPANY:
FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/
DATE OF NAME CHANGE: 19850312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRISTOL CAPITAL LLC
CENTRAL INDEX KEY: 0001258366
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08092
FILM NUMBER: 161359135
BUSINESS ADDRESS:
STREET 1: 6363 SUNSET BLVD.
CITY: HOLLYWOOD
STATE: CA
ZIP: 90028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRISTOL INVESTMENT FUND LTD
CENTRAL INDEX KEY: 0001174866
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08092
FILM NUMBER: 161359136
BUSINESS ADDRESS:
STREET 1: CALEDONIAN HOUSE
STREET 2: JENNETT STREET, GEORGE TOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: #
MAIL ADDRESS:
STREET 1: CALEDONIAN HOUSE
STREET 2: JENNETT STREET, GEORGE TOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: #
FORMER NAME:
FORMER CONFORMED NAME: BRISTOL INVESTMENT FUND INC
DATE OF NAME CHANGE: 20020605
3
1
bristol_frm3.xml
FORM 3
X0206
3
2016-01-13
0
0000109657
OXIS INTERNATIONAL INC
OXIS
0001174866
BRISTOL INVESTMENT FUND LTD
C/O BRISTOL CAPITAL ADVISORS, LLC
1100 GLENDON AVE., SUITE 1100
LOS ANGELES
CA
90024
0
0
1
0
0001258366
BRISTOL CAPITAL LLC
1100 GLENDON AVE., SUITE 850
LOS ANGELES
CA
90024
0
0
1
0
Common Stock
2441148
D
Convertible notes
1.25
2016-02-15
Common Stock
3912447
D
Subject to conversion pursuant to Note Conversion Agreement.
At option of holder.
Subject to extension under certain conditions.
Or 75% of purchase price of next financing if such price under $1.675.
Holdings reported herein are the collective holdings of Bristol Investment Fund, Ltd. ("BIF") and Bristol Capital, LLC ("BC"). Paul Kessler, a Director of BIF and Manager of BC, has voting and investment control over the securities held by BIF and BC. As of the date of this filing, BIF holds 2,080,347 shares of the Issuer's common stock, and convertible notes subject to conversion under certain conditions pursuant to a Note Conversion Agreement into a maximum of 3,411,947 shares of the Issuer's common stock; BC holds 360,801 shares of the Issuer's common stock, and convertible notes subject to conversion under certain conditions pursuant to a Note Conversion Agreement into a maximum of 500,500 shares of the Issuer's common stock.
Bristol Investment Fund Ltd., By: /s/ Paul Kessler, its Director
2016-01-25
Bristol Capital LLC, By: /s/ Paul Kessler, its Manager
2016-01-25