-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F8whmDHLiI8aINREnMQl0NtoXWqX4ak7P4JXpwP1q8TGigBLaLwVdtsrAHKq+8La nmx2/r2IIUpS3NepDhHXhQ== 0000109657-10-000022.txt : 20100406 0000109657-10-000022.hdr.sgml : 20100406 20100406174925 ACCESSION NUMBER: 0000109657-10-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100119 FILED AS OF DATE: 20100406 DATE AS OF CHANGE: 20100406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Post Gary M CENTRAL INDEX KEY: 0001357176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08092 FILM NUMBER: 10735260 MAIL ADDRESS: STREET 1: AMBIENT ADVISORS LLC STREET 2: 1840 CENTURY PARK EAST SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OXIS INTERNATIONAL INC CENTRAL INDEX KEY: 0000109657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 941620407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 468 N. CAMDEN DR. STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 551-4020 MAIL ADDRESS: STREET 1: 468 N. CAMDEN DR. STREET 2: 2ND FLOOR CITY: BEVERLY HILLS STATE: CA ZIP: 90210 FORMER COMPANY: FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/ DATE OF NAME CHANGE: 19850312 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-01-19 0 0000109657 OXIS INTERNATIONAL INC OXIS.OB 0001357176 Post Gary M AMBIENT ADVISORS LLC 1840 CENTURY PARK EAST SUITE 800 LOS ANGELES CA 90067 1 0 0 0 Common Stock 2010-01-19 4 A 0 1500000 0.23 A 1500000 D Non-qualified Stock Option (right to buy) 0.23 2010-01-26 4 X 0 100000 0 D 2006-11-14 2016-11-05 Common Stock 100000 429583 I Ambient Advisors, LLC Non-qualified Stock Option (right to buy) 0.17 2010-03-29 4 A 0 1110227 0 A 2009-08-17 2020-03-28 Common Stock 1110227 1539810 D Shares granted as compensation due pursuant to the Ambient Advisors advisory agreement dated November, 2006. Exercised 100,000 shares of an option to purchase 333,333 shares of common stock granted November 14, 2006. Options granted pursuant to an advisory agreement dated March 29, 2010. Options vest in eight quarterly installments commencing August 17, 2009. /s/ Gary M. Post 2010-04-06 -----END PRIVACY-ENHANCED MESSAGE-----