-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IWwV6+K4TR/jWRVP/Uns/51nLHjT2nY9VE8hipKhdabvSo5r5b8kk0EVQL048RRD CkYmvZYuA/V8pf3wgNFVgw== 0000109657-06-000078.txt : 20061108 0000109657-06-000078.hdr.sgml : 20061108 20061108152233 ACCESSION NUMBER: 0000109657-06-000078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061106 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OXIS INTERNATIONAL INC CENTRAL INDEX KEY: 0000109657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 941620407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 323 VINTAGE PARK DRIVE, SUITE B CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6502122568 MAIL ADDRESS: STREET 1: 323 VINTAGE PARK DRIVE, SUITE B CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/ DATE OF NAME CHANGE: 19850312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEILL SYDNEY COLIN CENTRAL INDEX KEY: 0001263844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08092 FILM NUMBER: 061197201 MAIL ADDRESS: STREET 1: C/O AXONYX INC STREET 2: 500 SEVENTH AVE 1OTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-06 0 0000109657 OXIS INTERNATIONAL INC OXIS.OB 0001263844 NEILL SYDNEY COLIN C/O AXONYX INC 500 SEVENTH AVE 1OTH FLOOR NEW YORK NY 10018 1 1 0 0 Secretary Common Stock Warrant (right to buy) 0.2 2006-11-06 4 A 0 187500 0 A 2007-01-15 2016-11-05 Common Stock 187500 427500 D Value of warrant is equal to 1.5 times the amount of $25,000 due to Mr. Neill for his services as Chairman of the Audit Committee. Warrant vests in four quarterly installments commencing January 15, 2007. Michael D. Centron, attorney-in-fact for S. Colin Neill 2006-11-08 -----END PRIVACY-ENHANCED MESSAGE-----