-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JySwg8h4cVGpV46XcfRRD5owflgAbKgI9gRqb2Ey7M9bKxgkce9YAXkaUX+tA9+Q NX8mkCa87Ph9qmDalfkDZA== 0000109657-06-000076.txt : 20061108 0000109657-06-000076.hdr.sgml : 20061108 20061108145330 ACCESSION NUMBER: 0000109657-06-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061106 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OXIS INTERNATIONAL INC CENTRAL INDEX KEY: 0000109657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 941620407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 323 VINTAGE PARK DRIVE, SUITE B CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6502122568 MAIL ADDRESS: STREET 1: 323 VINTAGE PARK DRIVE, SUITE B CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/ DATE OF NAME CHANGE: 19850312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Post Gary M CENTRAL INDEX KEY: 0001357176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08092 FILM NUMBER: 061197024 BUSINESS ADDRESS: BUSINESS PHONE: (310) 432-1671 MAIL ADDRESS: STREET 1: AMBIENT ADVISORS LLC STREET 2: 100 NORTH CRESCENT DR., SUITE 305 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-06 0 0000109657 OXIS INTERNATIONAL INC OXIS.OB 0001357176 Post Gary M AMBIENT ADVISORS LLC 100 NORTH CRESCENT DR., SUITE 305 BEVERLY HILLS CA 90210 1 0 0 0 Common Stock Warrant (right to buy) 0.2 2006-11-06 4 A 0 173608 0 A 2007-01-15 2016-11-05 Common Stock 173608 281608 I Ambient Advisors LLC Common Stock Warrant (right to buy) 0.2 2006-11-06 4 A 0 550000 0 A 2007-01-15 2016-11-05 Common Stock 550000 831608 I Ambient Advisors LLC Non-Qualified Stock Option (right to buy) 0.2 2006-11-06 4 A 0 333333 0 A 2006-11-14 2016-11-05 Common Stock 333333 524583 D Warrant granted pursuant to an advisory agreement dated November 6, 2006 is equal to 1.5 times the quantity of discounted shares valued at $20,833. Warrant vests immediately. Warrants granted pursuant to an advisory agreement dated November 6, 2006. 275,000 warrants vest in four quarterly installments and 275,000 warrants vest in eight quarterly installments commencing January 15, 2007. Options granted pursuant to an advisory agreement dated November 6, 2006. Options vest in six equal installments commencing on November 14, 2006. Michael D. Centron, attorney-in-fact for Gary M. Post 2006-11-08 -----END PRIVACY-ENHANCED MESSAGE-----