-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FKUsbamMmLHEx8h0BvG+NcNqONZdxstNpJedDvl5I3HJ3cBhupJDs4ja+GxLRLS2 bkzaeaJsRczDsAf22+j49w== 0000109657-06-000075.txt : 20061108 0000109657-06-000075.hdr.sgml : 20061108 20061108143533 ACCESSION NUMBER: 0000109657-06-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061106 FILED AS OF DATE: 20061108 DATE AS OF CHANGE: 20061108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OXIS INTERNATIONAL INC CENTRAL INDEX KEY: 0000109657 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 941620407 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 323 VINTAGE PARK DRIVE, SUITE B CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6502122568 MAIL ADDRESS: STREET 1: 323 VINTAGE PARK DRIVE, SUITE B CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: DDI PHARMACEUTICALS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DIAGNOSTIC DATA INC /DE/ DATE OF NAME CHANGE: 19850312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAUSMAN MARVIN S MD CENTRAL INDEX KEY: 0001067956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08092 FILM NUMBER: 061196904 BUSINESS ADDRESS: BUSINESS PHONE: 5094275132 MAIL ADDRESS: STREET 1: 825 THIRD AVE STREET 2: 40TH FL CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-11-06 0 0000109657 OXIS INTERNATIONAL INC OXIS.OB 0001067956 HAUSMAN MARVIN S MD 16031 SW PLEASANT HILL RD. SHERWOOD OR 97140 1 1 0 0 President & CEO Common Stock 2006-11-06 4 A 0 347222 0.18 A 1834636 D Common Stock 2006-11-06 4 A 0 500000 0.2 A 2334636 D Common Stock 2006-11-06 4 A 0 69444 0.18 A 2404080 D Non-Qualified Stock Option (right to buy) 0.2 2006-11-06 4 A 0 495000 0 A 2007-01-15 2016-11-05 Common Stock 495000 1209695 D Common Stock Warrant (right to buy) 0.2 2006-11-06 4 A 0 1505000 0 A 2006-11-14 2016-11-05 Common Stock 1505000 2714695 D Pursuant to an employment agreement dated November 6, 2006, Dr. Hausman was granted discounted shares valued at $62,500. Shares granted pursuant to an employment agreement dated November 6, 2006. Pursuant to an employment agreement dated November 6, 2006, Dr. Hausman was granted shares valued at $12,500 for office expenses. Options granted pursuant to an employment agreement dated November 6, 2006. 247,500 options vest in four quarterly installments and 247,500 options vest in eight quarterly installments commencing on January 15, 2007. Warrants issued pursuant to an employment agreement dated November 6, 2006 vest in six equal installments commencing on November 14, 2006 and are subject to repurchase rights. Michael D. Centron, attorney-in-fact for Marvin S. Hausman, M.D. 2006-11-08 -----END PRIVACY-ENHANCED MESSAGE-----