0001562180-17-000107.txt : 20170104
0001562180-17-000107.hdr.sgml : 20170104
20170104112200
ACCESSION NUMBER: 0001562180-17-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170101
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VECTREN CORP
CENTRAL INDEX KEY: 0001096385
STANDARD INDUSTRIAL CLASSIFICATION: GAS & OTHER SERVICES COMBINED [4932]
IRS NUMBER: 352086905
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE VECTREN SQUARE
CITY: EVANSVILLE
STATE: IN
ZIP: 47708
BUSINESS PHONE: 8124914000
MAIL ADDRESS:
STREET 1: ONE VECTREN SQUARE
CITY: EVANSVILLE
STATE: IN
ZIP: 47708
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH MICHAEL L
CENTRAL INDEX KEY: 0001194201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15467
FILM NUMBER: 17504016
MAIL ADDRESS:
STREET 1: ANTHEM INC
STREET 2: 120 MONUMENT CIRCLE
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46204
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
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2017-01-01
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0001096385
VECTREN CORP
VVC
0001194201
SMITH MICHAEL L
ONE VECTREN SQUARE
P. O. BOX 209
EVANSVILLE
IN
47708
true
false
false
false
Phantom Stock
0.00
2017-01-01
4
M
false
2144.00
0.00
D
Common Stock
2144.00
0.00
D
Phantom Stock
0.00
2017-01-01
4
A
false
2144.00
0.00
A
Common Stock
2144.00
19016.3883
D
The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2017, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3.
The reporting person elected to defer the stock unit award to the phantom stock account of the Vectren Corporation Nonqualified Deferred Compensation Plan. This transaction is exempt under Section 16b-3.
Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant.
/s/Ronald E. Christian
2017-01-04