0001562180-16-003138.txt : 20160912 0001562180-16-003138.hdr.sgml : 20160912 20160912172052 ACCESSION NUMBER: 0001562180-16-003138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160909 FILED AS OF DATE: 20160912 DATE AS OF CHANGE: 20160912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VECTREN CORP CENTRAL INDEX KEY: 0001096385 STANDARD INDUSTRIAL CLASSIFICATION: GAS & OTHER SERVICES COMBINED [4932] IRS NUMBER: 352086905 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VECTREN SQUARE CITY: EVANSVILLE STATE: IN ZIP: 47708 BUSINESS PHONE: 8124914000 MAIL ADDRESS: STREET 1: ONE VECTREN SQUARE CITY: EVANSVILLE STATE: IN ZIP: 47708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULLEN PATRICK K CENTRAL INDEX KEY: 0001570169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15467 FILM NUMBER: 161881574 MAIL ADDRESS: STREET 1: 2103 RESEARCH FOREST DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77380 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-09-09 false 0001096385 VECTREN CORP VVC 0001570169 MULLEN PATRICK K ONE VECTREN SQ EVANSVILLE IN 47708 true false false false Phantom Stock 0.00 2016-09-09 4 A false 1731.0967 48.30 A Common Stock 1731.0967 1731.0967 D (2)(3) Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Rule 16b-3. Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Each share of VVC phantom stock/phantom units is the equivalent of one share of VVC common stock. /s/Ronald E. Christian 2016-09-12