-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PD1Usxl8jkg45xZ+jBIvQgTiPJeUYoSKgymXwHZ3sIWAxIh08E6Y6DlLJKFx++4E 40c6YCCk5VIy6mxoCn9dRg== 0000908834-10-000161.txt : 20100601 0000908834-10-000161.hdr.sgml : 20100531 20100601101444 ACCESSION NUMBER: 0000908834-10-000161 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100601 ITEM INFORMATION: Other Events FILED AS OF DATE: 20100601 DATE AS OF CHANGE: 20100601 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VECTREN CORP CENTRAL INDEX KEY: 0001096385 STANDARD INDUSTRIAL CLASSIFICATION: GAS & OTHER SERVICES COMBINED [4932] IRS NUMBER: 352086905 STATE OF INCORPORATION: IN FISCAL YEAR END: 0409 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15467 FILM NUMBER: 10868330 BUSINESS ADDRESS: STREET 1: ONE VECTREN SQUARE CITY: EVANSVILLE STATE: IN ZIP: 47708 BUSINESS PHONE: 8124914000 MAIL ADDRESS: STREET 1: ONE VECTREN SQUARE CITY: EVANSVILLE STATE: IN ZIP: 47708 8-K 1 vc_8k0528.htm vc_8k0528.htm
 
SECURITIES AND EXCHANGE COMMISSION
Washington, DC   20549
 
FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)  June 1, 2010
 
VECTREN CORPORATION
(Exact name of registrant as specified in its charter)
 
 
 
 
Commission File No.
 
Registrant, State of Incorporation, Address, and Telephone Number
 
I.R.S Employer Identification No.
         
1-15467
 
Vectren Corporation
 
35-2086905
   
(An Indiana Corporation)
   
   
One Vectren Square,
   
   
Evansville, Indiana 47708
   
   
(812) 491-4000
   

Former name or address, if changed since last report:
N/A

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 

 

 
Item 8.01.   Other Events.
 
On May 19th, 2010, Niel C. Ellerbrook, Chairman of the Board and Chief Executive Officer of Vectren Corporation (the “Company”) adopted a stock trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.  On May 28th, 2010, Carl L. Chapman, President and Chief Operating Officer of the Company adopted a stock trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Under Rule 10b5-1, directors, officers and other employees who are not in possession of material non-public information may adopt a pre-arranged plan or contract providing for the sale of Company securities under specified conditions and at specified times. Under 10b5-1 plans, an individual can gradually diversify their investment portfolios, spread stock trades out over an extended period of time to reduce market impact and avoid concerns about transactions occurring at a time when they might possess material non-public information.

Transactions under Mr. Ellerbrook’s plan will not commence before June 1st, 2010.  The plan provides for the sale of up to 230,000 shares which will be acquired through the exercise of stock options.  The plan will expire no later than April 30, 2011.  Shares will be sold in the open market at prevailing market prices and subject to minimum price thresholds specified in the plan.

Transactions under Mr. Chapman’s plan will not commence before June 7th, 2010.  The plan provides for the sale of up to 85,000 shares which will be acquired through the exercise of stock options.  The plan will expire no later than April 30, 2011.  Shares will be sold in the open market at prevailing market prices and subject to minimum price thresholds specified in the plan.

Messrs. Ellerbrook and Chapman advised the Company that they decided to implement their plans due to the fact that each of them holds a tranche of options which will expire in 2011.

Transactions under the Plan will be disclosed publicly through Form 4 and Form 144 filings with the Securities and Exchange Commission.


 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
VECTREN CORPORATION
 
June 1, 2010
     
       
       
   
By:
/s/ M. Susan Hardwick
     
M. Susan Hardwick
     
Vice President, Controller and Assistant Treasurer

 
 
GRAPHIC 2 vectren_logo.jpg begin 644 vectren_logo.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_X0!F17AI9@``24DJ``@````$`!H!!0`! M````/@```!L!!0`!````1@```"@!`P`!`````@`!`3$!`@`0````3@`````` M``!@`````0```&`````!````4&%I;G0N3D54('8T+C`P`/_;`$,``@$!`0$! M`@$!`0("`@("!`,"`@("!00$`P0&!08&!@4&!@8'"0@&!PD'!@8("P@)"@H* M"@H&"`L,"PH,"0H*"O_;`$,!`@("`@("!0,#!0H'!@<*"@H*"@H*"@H*"@H* M"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"@H*"O_``!$(`$@` MYP,!(@`"$0$#$0'_Q``?```!!0$!`0$!`0```````````0(#!`4&!P@)"@O_ MQ`"U$``"`0,#`@0#!04$!````7T!`@,`!!$%$B$Q008346$'(G$4,H&1H0@C M0K'!%5+1\"0S8G*""0H6%Q@9&B4F)R@I*C0U-CH.$A8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJ MLK.TM;:WN+FZPL/$Q<;'R,G*TM/4U=;7V-G:X>+CY.7FY^CIZO'R\_3U]O?X M^?K_Q``?`0`#`0$!`0$!`0$!`````````0(#!`4&!P@)"@O_Q`"U$0`"`0($ M!`,$!P4$!``!`G<``0(#$00%(3$&$D%1!V%Q$R(R@0@40I&AL<$)(S-2\!5B M7J"@X2%AH>(B8J2DY25EI>8F9JBHZ2EIJ>HJ:JRL[2UMK>X MN;K"P\3%QL?(RKR\_3U]O?X^?K_V@`,`P$` M`A$#$0`_`/WP\V",YF&SWJI?ZUIUG;_:[J^@2%>KNV,5\[?M]>'?VX/%GAKP MYX+_`&+O$^B:+J%QJ-U<^(?%FO3!OLEJ.!:JH!Y8R9R.GV6OG(T_ALK$_)_Y-!C^EMBHKW8GT>4Y%DN+POUC&XM8==K-O\ M#Z@^+?\`P4I_8H^%$%S;^,?VBO#SSVPS)9:3J/VNZ_[XM=S#Z5\\>./^"]OP M>EU@^%_@7\%_%7C;56'_`!+XH8!:K=GV+?X5UEW_`,$S/^";W[)/PYU'XP_$ M7P7%>:5I&G[M2UGQ3?7EZ%7U-N21^2D_SKXE^,/_``6%\:Z?%<^!OV*/ASX= M^''A=<6MAJ%GH-G]K#?[()-D/Q)KS,9C<9@8ZM?F_P`3[_A'@_*N)ZKCE6#E MB[=6^6/RMK\OO/I`?MD?\%EOCTRP_!W]D&#PKIMR,B_U^VV-C_=N]H/Y5IM^ MQ7_P6`^-JW"_&?\`;CM?"]M<+A+3PRA)`[_/:?8B:^(]!_X*Q?M_>'=86_3X M^W-RJ_=T^\TVRNOMGTQTK[@_8$_X+4Z%\>M:L_A/^TEI-EH?B"Z'^@:O:R'[ M'?>Y_P"?4^S'\:X\%C,!CG_M6Y]1Q/P9QAPKE_UO#8+#67\JYI+[]_Q]">'_ M`((5Z;XCTTZ;\8?VV?B'X@S][R=@Y_[?OMM7?^(?7]D0\+\7?B-GM_Q,+'_Y M#KZ(\0?\%"OV)_"=S<66O?M.^#H[BWYDA@UI+AE^NW/-/\"?M\?LF_$G1M5\ M3>$/C?HMYI6B6(N=9U.%S]DM![W.`OKW_*O4>#R2Y^=1XL\2XP7++$I>2:1\ M;_'[_@F_X\_8`^#^O_M$_LH?M4^*M)/A#3Y-5;P_K4JRV%YCJK<#'':OT+^$ M7B74/%OPXT7Q!KVG_9;V\T>TN+NT/_+-BN['YU\P?#GXG>'_`/@I]XO^WZ7J M=I:?"CPAK(N1I'V\O>^([L#@7=J5)M;09)`/+')X&& MPT(*^&T1Y/%.:YGC9*AFVN)6[=KVLK+3?N7!R,T4@(P*7(]:]0^0"BDW*>01 M2Y'K0`449`ZFC(]11=`%%&1ZT9'7-`!11D>HHR.N:+H`HHR/449'K2N@"BC( M]:*8!11D>M!('4T`%%&1ZT$@=30`4444`9R&X'+VJ+[L:Q_%WCCP1X*T8Z]X MV\5V&EVEJOSW5[>"W11[DX%?`>NK_P`%H/VEO%.MV?@2TTSX9>#X=7O4T;5- M5*VEYJ-FH_T5V"B[N%8DDG"J/;M4V@?\$,8O'MQ;:]^U?^U/XI\9:L(\I+"A M8+]9[TWC'\Q7!/%*6F%1]=#A?)<'&^9YDEY13D_3HD_R^9X'_P`%J/VXO#?Q MV\2>%?@C\&?B+::IX6T>R;5]>O\`1+]?LMW=Y^525)Z#"]3_`,?@KX.KZG_X M*X?LD^#OV2OVA-"\-_##PYOEB MOC,>Y/,'<_N'PFP>08+@_"2RGKNWO\[!117L_@;]DX67@NV^*_[4WCA?`'@V MZ;[59C[#]KU?Q&>N+2TYP'?#F0""%!S>W@ M)/\`IA"GK@#J>A_X)1^!?A1HW[*VE?$OX8_!<>$[3Q/&+R'[;?B[O;^T&3:W M5U<]6)0$]\5WWQ[_`&M-)^#&J6WPX\(>'KCQ;X\UI?\`B1>"].D'VF?C'VNY M/_+I:`CEV`'8#J!]G@\*W@?]IL?P=Q'Q!C<5GN+H98Y).3>KNUKTUM%>G3=G MQ_\`M#_L.?#/]F;]K+X-:_\`L?I=^%/&NN^,@FH:39WEY<6*?B-XG_P"/_4/^771[ M4\BQLL\BU!^;GDDU[VY\TO"!T/%>IA<.H+FV/C,\S:IFL<.L0VW%6N]W^NFV MI\86G_!8'X;67_!0)O\`@G]\1O@SXAT#7FUD6>FZ]>7"FRO<\VS+CGY^/Q]: M^T&*(/,)Z]*_([_@Y#_93U7PZO@K_@H'\*I1:ZQX;U*TTS7;TD94;O\`1+OW MVL!PV*PW7XEYGR.%QLEC7A:_R.3_X**_\%%?AG_P3B^'&E^./B!XVA\=7*K M9^%&O[3[;:9S@DYP3QTZC/O7P-^U5+2Q.(6RV*Y_X.BO@*>#^RWXL_P#!W9?X MU]1?\$WO^"F7@'_@I'H'BKQ!X&^&NK^'AX1U2WLKO^T;D-]H9E9LC`''!^N> MM;?[,?[5/[*^F?LX_#_3M1_:-\"VUQ;>#]/S9W?B^R!!^QCK\P]^@KTN7]I+ MX.ZG\/\`6_B%X`^).@>*K3P_8-=7J^'==M;K``)P61L+P.Y&:\O,U@U-PPV$ M<=;;M]?,ZL+];:YGBK_<>>?MF?\`!1W]EK]@S0(+[XT>-#_:EX`--\+Z/%]K MU6^/^RF.]8TJS^]J$6H,@/X?8SC\Z^ M>?\`@DU^SM-_P5T_;+\??MP?M3!/$&@:1JR@Z%J*DB[O,YM;+`ZVEF,X]6(S MWK]M+'0M*T&RM]+T^P@MK:U&+2UM1@`#T'%:XW#91DW^S5X\TNNMDM+V_I?, MQP>)QV-_VC9'P/\`%7_@X"^"GPL^"7PU^.3?`'Q9=V7Q.L[Y]+T^.\LU-E]C M^]N^8[L_A7`_\11'P3Z?\,L^+?\`P>67^-?ISI.@:;X>L?[-TC3+:UM4SBVM M8PO\J_)S_@K%L_X?B?LQE!@?;K+C_M]K;*HY'BYO#O"Z*^O,_P`MB,T^O81) MK$[^1[-^RO\`\'`_P=_:I_:!\,_`3P[\`/$VCW?B6\:VL;_4-1M"O`SG:#G\ M!3/VG?\`@X0^#O[+'[2/C+]G#Q)^S_XFU:^\&7PMKR_L-0M0MR3I_P!LR%)X MX.*_1!X(F7"GD5^/G[.:#_B)M^)\9/'VF]'_`)0[&LL*\GQ,I2>%TC%NW,_O MOT*Q4L=A$K/<]6^'_P#P^)=:M]+^(7PG\;>$K)EYUQH[2ZM+0X[LKHQ7YW_\`!QEJ M_P"S#!^R4^F>-]0T*X^)XO+$>#%LF0ZM;?Z:OVMN?G%H`,$'CZUZ]_P1=\)^ M*?#O_!)7P9H?C*/[.USHFL75O:7?6.UNKZ[E16_!P?Q]ZK%8/!/`QQ-%..MF MF[_<3A,;CGC7A\1KH>!V/_!TQ\!+[1+34XOV7/%BK>V'VL#^V[(\>G6NY_9^ M_P"#AWX'_M$_'OPG\`]'^`?B6QO?%^OV^EV%Y>W]IMMG;G+`')QZ5\P_\&M? MQ9^$WPC\-?%P_%7XD>&O#OVNT\,?86\0:]96GVH;;_GJ.^!WZU^NOA_]I3]F M[Q7KEIX6\,_'_P`"ZKJEV,:?8Z9XML[FYN@/1%?)_"NK-X9/@L9+"QPG3=RE MVOYAE?US&?[0\5IVT/-?VC_^"B'P>_9<_:=^&7[//QDMFTFU^)EEJ/\`97BH MWJ_9;.\LC9C[''/A?X)X[7NNC_`,M<#YAZ#VK\:O@[^RQ\ M;?CQXHU73/AWX;M+RUT;_D/>*[V_SH]I]+L2Q%_FH][/2_Y7/Q M);XD_LR_L>3AO@1-9?%7QU8YS\1-:L,Z3I/3!M+7_E][_P"F#\^U;/[,7['/ MQ]_X*)?$1?C/\=?$6K6?@)@;OQ3XUUR_Q]NLO^?*SQT7U/2OT"^-7A__`()N M_LA^+(=.L/V:?#GB3XC7JM=^'_!7A;PVMSK%P0."@V_Z*/\`:)`QTS6EX5_9 M,^-W[55W;^.OVX]6M+'P];$'1O@IX8O2^E6O'35+G&=0;CI@*,Y`/(KE_L9W MMT7;;Y_U<]S&^*;E@/;T(-5)7OB)-.5NJ2NU]UHK=ZW+&C?'/XB?M!VL'P?_ M`.">>AV>C^"M'8Z9J/Q8U"P`T^Q```&CVF`+\CC#8%IP!D@8KVS]G;]F'X>_ ML[:->)X9^V:GK.JE;CQ!XGUV\^TZIJ]UC[]T^!N./3`'IW/H.@:%I'AG38=- MT>RMH+6W3%K:V@`4#%:@*NOF2#OTKWUA;)'X9BLSYI.C0V?X^O\`EL3`#`X[ M4N!Z4#I170>><#^T?\$O"/[1'P5\3?!3QQ%NTGQ-I#V.H`?W&_\`K@5^'G[% M_P"W7\1?^"5/PY_:+_8V^(QNK;Q#8_;3\/)!S_Q.3BRX/O@7OTK]_9&1H\LO M%?E#_P`%CO\`@E/XG_:3_;5^&7Q)^%'AD_V3X\OQHWC^_L6RUG@8-\?<6@8? M\!KZ7AW%8)3>&Q?PO7YK_,^=S?"8UM8C"[G6_P#!N'^R->_#/]GG5_VL/&RL M_B+XEW?G65Y=GYOL(/R_F0?RJO\`\'14@L_V*/#(YX\8)_*OT;\`^"_#7P\\ M':;X)\+6`M=-TFR6ULDS]U0,<5\3?\%[?V6?V@_VN?V6]!\$?L]?#V[\0ZG9 M^+8[J^L;:\MHR;0`[N9.N>.G/K583-OKG%:Q>(>E_P`+-+]!XK!_5,C^K'!_ M!#_@WQ_8+^)7P3\+^-?$=]X\%YK&@65U>M9^(D`9MH;O:`]_0?UKWGX3?\$Q M?@5^QI^S;\5?AC^SQ_PD-P_CO1+YKY=>U+[83>&R9%/('7TKYH\#?M$_\'#/ MPX\$:9X&\-?\$^_`/V72=/L[.R^V.,G`VG_F.=NE?6/_``3P^*__``4,^+&@ M^*7_`&\/@+X?\#75E?VP\*#P^%V7UF5)+OB^O.01ZCJ?PG-*F<.3;Q-XW[WZ MZ!@U@^6RPVI\+?\`!K_\7/#OA/3OB5^ROXC1+;Q3I^I65])IS>J_Z)=D?1E6 MOV)94902>_%?E3^W_P#\$&*^1O^"BO['O[4/Q;_`."KWP%_:#^'OPGNM5\%>%;RS_X2+7/M MEHILL7F3A3\QXKER*<<'CWS-;-'5FD%B\#H?I&,[H_=>?RK\/)?V=OAI^U)_ MPZ5XCBO<1+C-F?[#L?],'OV%?N&,@1<=J_,;X(_L3_M1>&? M^"_/Q!_:Y\3?"2ZMOA_K"W4FG^*?MUIG_D"V-FORCYARI_(]<&L<@QCP:Q4D M[/E=C/-,)]<>'7F?%O[-7[.WP%_8:_X*/WO[.'_!2;X>66KZ9>-GPAXMUN\6 MWTA@K?Z+=789E46O!4%CA6Z@X(K]\/$EJ(/`^I6EB,9TZZ('N0?\:^:O^"HG M_!-_P;_P4$_9^_X1>1+72O&FBG[5X.\0=3:78!_T9OE!-JQQD?CZYX3_`(), MV_[?WA7]GS5/V9X0TWPR^G#1-1-GQ=_;?:M-CU'7D:T#'^\/LHR/8$5\$_\$XOV=/\`@MQ_P3:T77[/X.?L/Z/= M7?B_3]&6_?Q7JMGE=_$$L?C,?)T,2G#2VJVL MKK[[F.5+!)V6%LSP;_@YI&W]I3]G%?2SUW_TNT2OI'_@KY_P2ATC]M'X>0_& MCX+1VND_%_PQ8LEAJ:,8#J]GN(^Q.5'WL@_9F/"N>I!R//?^"[7[%G[4G[5W MQM^"WB/]G7X3W7B'2?#,-\NNWUG>VD9LRUY8.!A^2<6G;TQV(K]/0,+G_9`Q M7GXK-)83!8/V#U5[_-K7=MBS`\XDG%^#:#[4HP`W/>BOTQ_X+$?\$=M M3_:YUB#]H[]DS3]+@^)JE++7=#U'4!::=XHLPQ53,03_`*3;8R#T(R.N!17Z M#DG$O#M++HQE[KUTOW=SX[,N'L]EBY..J/K']L/P/^T?\8=$T#X;_`/XD)X) ML=4O1_PEWBDC_3;6RQ@V]F`3BZ)[G@8J7]EC]B#X#?LC:3U!<: M]XJUMA=ZOK##G-W=D;G/UXXZ5[F)5*Y#]LPM;-\7A/[/PNBZ MV_-OR\]#VGQ;XQ\$?"[PE>^.?&^M6ND:59(9[R^U&[V06X'4DG&!7R>?VK?V MEOVX]3_X1S]AG1U\*^`0QM[WXO\`B2P8B\&W'_$IM&/S]#\[8'3@$5;\$?L) M_&C]I+Q/:_%O_@HOXUL]=6V;?HOPMT1?^*>TG@Y^TAO^/]NG+<#T/;ZZM-/T MO0].73;&/[-#'P-J\&B^+Q+N]#HYL!D\=+8C$=_LK_/\CRK]F#]BWX0_LMVE MWJ?A/3[O5O$^LK_Q/_&GB&Z^UZQK3#D-=W17+'I[<<"O:]J*F%0`'L!4(*6R M#/S$]*D2E%%`";5/4"EP/2BB@`P!T%%%%`'Q) M\1O&7[:'[;OQ&U+X-?L[Q77PQ^%FBWEWI?B+XIWP(U;6,#;_`,29>+P\ M<<#(KV[]EC]C#X)?LD^&3X?^%6@'[7>C&MZ]J*_:M5U=AGYKJ[(RYY[\<<44 M5S8?6LY]3V64':BGMW]7U/;``!@`4%5/51^5%%=)XPN!Z48'3%%% M`!1110`4444`%%%%`!1110`4444`%%%%`!1110`4444`%%%%`!1110`4444` '%%%%`'__V3\_ ` end
-----END PRIVACY-ENHANCED MESSAGE-----