0001351347-17-000001.txt : 20170127 0001351347-17-000001.hdr.sgml : 20170127 20170127171934 ACCESSION NUMBER: 0001351347-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170125 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SARATOGA RESOURCES INC /TX CENTRAL INDEX KEY: 0001096339 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 760314489 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9225 KATY FREEWAY STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 7134581560 MAIL ADDRESS: STREET 1: 9225 KATY FREEWAY STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooke Thomas F CENTRAL INDEX KEY: 0001351347 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35241 FILM NUMBER: 17554714 MAIL ADDRESS: STREET 1: 3 RIVERWAY STREET 2: SUITE 1810 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-01-25 0 0001096339 SARATOGA RESOURCES INC /TX SARA 0001351347 Cooke Thomas F 1304 ALTA VISTA AUSTIN TX 78704 1 1 1 0 Chairman and CEO Common Stock 6038274 D Common Stock 104148 I By spouse Stock Option (Right to Buy) 3 2013-09-10 2018-06-09 Common Stock 250000 250000 D Stock Option (Right to Buy) 0.214 2017-01-25 4 A 0 500000 0 A 2017-01-25 2022-01-25 Common Stock 500000 500000 D Beneficial ownership is disclaimed by Mr. Cooke Option vests and is exercisable 20% on the date of grant and 20% on each of 7/25/17, 1/25/18, 7/25/18 and 1/25/19. Thomas F. Cooke 2017-01-27