0001351347-17-000001.txt : 20170127
0001351347-17-000001.hdr.sgml : 20170127
20170127171934
ACCESSION NUMBER: 0001351347-17-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170125
FILED AS OF DATE: 20170127
DATE AS OF CHANGE: 20170127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SARATOGA RESOURCES INC /TX
CENTRAL INDEX KEY: 0001096339
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 760314489
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9225 KATY FREEWAY
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: 7134581560
MAIL ADDRESS:
STREET 1: 9225 KATY FREEWAY
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cooke Thomas F
CENTRAL INDEX KEY: 0001351347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35241
FILM NUMBER: 17554714
MAIL ADDRESS:
STREET 1: 3 RIVERWAY
STREET 2: SUITE 1810
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-01-25
0
0001096339
SARATOGA RESOURCES INC /TX
SARA
0001351347
Cooke Thomas F
1304 ALTA VISTA
AUSTIN
TX
78704
1
1
1
0
Chairman and CEO
Common Stock
6038274
D
Common Stock
104148
I
By spouse
Stock Option (Right to Buy)
3
2013-09-10
2018-06-09
Common Stock
250000
250000
D
Stock Option (Right to Buy)
0.214
2017-01-25
4
A
0
500000
0
A
2017-01-25
2022-01-25
Common Stock
500000
500000
D
Beneficial ownership is disclaimed by Mr. Cooke
Option vests and is exercisable 20% on the date of grant and 20% on each of 7/25/17, 1/25/18, 7/25/18 and 1/25/19.
Thomas F. Cooke
2017-01-27