0001143313-15-000034.txt : 20150630
0001143313-15-000034.hdr.sgml : 20150630
20150630165925
ACCESSION NUMBER: 0001143313-15-000034
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20150630
DATE AS OF CHANGE: 20150630
EFFECTIVENESS DATE: 20150630
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SARATOGA RESOURCES INC /TX
CENTRAL INDEX KEY: 0001096339
STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382]
IRS NUMBER: 760314489
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35241
FILM NUMBER: 15961948
BUSINESS ADDRESS:
STREET 1: 9225 KATY FREEWAY
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: 7134581560
MAIL ADDRESS:
STREET 1: 9225 KATY FREEWAY
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NYSE MKT LLC
CENTRAL INDEX KEY: 0001143313
IRS NUMBER: 522127241
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 20 BROAD STREET, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-5024
MAIL ADDRESS:
STREET 1: 20 BROAD STREET, 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NYSE Amex
DATE OF NAME CHANGE: 20090402
FORMER COMPANY:
FORMER CONFORMED NAME: NYSE Alternext US LLC
DATE OF NAME CHANGE: 20081009
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN STOCK EXCHANGE LLC
DATE OF NAME CHANGE: 20010620
25-NSE
1
primary_doc.xml
X0203
0001143313
NYSE MKT LLC
1096339
SARATOGA RESOURCES INC /TX
001-35241
7500 San Felipe P.O. Box 675
Houston
TX
TEXAS
77063
Common Stock
17 CFR 240.12d2-2(b)
Paras Madho
Director
2015-06-30
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
NYSE MKT LLC (the ‘Exchange’ or ‘NYSE MKT’) hereby notifies the Securities and Exchange Commission (‘SEC’) of its intention to remove the entire class of common stock (‘Common Stock’) of Saratoga Resources, Inc. (the ‘Company’) from listing and registration on the Exchange at the opening of business on (Insert Date), pursuant to the provisions of Rule 12d2-2(b) because, in the opinion of the Exchange, the Common Stock is no longer suitable for continued listing and trading on the Exchange.
NYSE Regulation reached its decision to initiate delisting proceedings pursuant to Section 1003(c)(iii) of the NYSE MKT Company Guide (the ‘Guide’) based on the disclosure in the Company’s June 18, 2015 press release announcing the filing of voluntary Chapter 11 petitions for itself and certain of its operating subsidiaries in the U.S. Bankruptcy Court for the Western District of Louisiana in Lafayette, LA. The Common Stock was extinguished pursuant to a pre-arranged plan of reorganization.
1. Based on the Company’s announcement mentioned above, on June 19, 2015, NYSE Regulation determined that the Common Stock of the Company should be suspended immediately from trading, and directed the preparation and filing with the SEC of this application for the removal of the Common Stock from listing and registration on the Exchange. The Company was notified by phone on June 19, 2015 and by letter on June 19, 2015.
2. Pursuant to the above authorization, a press release was immediately issued and an announcement was made on the ‘ticker’ of the Exchange immediately and at the opening of the trading session on June 19, 2015 of the suspension of trading in the Common Stock. Similar information was included on the Exchange’s website.
3. The Company had a right to appeal to the Committee for Review of the Board of Directors of NYSE Regulation the determination to delist its Common Stock, provided that it filed a written request for such a review with the Secretary of the Exchange within seven business days of receiving notice of delisting determination. The Company did not file such request within the specified time period. Consequently, all conditions precedent under SEC Rule 12d2-2(b) to the filing of this application have been satisfied.