0001761477-24-000004.txt : 20240612
0001761477-24-000004.hdr.sgml : 20240612
20240612124844
ACCESSION NUMBER: 0001761477-24-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240610
FILED AS OF DATE: 20240612
DATE AS OF CHANGE: 20240612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wardlow Graham
CENTRAL INDEX KEY: 0001761477
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35370
FILM NUMBER: 241037955
MAIL ADDRESS:
STREET 1: LUXFER HOLDINGS PLC
STREET 2: LUMNS LANE
CITY: MANCHESTER
STATE: X0
ZIP: M27 8LN
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUXFER HOLDINGS PLC
CENTRAL INDEX KEY: 0001096056
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LUMNS LANE
CITY: MANCHESTER
STATE: X0
ZIP: M27 8LN
BUSINESS PHONE: 44161300-0600
MAIL ADDRESS:
STREET 1: LUMNS LANE
CITY: MANCHESTER
STATE: X0
ZIP: M27 8LN
4
1
wk-form4_1718210914.xml
FORM 4
X0508
4
2024-06-10
0
0001096056
LUXFER HOLDINGS PLC
LXFR
0001761477
Wardlow Graham
LUXFER HOLDINGS PLC
LUMNS LANE
MANCHESTER
X0
M27 8LN
UNITED KINGDOM
0
1
0
0
See Remarks
0
Ordinary Shares
2024-06-10
4
M
0
1285
A
31979
D
Ordinary Shares
2024-06-10
4
M
0
199
A
32178
D
Ordinary Shares
2024-06-10
4
M
0
2315
A
34493
D
Ordinary Shares
2024-06-10
4
M
0
800
A
35293
D
Ordinary Shares
2024-06-10
4
M
0
87
A
35380
D
Ordinary Shares
2024-06-10
4
M
0
1280
A
36660
D
Ordinary Shares
2024-06-10
4
M
0
1000
A
37660
D
Ordinary Shares
2024-06-10
4
M
0
83
A
37743
D
Ordinary Shares
2024-06-10
4
M
0
1150
A
38893
D
Ordinary Shares
2024-06-10
4
M
0
55
A
38948
D
Ordinary Shares
2024-06-10
4
F
0
4172
11.55
D
34776
D
Ordinary Shares
7520
I
By Spouse
Stock Options (Right to Buy)
2024-06-10
4
M
0
1285
D
2026-03-13
Ordinary Shares
1285
0
D
Dividend Equivalent Rights
2024-06-10
4
M
0
199
D
2026-03-13
Ordinary Shares
199
0
D
Stock Options (Right to Buy)
2024-06-10
4
M
0
2315
D
2026-03-13
Ordinary Shares
2315
0
D
Stock Options (Right to Buy)
2024-06-10
4
M
0
800
D
2027-03-15
Ordinary Shares
800
800
D
Dividend Equivalent Rights
2024-06-10
4
M
0
87
D
2027-03-15
Ordinary Shares
87
92
D
Stock Options (Right to Buy)
2024-06-10
4
M
0
1280
D
2027-03-15
Ordinary Shares
1280
1280
D
Stock Options (Right to Buy)
2024-06-10
4
M
0
1000
D
2028-03-14
Ordinary Shares
1000
2000
D
Dividend Equivalent Rights
2024-06-10
4
M
0
83
D
2028-03-14
Ordinary Shares
83
254
D
Stock Options (Right to Buy)
2024-06-10
4
M
0
1150
D
2029-03-20
Ordinary Shares
1150
3450
D
Dividend Equivalent Rights
2024-06-10
4
M
0
55
D
2029-03-20
Ordinary Shares
55
172
D
1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
Represents the exercise of time-based Stock Options awarded on March 13, 2020. The subject Stock Options fully vested and were exercisable as of March 13, 2024. The time-based Stock Options are fully vested and exercised.
Represents dividend equivalent rights accrued on employee Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
Represents the exercise of performance-based Stock Options (at 50% target) awarded on March 13, 2020. One-half of the performance-based Stock Options vested and became exercisable on March 13, 2023 upon achievement of relative Total Shareholder Return (TSR) goals for the performance period ended December 31, 2022, and the remaining balance vested on March 13, 2024. The performance-based Stock Options are fully vested and exercised.
Represents the exercise of time-based Stock Options awarded on March 15, 2021. The subject Stock Options vested and were exercisable as of March 15, 2024. The remaining Stock Options vest and become exercisable on March 15, 2025.
Represents the exercise of performance-based Stock Options (at 200% target) awarded on March 15, 2021. One-third of the performance-based Stock Options vested and became exercisable on March 15, 2023 upon the achievement of an adjusted diluted EPS performance measure for the performance period ended December 31, 2021. A further one-third of the performance-based Stock Options vested on March 15, 2024, and the remaining balance will vest and become exercisable on March 15, 2025.
Represents the exercise of time-based Stock Options awarded on March 14, 2022. The subject Stock Options vested and were exercisable as of March 14, 2024. The remaining Stock Options vest and become exercisable in two equal annual installments on March 14, 2025 and March 14, 2026.
Represents the exercise of time-based Stock Options awarded on March 20, 2023. The subject Stock Options vested and were exercisable as of March 20, 2024. The remaining Stock Options vest in three equal annual installments beginning on March 20, 2025.
Managing Director, Luxfer MEL Technologies
/s/ Megan E. Glise under Power of Attorney for Graham Wardlow
2024-06-12