0001761477-24-000004.txt : 20240612 0001761477-24-000004.hdr.sgml : 20240612 20240612124844 ACCESSION NUMBER: 0001761477-24-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240610 FILED AS OF DATE: 20240612 DATE AS OF CHANGE: 20240612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wardlow Graham CENTRAL INDEX KEY: 0001761477 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35370 FILM NUMBER: 241037955 MAIL ADDRESS: STREET 1: LUXFER HOLDINGS PLC STREET 2: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LUXFER HOLDINGS PLC CENTRAL INDEX KEY: 0001096056 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN BUSINESS PHONE: 44161300-0600 MAIL ADDRESS: STREET 1: LUMNS LANE CITY: MANCHESTER STATE: X0 ZIP: M27 8LN 4 1 wk-form4_1718210914.xml FORM 4 X0508 4 2024-06-10 0 0001096056 LUXFER HOLDINGS PLC LXFR 0001761477 Wardlow Graham LUXFER HOLDINGS PLC LUMNS LANE MANCHESTER X0 M27 8LN UNITED KINGDOM 0 1 0 0 See Remarks 0 Ordinary Shares 2024-06-10 4 M 0 1285 A 31979 D Ordinary Shares 2024-06-10 4 M 0 199 A 32178 D Ordinary Shares 2024-06-10 4 M 0 2315 A 34493 D Ordinary Shares 2024-06-10 4 M 0 800 A 35293 D Ordinary Shares 2024-06-10 4 M 0 87 A 35380 D Ordinary Shares 2024-06-10 4 M 0 1280 A 36660 D Ordinary Shares 2024-06-10 4 M 0 1000 A 37660 D Ordinary Shares 2024-06-10 4 M 0 83 A 37743 D Ordinary Shares 2024-06-10 4 M 0 1150 A 38893 D Ordinary Shares 2024-06-10 4 M 0 55 A 38948 D Ordinary Shares 2024-06-10 4 F 0 4172 11.55 D 34776 D Ordinary Shares 7520 I By Spouse Stock Options (Right to Buy) 2024-06-10 4 M 0 1285 D 2026-03-13 Ordinary Shares 1285 0 D Dividend Equivalent Rights 2024-06-10 4 M 0 199 D 2026-03-13 Ordinary Shares 199 0 D Stock Options (Right to Buy) 2024-06-10 4 M 0 2315 D 2026-03-13 Ordinary Shares 2315 0 D Stock Options (Right to Buy) 2024-06-10 4 M 0 800 D 2027-03-15 Ordinary Shares 800 800 D Dividend Equivalent Rights 2024-06-10 4 M 0 87 D 2027-03-15 Ordinary Shares 87 92 D Stock Options (Right to Buy) 2024-06-10 4 M 0 1280 D 2027-03-15 Ordinary Shares 1280 1280 D Stock Options (Right to Buy) 2024-06-10 4 M 0 1000 D 2028-03-14 Ordinary Shares 1000 2000 D Dividend Equivalent Rights 2024-06-10 4 M 0 83 D 2028-03-14 Ordinary Shares 83 254 D Stock Options (Right to Buy) 2024-06-10 4 M 0 1150 D 2029-03-20 Ordinary Shares 1150 3450 D Dividend Equivalent Rights 2024-06-10 4 M 0 55 D 2029-03-20 Ordinary Shares 55 172 D 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. Represents the exercise of time-based Stock Options awarded on March 13, 2020. The subject Stock Options fully vested and were exercisable as of March 13, 2024. The time-based Stock Options are fully vested and exercised. Represents dividend equivalent rights accrued on employee Stock Options, which become exercisable proportionately with the Stock Options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share. Represents the exercise of performance-based Stock Options (at 50% target) awarded on March 13, 2020. One-half of the performance-based Stock Options vested and became exercisable on March 13, 2023 upon achievement of relative Total Shareholder Return (TSR) goals for the performance period ended December 31, 2022, and the remaining balance vested on March 13, 2024. The performance-based Stock Options are fully vested and exercised. Represents the exercise of time-based Stock Options awarded on March 15, 2021. The subject Stock Options vested and were exercisable as of March 15, 2024. The remaining Stock Options vest and become exercisable on March 15, 2025. Represents the exercise of performance-based Stock Options (at 200% target) awarded on March 15, 2021. One-third of the performance-based Stock Options vested and became exercisable on March 15, 2023 upon the achievement of an adjusted diluted EPS performance measure for the performance period ended December 31, 2021. A further one-third of the performance-based Stock Options vested on March 15, 2024, and the remaining balance will vest and become exercisable on March 15, 2025. Represents the exercise of time-based Stock Options awarded on March 14, 2022. The subject Stock Options vested and were exercisable as of March 14, 2024. The remaining Stock Options vest and become exercisable in two equal annual installments on March 14, 2025 and March 14, 2026. Represents the exercise of time-based Stock Options awarded on March 20, 2023. The subject Stock Options vested and were exercisable as of March 20, 2024. The remaining Stock Options vest in three equal annual installments beginning on March 20, 2025. Managing Director, Luxfer MEL Technologies /s/ Megan E. Glise under Power of Attorney for Graham Wardlow 2024-06-12